Insider · CIK 0001240474

COLMAN CAROL L

Reports to the SEC for 33 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001240474

Forms 4 and 5

Insider transactions

36 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-04-13	DMOWestern Asset Mortgage Opportunity Fund Inc.S Sale	Director	SSale	−1,400 sh	$11.07	−$15.5K	0
2026-04-13	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−4,500 sh	$3.66	−$16.5K	19,907
2026-04-10	EHIWESTERN ASSET GLOBAL HIGH INCOME FUND INC.S Sale	Director	SSale	−3,000 sh	$6.14	−$18.4K	1,375
2022-01-05	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−1,000 sh	$5.13	−$5,135	19,186
2022-01-05	ClearBridge MLP & Midstream Total Return Fund Inc.S Sale	Director	SSale	−800 sh	$25.51	−$20.4K	600
2021-08-27	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−2,500 sh	$5.24	−$13.1K	19,366
2021-06-07	EMOClearBridge Energy Midstream Opportunity Fund Inc.S Sale	Director	SSale	−600 sh	$24.02	−$14.4K	400
2021-06-07	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−6,300 sh	$5.23	−$32.9K	22,147
2020-09-08	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−2,100 sh	$4.96	−$10.4K	38,702
2020-07-27	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−1,600 sh	$4.81	−$7,696	40,802
2020-07-10	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	Director	SSale	−700 sh	$4.67	−$3,265.5	26,000
2018-03-12	ClearBridge MLP & Midstream Fund Inc.P Purchase	Director	PPurchase	+2,000 sh	$14.48	+$29K	8,120
2018-03-12	ClearBridge MLP & Midstream Total Return Fund Inc.P Purchase	Director	PPurchase	+3,000 sh	$11.22	+$33.7K	7,000
2018-03-12	EMOClearBridge Energy Midstream Opportunity Fund Inc.P Purchase	Director	PPurchase	+2,000 sh	$10.84	+$21.7K	5,000
2018-03-08	EMOClearBridge Energy Midstream Opportunity Fund Inc.P Purchase	Director	PPurchase	+3,000 sh	$10.68	+$32K	3,000
2018-03-08	ClearBridge MLP & Midstream Fund Inc.P Purchase	Director	PPurchase	+5,000 sh	$14.15	+$70.7K	6,120
2018-03-08	ClearBridge MLP & Midstream Total Return Fund Inc.P Purchase	Director	PPurchase	+4,000 sh	$10.98	+$43.9K	4,000
2016-06-06	GDOWESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.P Purchase	Director	PPurchase	+800 sh	$17.26	+$13.8K	800
2015-09-10	ClearBridge MLP & Midstream Fund Inc.S Sale	Director	SSale	−2,000 sh	$21.06	−$42.1K	1,120
2015-09-10	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.S Sale	Director	SSale	−2,000 sh	$11.55	−$23.1K	0
2013-09-06	CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.P Purchase	Director	PPurchase	+2,000 sh	$18.88	+$37.8K	2,000
2013-09-06	DMOWestern Asset Mortgage Opportunity Fund Inc.S Sale	Director	SSale	−1,500 sh	$21.91	−$32.9K	1,400
2012-09-28	EHIWESTERN ASSET GLOBAL HIGH INCOME FUND INC.P Purchase	Director	PPurchase	+3,000 sh	$13.78	+$41.3K	4,142
2012-03-12	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Director	PPurchase	+1,500 sh	$21.68	+$32.5K	2,900
2012-03-09	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.P Purchase	Director	PPurchase	+3,000 sh	$16.25	+$48.7K	3,400
2011-01-24	ClearBridge MLP & Midstream Fund Inc.P Purchase	Director	PPurchase	+2,000 sh	$21.71	+$43.4K	3,000
2010-08-26	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Director	PPurchase	+1,400 sh	$20.04	+$28.1K	1,400
2010-06-25	ClearBridge MLP & Midstream Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$20.00	+$20K	1,000
2010-06-24	SCDLMP CAPITAL & INCOME FUND INC.S Sale	Director	SSale	−2,500 sh	$9.82	−$24.6K	0
2009-07-23	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	Director	PPurchase	+4,200 sh	$5.07	+$21.3K	26,700
2009-06-04	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	Director	PPurchase	+8,000 sh	$4.87	+$39K	22,500
2004-01-23	WESTERN ASSET EMERGING MARKETS FLOATING RATE FUND INC.P Purchase	Director	PPurchase	+400 sh	$13.99	+$5,598	400
2004-01-23	WESTERN ASSET EMERGING MARKETS INCOME FUND INC.P Purchase	Director	PPurchase	+300 sh	$18.30	+$5,490.99	300
2004-01-23	WESTERN ASSET HIGH INCOME FUND INC.P Purchase	Director	PPurchase	+500 sh	$11.90	+$5,950	500
2004-01-23	EHIWESTERN ASSET GLOBAL HIGH INCOME FUND INC.P Purchase	Director	PPurchase	+300 sh	$15.38	+$4,614	300
2004-01-23	WESTERN ASSET MUNICIPAL PARTNERS FUND INC.P Purchase	Director	PPurchase	+400 sh	$14.29	+$5,715	400

Recent filings

Accepted (ET)
Apr 144
COLMAN CAROL L0001240474-26-000003
SEC(opens sec.gov)
Apr 144
COLMAN CAROL L0001240474-26-000005
SEC(opens sec.gov)
Apr 144
COLMAN CAROL L0001240474-26-000007
SEC(opens sec.gov)
Jan 74
COLMAN CAROL L0000914851-22-000009
SEC(opens sec.gov)
Jan 74
COLMAN CAROL L0000914851-22-000011
SEC(opens sec.gov)
Aug 304
COLMAN CAROL L0000914851-21-000115
SEC(opens sec.gov)
Jun 94
COLMAN CAROL L0000914851-21-000007
SEC(opens sec.gov)
Jun 94
COLMAN CAROL L0000914851-21-000009
SEC(opens sec.gov)
Sep 94
COLMAN CAROL L0000914851-20-000291
SEC(opens sec.gov)
Jul 304
COLMAN CAROL L0000914851-20-000159
SEC(opens sec.gov)
Jul 144
COLMAN CAROL L0000914851-20-000157
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000134
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000132
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000138
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000130
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000128
SEC(opens sec.gov)
Mar 124
COLMAN CAROL L0000914851-18-000136
SEC(opens sec.gov)
Jun 74
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.0000899243-16-021993
SEC(opens sec.gov)
Sep 144
ClearBridge Energy MLP Fund Inc.0000899243-15-004758
SEC(opens sec.gov)
Sep 144
CLEARBRIDGE AMERICAN ENERGY MLP FUND INC.0000899243-15-004759
SEC(opens sec.gov)

Companies

Address

FRANKLIN TEMPLETON ONE MADISON AVENUE, 17TH FLOOR

NEW YORK, NY, 10010