Insider · CIK 0001242424

PENNY ROBERT C III

Reports to the SEC for 1 company · AURORA, IL

sec.gov

Transactions

Companies

Filings

CIK

0001242424

Forms 4 and 5

Insider transactions

31 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-09-29	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+4,032 sh	—	—	59,916
2019-09-17	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+21K sh	—	—	55,884
2018-09-11	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10.1K sh	—	—	34,870
2017-09-12	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+9,731 sh	—	—	24,731
2016-09-13	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10K sh	—	—	60,000
2015-09-18	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+15K sh	—	—	50,000
2013-11-13	WESTELL TECHNOLOGIES INCS Sale	Director, 10% Owner	SSale	−10.5K sh	$3.90	−$40.9K	25,000
2013-11-12	WESTELL TECHNOLOGIES INCS Sale	Director, 10% Owner	SSale	−8,523 sh	$3.90	−$33.2K	35,477
2013-11-11	WESTELL TECHNOLOGIES INCS Sale	Director, 10% Owner	SSale	−16K sh	$4.00	−$64K	44,000
2013-04-01	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10K sh	—	—	60,000
2012-04-01	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10K sh	—	—	50,000
2011-05-31	WESTELL TECHNOLOGIES INCC Conversion	Director, 10% Owner	CConversion	−191K sh	—	—	4,832,131
2011-05-31	WESTELL TECHNOLOGIES INCC Conversion	Director, 10% Owner	CConversion	+191K sh	—	—	316,419
2011-05-31	WESTELL TECHNOLOGIES INCD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−316K sh	$3.43	−$1.08M	0
2011-04-01	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10K sh	—	—	40,000
2010-04-01	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+10K sh	—	—	30,000
2009-04-15	WESTELL TECHNOLOGIES INCA Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2007-06-18	WESTELL TECHNOLOGIES INCStock Options (right to buy)A Award	Director, 10% Owner	AAward	+20K sh	—	—	20,000
2005-07-14	WESTELL TECHNOLOGIES INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+85.5K sh	$1.95	+$167K	5,178,839
2005-07-14	WESTELL TECHNOLOGIES INCD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−24K sh	$6.96	−$167K	5,154,873
2005-07-14	WESTELL TECHNOLOGIES INCStock WarrantsX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−85.5K sh	$1.95	−$167K	0
2005-07-14	WESTELL TECHNOLOGIES INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+85.5K sh	$1.95	+$167K	5,178,839
2005-07-14	WESTELL TECHNOLOGIES INCS Sale	Director, 10% Owner	SSale	−24K sh	$6.96	−$167K	5,154,873
2005-07-14	WESTELL TECHNOLOGIES INCStock WarrantsX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−85.5K sh	$1.95	−$167K	0
2005-07-12	WESTELL TECHNOLOGIES INCD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−24K sh	$6.95	−$167K	5,093,299
2005-07-12	WESTELL TECHNOLOGIES INCStock WarrantsX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−85.4K sh	$1.95	−$167K	85,540
2005-07-12	WESTELL TECHNOLOGIES INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+85.4K sh	$1.95	+$167K	5,117,261
2005-07-12	WESTELL TECHNOLOGIES INCS Sale	Director, 10% Owner	SSale	−24K sh	$6.95	−$167K	5,093,299
2005-07-12	WESTELL TECHNOLOGIES INCStock WarrantsX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	−85.4K sh	$1.95	−$167K	85,540
2005-01-03	WESTELL TECHNOLOGIES INCEmployee Stock OptionsA Award	Director, 10% Owner	AAward	+25K sh	$6.71	+$168K	25,000
2004-07-12	WESTELL TECHNOLOGIES INCX Exercise of In-Money	Director, 10% Owner	XExercise of In-Money	+85.4K sh	$1.95	+$167K	5,117,261

Recent filings

Accepted (ET)
Sep 304
PENNY ROBERT C III0001242424-20-000001
SEC(opens sec.gov)
Sep 184
PENNY ROBERT C III0001242424-19-000001
SEC(opens sec.gov)
Sep 124
PENNY ROBERT C III0001242424-18-000001
SEC(opens sec.gov)
Sep 134
PENNY ROBERT C III0001002135-17-000066
SEC(opens sec.gov)
Sep 144
WESTELL TECHNOLOGIES INC0001242424-16-000001
SEC(opens sec.gov)
Sep 214
WESTELL TECHNOLOGIES INC0001002135-15-000041
SEC(opens sec.gov)
Nov 134
WESTELL TECHNOLOGIES INC0001242424-13-000002
SEC(opens sec.gov)
Apr 14
PENNY ROBERT C III0001242424-13-000001
SEC(opens sec.gov)
Apr 24
PENNY ROBERT C III0001242424-12-000001
SEC(opens sec.gov)
Jun 24
PENNY ROBERT C III0001242424-11-000001
SEC(opens sec.gov)
Apr 44
PENNY ROBERT C III0001403609-11-000006
SEC(opens sec.gov)
Apr 54
PENNY ROBERT C III0001242424-10-000001
SEC(opens sec.gov)
Apr 174
PENNY ROBERT C III0001242424-09-000001
SEC(opens sec.gov)
Jul 54
WESTELL TECHNOLOGIES INC0001179110-07-014462
SEC(opens sec.gov)
Jul 214/A
WESTELL TECHNOLOGIES INC0001242424-05-000003
SEC(opens sec.gov)

Companies

WESTELL TECHNOLOGIES INCDirector, 10% Owner

Address

750 NORTH COMMONS DRIVE

AURORA, IL, 60504