DRAKE RODMAN L

CIK 000124253816 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001242538

Recent Transactions

50 trades

Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2014-01-31$38.43/sh+2,000→ 22,597 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Options
2014-01-31−2,000→ 10,000 total
Purchase
CHIMERIX INC
Common Stock
2013-12-09$14.35/sh+1,000→ 3,500 total
Award
CHIMERIX INC
Stock Option (Right to Buy)
2013-12-06+13,093→ 13,093 total
Purchase
CHIMERIX INC
Common Stock
2013-11-25$15.01/sh+1,000→ 2,500 total
Purchase
CHIMERIX INC
Common Stock
2013-11-22$15.55/sh+449→ 1,500 total
Purchase
CHIMERIX INC
Common Stock
2013-11-20$15.00/sh+51→ 1,051 total
Purchase
CHIMERIX INC
Common Stock
2013-11-15$15.56/sh+17→ 1,000 total
Purchase
CHIMERIX INC
Common Stock
2013-11-15$15.57/sh+283→ 983 total
Purchase
CHIMERIX INC
Common Stock
2013-11-15$15.55/sh+700→ 700 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Option (right to buy)
2013-10-25−500→ 12,000 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-10-25$38.43/sh+500→ 20,597 total
Purchase
Brookfield Global Listed Infrastructure Income Fund Inc.
Rights Offering
2013-10-18$19.29/sh+378→ 1,512 total
Sale
BROOKFIELD TOTAL RETURN FUND INC
Common Stock
2013-09-18$22.78/sh−1,800→ 7,321.628 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Option (right to buy)
2013-08-07−500→ 12,500 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-08-07$38.43/sh+500→ 20,097 total
Award
CHIMERIX INC
Stock Option (Right to Buy)
2013-08-01+4,907→ 4,907 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-06-16+685→ 19,597 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2013-06-16+685→ 0 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-06-15+1,033→ 18,912 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2013-06-15+1,033→ 1,033 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2013-06-13+516→ 2,583 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-06-13+516→ 17,879 total
Award
CELGENE CORP /DE/
Restricted Stock Unit
2013-06-12+3,100→ 3,100 total
Award
CELGENE CORP /DE/
Stock Option (right to buy)
2013-06-12+9,300→ 9,300 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2013-04-29$38.43/sh+1,000→ 17,363 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Option (right to buy)
2013-04-29−1,000→ 13,000 total
Purchase
CELGENE CORP /DE/
Common Stock
2013-02-04$98.70/sh+200→ 16,363 total
Purchase
CELGENE CORP /DE/
Common Stock
2013-02-04$98.30/sh+200→ 16,163 total
Sale
BROOKFIELD TOTAL RETURN FUND INC
Common Stock
2012-12-19$23.46/sh−20→ 9,121.628 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2012-11-14$38.43/sh+1,000→ 15,963 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Option (right to buy)
2012-11-14−1,000→ 14,000 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2012-06-17+685→ 14,963 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2012-06-17−685→ 0 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2012-06-16−685→ 685 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2012-06-16+685→ 14,278 total
Exercise/Conversion
CELGENE CORP /DE/
Restricted Stock Unit
2012-06-15−1,033→ 2,067 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2012-06-15+1,033→ 13,593 total
Award
CELGENE CORP /DE/
Restricted Stock Unit
2012-06-13+3,100→ 3,100 total
Award
CELGENE CORP /DE/
Stock Options (right to buy)
2012-06-13+9,300→ 9,300 total
Purchase
CELGENE CORP /DE/
Common Stock
2012-05-04$69.87/sh+500→ 12,560 total
Purchase
CELGENE CORP /DE/
Common Stock
2012-04-27$72.92/sh+500→ 12,060 total
Purchase
CELGENE CORP /DE/
Common Stock
2012-04-27$72.53/sh+300→ 11,560 total
Exercise/Conversion
CELGENE CORP /DE/
Common Stock
2012-01-27$38.43/sh+1,000→ 11,260 total
Exercise/Conversion
CELGENE CORP /DE/
Stock Option (Right to Buy)
2012-01-27−1,000→ 15,000 total
Purchase
CELGENE CORP /DE/
Common Stock
2011-10-31$64.69/sh+500→ 10,260 total
Purchase
Brookfield Global Listed Infrastructure Income Fund Inc.
Common Stock
2011-09-29$16.00/sh+300→ 900 total
Purchase
Brookfield Global Listed Infrastructure Income Fund Inc.
Common Stock
2011-09-29$16.42/sh+600→ 600 total
Purchase
Brookfield Global Listed Infrastructure Income Fund Inc.
Common Stock
2011-09-29$16.01/sh+100→ 1,000 total
Purchase
CELGENE CORP /DE/
Common Stock
2011-08-19$54.74/sh+500→ 9,760 total

Companies

Recent Filings

Address

C/O CRYSTAL RIVER CAPITAL, INC. 3 WFC, 200 VESEY STREET, 10TH FLOOR

NEW YORK, NY, 10281

View on SEC.gov