COLMAN CAROL L

CIK 000124047432 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001240474

Recent Transactions

33 trades

Sale
ClearBridge MLP & Midstream Total Return Fund Inc.
Common Stock
2022-01-05$25.51/sh−800→ 600 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2022-01-05$5.13/sh−1,000→ 19,186 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2021-08-27$5.24/sh−2,500→ 19,366 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2021-06-07$5.23/sh−6,300→ 22,147 total
Sale
ClearBridge Energy Midstream Opportunity Fund Inc.$EMO
Common Stock
2021-06-07$24.02/sh−600→ 400 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2020-09-08$4.96/sh−2,100→ 38,702 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2020-07-27$4.81/sh−1,600→ 40,802 total
Sale
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2020-07-10$4.67/sh−700→ 26,000 total
Purchase
ClearBridge MLP & Midstream Fund Inc.
Common Stock
2018-03-12$14.48/sh+2,000→ 8,120 total
Purchase
ClearBridge MLP & Midstream Total Return Fund Inc.
Common Stock
2018-03-12$11.22/sh+3,000→ 7,000 total
Purchase
ClearBridge Energy Midstream Opportunity Fund Inc.$EMO
Common Stock
2018-03-12$10.84/sh+2,000→ 5,000 total
Purchase
ClearBridge MLP & Midstream Fund Inc.
Common Stock
2018-03-08$14.15/sh+5,000→ 6,120 total
Purchase
ClearBridge Energy Midstream Opportunity Fund Inc.$EMO
Common Stock
2018-03-08$10.68/sh+3,000→ 3,000 total
Purchase
ClearBridge MLP & Midstream Total Return Fund Inc.
Common Stock
2018-03-08$10.98/sh+4,000→ 4,000 total
Purchase
WESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.$GDO
Common Stock
2016-06-06$17.26/sh+800→ 800 total
Sale
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Common Stock
2015-09-10$11.55/sh−2,000→ 0 total
Sale
ClearBridge MLP & Midstream Fund Inc.
Common Stock
2015-09-10$21.06/sh−2,000→ 1,120 total
Sale
Western Asset Mortgage Opportunity Fund Inc.$DMO
Common Stock
2013-09-06$21.91/sh−1,500→ 1,400 total
Purchase
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.
Common Stock
2013-09-06$18.88/sh+2,000→ 2,000 total
Purchase
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.$EHI
Common Stock
2012-09-28$13.78/sh+3,000→ 4,142 total
Purchase
Western Asset Mortgage Opportunity Fund Inc.$DMO
Common Stock
2012-03-12$21.68/sh+1,500→ 2,900 total
Purchase
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Common Stock
2012-03-09$16.25/sh+3,000→ 3,400 total
Purchase
ClearBridge MLP & Midstream Fund Inc.
Common Stock
2011-01-24$21.71/sh+2,000→ 3,000 total
Purchase
Western Asset Mortgage Opportunity Fund Inc.$DMO
Common Stock
2010-08-26$20.04/sh+1,400→ 1,400 total
Purchase
ClearBridge MLP & Midstream Fund Inc.
Common Stock
2010-06-25$20.00/sh+1,000→ 1,000 total
Sale
LMP CAPITAL & INCOME FUND INC.$SCD
Common Stock
2010-06-24$9.82/sh−2,500→ 0 total
Purchase
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2009-07-23$5.07/sh+4,200→ 26,700 total
Purchase
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.$HIO
Common Stock
2009-06-04$4.87/sh+8,000→ 22,500 total
Purchase
WESTERN ASSET MUNICIPAL PARTNERS FUND INC.
Common Stock
2004-01-23$14.29/sh+400→ 400 total
Purchase
WESTERN ASSET HIGH INCOME FUND INC.
Common Stock
2004-01-23$11.90/sh+500→ 500 total
Purchase
WESTERN ASSET EMERGING MARKETS INCOME FUND INC.
Common Stock
2004-01-23$18.30/sh+300→ 300 total
Purchase
WESTERN ASSET EMERGING MARKETS FLOATING RATE FUND INC.
Common Stock
2004-01-23$13.99/sh+400→ 400 total
Purchase
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.$EHI
Common Stock
2004-01-23$15.38/sh+300→ 300 total

Companies

Address

620 EIGHTH AVENUE, 49TH FLOOR

NEW YORK, NY, 10018

View on SEC.gov

COLMAN CAROL L

Recent Transactions

Companies

Recent Filings

Address