Insider · CIK 0001240887

KAUFMAN ALAN W

Reports to the SEC for 2 companies · MELVILLE, NY

sec.gov

Transactions

Companies

Filings

CIK

0001240887

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-04	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+15.1K sh	—	—	110,075
2016-04-27	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	95,000
2015-04-22	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	85,000
2013-05-09	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	65,000
2012-05-07	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	55,000
2011-05-09	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	45,000
2010-05-06	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	35,000
2009-05-08	FALCFALCONSTOR SOFTWARE INCA Award	Director	AAward	+10K sh	—	—	25,000
2009-03-26	FALCFALCONSTOR SOFTWARE INC · Stock Option (right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2006-06-30	NETIQ CORPD Disposition to Issuer	Director	DDisposition to Issuer	−7,000 sh	$12.20	−$85.4K	0
2006-06-30	NETIQ CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,500 sh	$0.95	−$7,125	0
2006-06-30	NETIQ CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$3.25	−$32.5K	0
2006-06-30	NETIQ CORPNon-Qualified Stock Option (right to buy)D Disposition to Issuer	Director	DDisposition to Issuer	−45K sh	$11.90	−$536K	0
2005-08-26	NETIQ CORPA Award	Director	AAward	+5,000 sh	$0.00	+$5	7,000
2004-08-06	NETIQ CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2003-11-20	NETIQ CORPNon-Qualified Stock Option (right to buy)A Award	Director	AAward	+7,500 sh	—	—	120,000
2003-08-07	NETIQ CORPP Purchase	Director	PPurchase	+2,000 sh	$10.60	+$21.2K	2,000

Recent filings

Accepted (ET)
Nov 84
FALCONSTOR SOFTWARE INC0000921895-16-006043
SEC(opens sec.gov)
Apr 284
FALCONSTOR SOFTWARE INC0000921895-16-004284
SEC(opens sec.gov)
Apr 244
FALCONSTOR SOFTWARE INC0000921895-15-001041
SEC(opens sec.gov)
May 134
KAUFMAN ALAN W0000921895-13-001038
SEC(opens sec.gov)
May 94
KAUFMAN ALAN W0000921895-12-001014
SEC(opens sec.gov)
May 104
KAUFMAN ALAN W0000921895-11-000999
SEC(opens sec.gov)
May 74
KAUFMAN ALAN W0001193805-10-001310
SEC(opens sec.gov)
May 124
KAUFMAN ALAN W0000921895-09-001369
SEC(opens sec.gov)
Mar 304
KAUFMAN ALAN W0000921895-09-000883
SEC(opens sec.gov)
Jun 304
NETIQ CORP0001234261-06-000023
SEC(opens sec.gov)
Aug 294
NETIQ CORP0001234261-05-000017
SEC(opens sec.gov)
Aug 94
NETIQ CORP0001234261-04-000007
SEC(opens sec.gov)
Nov 204
NETIQ CORP0001234261-03-000008
SEC(opens sec.gov)
Aug 84
NETIQ CORP0001223055-03-000004
SEC(opens sec.gov)

Companies

Address

C/O FALCONSTOR SOFTWARE, INC. 2 HUNTINGTON QUADANGLE SUITE 2S01

MELVILLE, NY, 11747