Insider · CIK 0001242260

NEAL BLIXT DIANNE

Reports to the SEC for 7 companies · MINNEAPOLIS, MN

sec.gov

Transactions

Companies

Filings

CIK

0001242260

Forms 4 and 5

Insider transactions

49 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-04-29	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+441.752 sh	—	—	13,122.614
2025-04-30	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+445.841 sh	—	—	12,514.619
2024-04-24	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+460.204 sh	—	—	11,922.352
2023-04-26	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+649.55 sh	—	—	11,284.076
2022-04-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+713.722 sh	—	—	10,458.553
2021-04-28	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+584.522 sh	—	—	9,587.546
2020-04-29	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,270.971 sh	—	—	8,784.575
2019-04-24	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,041.667 sh	—	—	7,311.617
2018-04-25	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,060.52 sh	—	—	6,104.781
2017-04-26	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,162.791 sh	—	—	4,929.279
2016-04-27	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+1,236.767 sh	—	—	3,663.789
2015-08-11	AMPAMERIPRISE FINANCIAL INCP Purchase	Director	PPurchase	+800 sh	$122.96	+$98.4K	1,000
2015-06-12	LORILLARD, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−15.9K sh	—	—	0
2015-06-12	LORILLARD, LLCD Disposition to Issuer	Director	DDisposition to Issuer	−7,026 sh	—	—	0
2015-04-29	AMPAMERIPRISE FINANCIAL INC · Phantom Stock (Annual)A Award	Director	AAward	+980.469 sh	—	—	2,368.733
2015-01-01	LORILLARD, LLCA Award	Director	AAward	+2,384 sh	—	—	15,887.285
2014-01-01	LORILLARD, LLCA Award	Director	AAward	+2,960 sh	—	—	13,503.285
2013-07-31	LORILLARD, LLCA Award	Director	AAward	+247 sh	—	—	10,543.285
2013-01-01	LORILLARD, LLCA Award	Director	AAward	+1,072 sh	—	—	3,432.095
2012-06-11	LORILLARD, LLCP Purchase	Director	PPurchase	+14.971 sh	$123.41	+$1,847.543	2,360.095
2012-03-09	LORILLARD, LLCP Purchase	Director	PPurchase	+14.124 sh	$129.33	+$1,826.657	2,345.124
2012-01-01	LORILLARD, LLCA Award	Director	AAward	+1,097 sh	—	—	4,331
2011-10-21	LORILLARD, LLCG Gift	Director	GGift	−2,000 sh	—	—	1,234
2011-10-21	LORILLARD, LLCG Gift	Director	GGift	−342 sh	—	—	0
2011-10-21	LORILLARD, LLCG Gift	Director	GGift	+2,342 sh	—	—	2,342
2011-01-05	LORILLARD, LLCA Award	Director	AAward	+1,234 sh	—	—	3,234
2009-10-01	Metavante Technologies, Inc.D Disposition to Issuer	Director	DDisposition to Issuer	−1 sh	—	—	0
2009-10-01	Metavante Technologies, Inc.Director Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−7,100 sh	—	—	0
2009-10-01	Metavante Technologies, Inc.Director Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−6,100 sh	—	—	0
2009-10-01	Metavante Technologies, Inc.Deferred Stock UnitsD Disposition to Issuer	Director	DDisposition to Issuer	−4,608 sh	—	—	0
2008-08-06	LANDAMERICA FINANCIAL GROUP INCP Purchase	Director	PPurchase	+5,000 sh	$13.00	+$65K	6,160
2008-05-14	LANDAMERICA FINANCIAL GROUP INCA Award	Director	AAward	+580 sh	—	—	1,160
2005-08-31	REYNOLDS AMERICAN INCM Exercise/Conversion	Exec. VP and CFO	MExercise/Conversion	+4,145 sh	—	—	10,401
2005-08-31	REYNOLDS AMERICAN INCD Disposition to Issuer	Exec. VP and CFO	DDisposition to Issuer	−4,145 sh	$83.94	−$348K	6,256
2005-08-31	REYNOLDS AMERICAN INCPhantom Stock UnitsM Exercise/Conversion	Exec. VP and CFO	MExercise/Conversion	−4,145 sh	—	—	8,045
2004-08-31	REYNOLDS AMERICAN INCPhantom Stock UnitsA Award	Exec. VP and CFO	AAward	+12.2K sh	—	—	12,190
2004-08-05	REYNOLDS AMERICAN INCM Exercise/Conversion	Exec. VP and CFO	MExercise/Conversion	+24K sh	$27.50	+$660K	30,256
2004-08-05	REYNOLDS AMERICAN INCF Tax Payment	Exec. VP and CFO	FTax Payment	−4,368 sh	$72.40	−$316K	25,888
2004-08-05	REYNOLDS AMERICAN INCS Sale	Exec. VP and CFO	SSale	−19.6K sh	$72.40	−$1.42M	6,256
2004-08-05	REYNOLDS AMERICAN INCEmployee Stock Option (Right-to-buy)M Exercise/Conversion	Exec. VP and CFO	MExercise/Conversion	−24K sh	—	—	0
2004-08-04	REYNOLDS AMERICAN INCS Sale	Exec. VP and CFO	SSale	−4,363 sh	$73.39	−$320K	6,256
2003-12-31	SOUTHERN COMMUNITY FINANCIAL CORPJ Other	Director	JOther	0 sh	—	—	45,670
2003-12-31	SOUTHERN COMMUNITY FINANCIAL CORPJ Other	Director	JOther	0 sh	—	—	45,670
2003-12-31	SOUTHERN COMMUNITY FINANCIAL CORPJ Other	Director	JOther	0 sh	—	—	45,670
2003-12-31	SOUTHERN COMMUNITY FINANCIAL CORPStock OptionsJ Other	Director	JOther	0 sh	—	—	49,588
2003-12-31	SOUTHERN COMMUNITY FINANCIAL CORPStock OptionsJ Other	Director	JOther	0 sh	—	—	49,588
2003-07-31	RJ REYNOLDS TOBACCO HOLDINGS INCA Award	Exec. VP and CFO	AAward	+12.8K sh	—	—	20,038
2003-07-28	RJ REYNOLDS TOBACCO HOLDINGS INCI Discretionary Transaction	Exec. VP and CFO	IDiscretionary Transaction	0 sh	—	—	1,148.82
2003-07-28	RJ REYNOLDS TOBACCO HOLDINGS INCD Disposition to Issuer	Exec. VP and CFO	DDisposition to Issuer	−3,000 sh	—	—	7,250

Recent filings

Accepted (ET)
May 14
NEAL BLIXT DIANNE0001242260-26-000002
SEC(opens sec.gov)
May 24
NEAL BLIXT DIANNE0001415889-25-011841
SEC(opens sec.gov)
Apr 264
NEAL BLIXT DIANNE0001415889-24-011622
SEC(opens sec.gov)
Apr 284
NEAL BLIXT DIANNE0001415889-23-007003
SEC(opens sec.gov)
Apr 294
NEAL BLIXT DIANNE0001415889-22-004416
SEC(opens sec.gov)
Apr 304
NEAL BLIXT DIANNE0001179110-21-004735
SEC(opens sec.gov)
May 14
NEAL BLIXT DIANNE0001179110-20-005399
SEC(opens sec.gov)
Apr 264
NEAL BLIXT DIANNE0001179110-19-005231
SEC(opens sec.gov)
Apr 274
NEAL BLIXT DIANNE0001179110-18-005931
SEC(opens sec.gov)
Apr 284
AMERIPRISE FINANCIAL INC0001179110-17-006280
SEC(opens sec.gov)
Apr 294
AMERIPRISE FINANCIAL INC0001179110-16-023464
SEC(opens sec.gov)
Aug 134
AMERIPRISE FINANCIAL INC0001179110-15-012074
SEC(opens sec.gov)
Jun 154
LORILLARD, LLC0001209191-15-053272
SEC(opens sec.gov)
May 14
AMERIPRISE FINANCIAL INC0001179110-15-006941
SEC(opens sec.gov)
Jan 24
LORILLARD, INC.0001209191-15-000203
SEC(opens sec.gov)
Jan 34
LORILLARD, INC.0001209191-14-000689
SEC(opens sec.gov)
Aug 14
LORILLARD, INC.0001209191-13-038691
SEC(opens sec.gov)
Jan 34
NEAL BLIXT DIANNE0001209191-13-001150
SEC(opens sec.gov)
Jul 104
NEAL BLIXT DIANNE0001209191-12-037780
SEC(opens sec.gov)

Companies

Address

GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER

MINNEAPOLIS, MN, 55474