Insider · CIK 0001244130

BALLANTINE JOHN W

Reports to the SEC for 6 companies · PORTLAND, OR

sec.gov

Transactions

Companies

Filings

CIK

0001244130

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-04-22	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,218 sh	—	—	26,993
2020-03-31	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+60 sh	—	—	24,775
2019-08-09	KTFDWS MUNICIPAL INCOME TRUSTP Purchase	Director	PPurchase	+2,460 sh	$11.61	+$28.6K	2,460
2019-08-09	DWS STRATEGIC MUNICIPAL INCOME TRUSTP Purchase	Director	PPurchase	+2,335 sh	$12.26	+$28.6K	2,335
2019-04-24	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,148 sh	—	—	24,715
2018-04-25	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,451 sh	—	—	22,867
2017-09-18	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,833 sh	—	—	20,416
2017-06-07	PORPORTLAND GENERAL ELECTRIC CO /OR/D Disposition to Issuer	Director	DDisposition to Issuer	−2,052 sh	$41.42	−$85K	18,583
2017-04-26	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,945 sh	—	—	20,635
2016-05-04	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,052 sh	—	—	18,690
2015-05-01	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,130 sh	—	—	16,638
2013-05-30	TIVITY HEALTH, INC.Option to BuyA Award	Director	AAward	+6,529 sh	—	—	6,529
2013-05-30	TIVITY HEALTH, INC.A Award	Director	AAward	+3,587 sh	—	—	13,663
2013-05-21	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,708 sh	—	—	12,241
2013-05-09	TIVITY HEALTH, INC.M Exercise/Conversion	Director	MExercise/Conversion	+30K sh	$12.18	+$365K	32,542
2013-05-09	TIVITY HEALTH, INC.S Sale	Director	SSale	−27.4K sh	$14.02	−$384K	5,142
2013-05-09	TIVITY HEALTH, INC.Option to buyM Exercise/Conversion	Director	MExercise/Conversion	−30K sh	—	—	0
2012-05-31	TIVITY HEALTH, INC.Option to BuyA Award	Director	AAward	+13.9K sh	—	—	13,920
2012-05-31	TIVITY HEALTH, INC.A Award	Director	AAward	+7,634 sh	—	—	11,737
2012-05-22	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+2,204 sh	—	—	10,533
2012-01-01	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+370 sh	—	—	8,329
2011-05-26	TIVITY HEALTH, INC.A Award	Director	AAward	+3,119 sh	—	—	6,645
2011-05-26	TIVITY HEALTH, INC.Option to BuyA Award	Director	AAward	+5,509 sh	—	—	5,509
2011-05-10	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,168 sh	—	—	7,959
2010-05-28	TIVITY HEALTH, INC.Option to ExerciseA Award	Director	AAward	+6,040 sh	—	—	6,040
2010-05-28	TIVITY HEALTH, INC.A Award	Director	AAward	+3,526 sh	—	—	3,526
2010-05-12	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,545 sh	—	—	6,791
2009-05-12	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,667 sh	—	—	5,246
2009-01-29	TIVITY HEALTH, INC.Option to BuyA Award	Director	AAward	+5,000 sh	—	—	5,000
2007-06-13	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,089 sh	—	—	2,290
2007-02-02	TIVITY HEALTH, INC.Option to BuyA Award	Director	AAward	+5,000 sh	—	—	5,000
2006-08-25	FIRST OAK BROOK BANCSHARES INCD Disposition to Issuer	Director	DDisposition to Issuer	−3,000 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−750 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCFormula Stock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,500 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCD Disposition to Issuer	Director	DDisposition to Issuer	−9,347 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,500 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,500 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−1,500 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−750 sh	—	—	0
2006-08-25	FIRST OAK BROOK BANCSHARES INCStock Options (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−750 sh	—	—	0
2006-07-13	PORPORTLAND GENERAL ELECTRIC CO /OR/A Award	Director	AAward	+1,201 sh	—	—	1,201
2006-05-01	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+280 sh	$26.75	+$7,490	9,302
2005-07-22	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+49 sh	$28.22	+$1,382.78	7,984
2005-07-19	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+270 sh	$28.22	+$7,619.4	7,935
2005-04-22	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+45 sh	$29.29	+$1,318.05	7,631
2005-04-19	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+260 sh	$29.29	+$7,615.4	7,586
2005-01-25	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+235 sh	$32.41	+$7,616.35	7,295
2005-01-21	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+35 sh	$32.41	+$1,134.35	7,060
2005-01-04	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+31 sh	$32.41	+$1,004.71	7,025
2004-12-13	FIRST OAK BROOK BANCSHARES INCJ Other	Director	JOther	+65 sh	$30.84	+$2,004.6	6,994

Recent filings

Accepted (ET)
Apr 234
BALLANTINE JOHN W0001214659-20-003648
SEC(opens sec.gov)
Apr 14
BALLANTINE JOHN W0001214659-20-003062
SEC(opens sec.gov)
Aug 134
BALLANTINE JOHN W0000088053-19-000773
SEC(opens sec.gov)
Aug 134
BALLANTINE JOHN W0000088053-19-000774
SEC(opens sec.gov)
Apr 254
BALLANTINE JOHN W0001214659-19-002901
SEC(opens sec.gov)
Apr 264
BALLANTINE JOHN W0001214659-18-003032
SEC(opens sec.gov)
Sep 204
BALLANTINE JOHN W0001214659-17-005696
SEC(opens sec.gov)
Jun 94
PORTLAND GENERAL ELECTRIC CO /OR/0001214659-17-003941
SEC(opens sec.gov)
Apr 274
PORTLAND GENERAL ELECTRIC CO /OR/0001214659-17-002762
SEC(opens sec.gov)
May 54
PORTLAND GENERAL ELECTRIC CO /OR/0001214659-16-011276
SEC(opens sec.gov)
May 44
PORTLAND GENERAL ELECTRIC CO /OR/0001214659-15-003588
SEC(opens sec.gov)
May 314
BALLANTINE JOHN W0001140361-13-023514
SEC(opens sec.gov)
May 234
BALLANTINE JOHN W0001214659-13-002998
SEC(opens sec.gov)
May 104
BALLANTINE JOHN W0001140361-13-019962
SEC(opens sec.gov)
Jun 14
BALLANTINE JOHN W0001140361-12-028192
SEC(opens sec.gov)
May 244
BALLANTINE JOHN W0000784977-12-000066
SEC(opens sec.gov)

Companies

Address

121 SW SALMON STREET

PORTLAND, OR, 97204