Insider · CIK 0001244794

BOTTIGLIERI JAMES

Reports to the SEC for 3 companies · WESTPORT, CT

sec.gov

Transactions

Companies

Filings

CIK

0001244794

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2024-01-18	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+5,123 sh	$21.40	+$110K	88,217
2023-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+5,727 sh	$19.13	+$110K	83,094
2022-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,224 sh	$30.93	+$99.7K	77,367
2021-01-04	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+5,079 sh	$19.62	+$99.6K	74,143
2020-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,897 sh	$25.58	+$99.7K	69,064
2019-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+7,473 sh	$13.31	+$99.4K	65,167
2018-11-20	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+2,500 sh	$15.18	+$38K	57,694
2018-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+4,733 sh	$17.24	+$81.6K	55,195
2017-11-14	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+5,000 sh	$16.63	+$83.1K	50,462
2017-05-17	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,000 sh	$16.24	+$48.7K	45,462
2017-01-03	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+4,500 sh	$18.16	+$81.7K	42,462
2016-01-04	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+4,795 sh	$15.98	+$76.6K	37,962
2015-01-02	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,500 sh	$16.20	+$56.7K	33,167
2012-11-13	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,500 sh	$14.00	+$49K	29,667
2012-09-12	HRZNHorizon Technology Finance CorpP Purchase	Director	PPurchase	+1,000 sh	$16.00	+$16K	4,843.532
2012-06-04	HRZNHorizon Technology Finance CorpP Purchase	Director	PPurchase	+500 sh	$15.31	+$7,653	3,751
2012-05-16	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+2,500 sh	$12.80	+$32K	26,167
2011-11-14	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+3,000 sh	$12.72	+$38.2K	23,667
2011-05-19	HRZNHorizon Technology Finance CorpP Purchase	Director	PPurchase	+3,000 sh	$15.79	+$47.4K	3,000
2011-05-12	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+1,650 sh	$16.74	+$27.6K	20,667
2010-05-13	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+750 sh	$14.90	+$11.2K	19,017
2009-11-12	CODICompass Diversified HoldingsP Purchase	See Remark (a)	PPurchase	+2,000 sh	$11.34	+$22.7K	18,267
2004-01-20	SGUSTAR GROUP, L.P.A Award	Vice President	AAward	+4,000 sh	—	—	4,634

Recent filings

Accepted (ET)
Jan 194
BOTTIGLIERI JAMES0000950170-24-005765
SEC(opens sec.gov)
Jan 54
BOTTIGLIERI JAMES0001209191-23-001835
SEC(opens sec.gov)
Jan 54
BOTTIGLIERI JAMES0000899243-22-000876
SEC(opens sec.gov)
Jan 54
BOTTIGLIERI JAMES0001209191-21-001153
SEC(opens sec.gov)
Jan 64
BOTTIGLIERI JAMES0001209191-20-001708
SEC(opens sec.gov)
Jan 74
BOTTIGLIERI JAMES0001209191-19-002492
SEC(opens sec.gov)
Nov 204
BOTTIGLIERI JAMES0001209191-18-059448
SEC(opens sec.gov)
Jan 54
BOTTIGLIERI JAMES0001209191-18-002439
SEC(opens sec.gov)
Nov 154
BOTTIGLIERI JAMES0001209191-17-060855
SEC(opens sec.gov)
May 184
Compass Diversified Holdings0001209191-17-033613
SEC(opens sec.gov)
Jan 54
Compass Diversified Holdings0001209191-17-002094
SEC(opens sec.gov)
Jan 64
Compass Diversified Holdings0001209191-16-089803
SEC(opens sec.gov)
Jan 64
Compass Diversified Holdings0001209191-15-002520
SEC(opens sec.gov)
Nov 154
Compass Diversified Holdings0001209191-12-053190
SEC(opens sec.gov)
Sep 124
Horizon Technology Finance Corp0001144204-12-050902
SEC(opens sec.gov)
Jun 44
Horizon Technology Finance Corp0001144204-12-033192
SEC(opens sec.gov)
May 174
Compass Diversified Holdings0001209191-12-028905
SEC(opens sec.gov)
Nov 144
Compass Diversified Holdings0001209191-11-055697
SEC(opens sec.gov)
May 204
Horizon Technology Finance Corp0001209191-11-030036
SEC(opens sec.gov)
May 164
Compass Diversified Holdings0001209191-11-028507
SEC(opens sec.gov)

Companies

Address

SIXTY ONE WILTON ROAD SECOND FLOOR

WESTPORT, CT, 06880