Insider · CIK 0001243765

Brochu Michael A

Reports to the SEC for 5 companies · CAMBRIDGE, MA

sec.gov

Transactions

Companies

Filings

CIK

0001243765

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-07-23	HPTOhopTo Inc.A Award	Director	AAward	+120K sh	—	—	202,591
2015-07-28	HPTOhopTo Inc.P Purchase	Director	PPurchase	+1.24M sh	$0.08	+$100K	1,238,543
2014-12-04	HPTOhopTo Inc. · Employee Stock Options (right to buy)A Award	Director	AAward	+233K sh	—	—	233,333
2014-03-10	EPM Live, Inc.A Award	Director	AAward	+18.5K sh	—	—	39,614
2013-12-09	EPM Live, Inc.A Award	Director	AAward	+10.6K sh	—	—	21,066
2013-09-04	EPM Live, Inc.A Award	Director	AAward	+10.4K sh	—	—	10,418
2012-04-17	HPTOhopTo Inc. · Employee Stock Option (right to buy)A Award	Director	AAward	+700K sh	—	—	700,000
2011-01-05	ART TECHNOLOGY GROUP INCD Disposition to Issuer	Director	DDisposition to Issuer	−93.5K sh	—	—	0
2011-01-05	ART TECHNOLOGY GROUP INCSTOCK OPTION (RIGHT TO BUY)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2011-01-05	ART TECHNOLOGY GROUP INCSTOCK OPTION (RIGHT TO BUY)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2011-01-05	ART TECHNOLOGY GROUP INCSTOCK OPTION (RIGHT TO BUY)D Disposition to Issuer	Director	DDisposition to Issuer	−25K sh	—	—	0
2011-01-05	ART TECHNOLOGY GROUP INCSTOCK OPTION (RIGHT TO BUY)D Disposition to Issuer	Director	DDisposition to Issuer	−702K sh	—	—	0
2011-01-05	ART TECHNOLOGY GROUP INCRESTRICTED STOCK UNITD Disposition to Issuer	Director	DDisposition to Issuer	−28K sh	—	—	0
2010-08-04	ART TECHNOLOGY GROUP INCStock OptionM Exercise/Conversion	Director	MExercise/Conversion	−140K sh	—	—	702,370
2010-08-04	ART TECHNOLOGY GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+140K sh	$0.64	+$89.6K	233,537
2010-08-04	ART TECHNOLOGY GROUP INCS Sale	Director	SSale	−140K sh	$3.47	−$485K	93,537
2010-05-24	ART TECHNOLOGY GROUP INCRestricted Stock UnitsA Award	Director	AAward	+28K sh	—	—	28,000
2010-05-20	ART TECHNOLOGY GROUP INCRestricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−28K sh	—	—	0
2010-05-20	ART TECHNOLOGY GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+28K sh	—	—	93,537
2009-05-22	ART TECHNOLOGY GROUP INCM Exercise/Conversion	Director	MExercise/Conversion	+25K sh	—	—	65,537
2009-05-22	ART TECHNOLOGY GROUP INCRestricted stock unitsM Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	0
2009-05-20	ART TECHNOLOGY GROUP INCRestricted stock unitsA Award	Director	AAward	+28K sh	—	—	28,000
2006-07-31	LOUDEYE CORPS Sale	Director, President and CEO	SSale	−18.8K sh	$1.75	−$32.8K	136,624
2006-04-28	LOUDEYE CORPS Sale	Director, President and CEO	SSale	−18.8K sh	$0.51	−$9,560.625	1,291,250
2006-01-31	LOUDEYE CORPS Sale	Director, President and CEO	SSale	−75K sh	$0.40	−$29.7K	1,247,500
2005-07-19	ART TECHNOLOGY GROUP INCStock Options (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2005-07-19	ART TECHNOLOGY GROUP INCA Award	Director	AAward	+2,233 sh	—	—	14,443
2005-07-13	LOUDEYE CORPA Award	Director, President and CEO	AAward	+750K sh	$0.74	+$555K	868,333
2005-05-12	LOUDEYE CORPP Purchase	Director, President and CEO	PPurchase	+10K sh	$0.82	+$8,200	10,000
2005-01-31	LOUDEYE CORPStock Option (right to buy)A Award	Director, President and CEO	AAward	+1.5M sh	—	—	1,625,000
2004-12-01	ART TECHNOLOGY GROUP INCA Award	Director	AAward	+2,232 sh	—	—	14,442
2004-12-01	ART TECHNOLOGY GROUP INCStock Options (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2004-07-22	LOUDEYE CORPStock option (right to buy)A Award	Director, President and CEO	AAward	+25K sh	$1.56	+$39K	125,000
2003-11-25	PRIMUS KNOWLEDGE SOLUTIONS INCS Sale	Director, President, CEO and Chairman	SSale	−50K sh	$4.25	−$213K	9,000
2003-11-25	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)M Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	−50K sh	—	—	1,150,000
2003-11-25	PRIMUS KNOWLEDGE SOLUTIONS INCM Exercise/Conversion	Director, President, CEO and Chairman	MExercise/Conversion	+50K sh	$0.86	+$43K	59,000
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−150K sh	$14511.00	−$2.18B	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−548K sh	$1.16	−$638K	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−78.7K sh	$0.40	−$31.2K	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−150K sh	$0.10	−$14.5K	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−150K sh	$0.00	−$480	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−37.5K sh	$0.03	−$993.75	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−75K sh	$0.81	−$61.1K	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−200K sh	$1.26	−$252K	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−78.7K sh	$31189.00	−$2.45B	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−200K sh	$251620.00	−$50.3B	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−548K sh	$638079.00	−$350B	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−75K sh	$61093.00	−$4.58B	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−37.5K sh	$994.00	−$37.3M	0
2003-10-31	PRIMUS KNOWLEDGE SOLUTIONS INCStock Option (right to buy)D Disposition to Issuer	Director, President, CEO and Chairman	DDisposition to Issuer	−150K sh	$482.00	−$72.3M	0

Recent filings

Accepted (ET)
Jul 254
Brochu Michael A0001209191-18-043961
SEC(opens sec.gov)
Jul 304
hopTo Inc.0001209191-15-063011
SEC(opens sec.gov)
Dec 84
hopTo Inc.0001181431-14-038331
SEC(opens sec.gov)
Mar 124
HIPCRICKET, INC.0001137204-14-000004
SEC(opens sec.gov)
Dec 94
HIPCRICKET, INC.0001137204-13-000003
SEC(opens sec.gov)
Sep 94
HIPCRICKET, INC.0001415889-13-001788
SEC(opens sec.gov)
Apr 234
BROCHU MICHAEL A0001140361-12-021110
SEC(opens sec.gov)
Jan 64
BROCHU MICHAEL A0001209191-11-002245
SEC(opens sec.gov)
Aug 44
BROCHU MICHAEL A0001209191-10-041150
SEC(opens sec.gov)
May 244
BROCHU MICHAEL A0001209191-10-030001
SEC(opens sec.gov)
May 224
BROCHU MICHAEL A0001209191-09-028220
SEC(opens sec.gov)

Companies

Address

ONE MAIN STREET

CAMBRIDGE, MA, 02142