Insider · CIK 0001245310

DAVIS RICHARD E

Reports to the SEC for 2 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001245310

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-12-20	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+700K sh	—	—	700,000
2018-07-19	Arch Therapeutics, Inc.A Award	CFO & Treasurer	AAward	+275K sh	—	—	878,000
2018-07-19	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+275K sh	—	—	275,000
2017-02-03	Arch Therapeutics, Inc.A Award	CFO & Treasurer	AAward	+500K sh	—	—	603,000
2017-02-03	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+500K sh	—	—	500,000
2016-05-03	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+150K sh	—	—	150,000
2016-05-03	Arch Therapeutics, Inc.A Award	CFO & Treasurer	AAward	+103K sh	—	—	103,000
2015-08-18	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+175K sh	—	—	175,000
2015-01-22	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+500K sh	—	—	500,000
2014-07-07	Arch Therapeutics, Inc.Stock Option (right to buy)A Award	CFO & Treasurer	AAward	+500K sh	—	—	500,000
2010-03-31	NMT MEDICAL INCA Award	Director, Chief Operating Officer & CFO	AAward	+2,747 sh	$4.53	+$12.4K	216,511
2010-03-23	NMT MEDICAL INCA Award	Director, Chief Operating Officer & CFO	AAward	+10.7K sh	$4.80	+$51.6K	213,764
2010-02-16	NMT MEDICAL INCCOMMON STOCK PURCHASE WARRANT (Right to Buy)P Purchase	Director, Chief Operating Officer & CFO	PPurchase	+9,320 sh	$2.90	+$27K	212,338
2010-02-16	NMT MEDICAL INCP Purchase	Director, Chief Operating Officer & CFO	PPurchase	+11.7K sh	$2.15	+$25K	203,018
2010-01-15	NMT MEDICAL INCA Award	Director, Chief Operating Officer & CFO	AAward	+5,532 sh	$2.25	+$12.4K	191,368
2009-11-11	NMT MEDICAL INCS Sale	Director, Chief Operating Officer & CFO	SSale	−2,500 sh	$1.60	−$4,000	185,836
2009-11-10	NMT MEDICAL INCS Sale	Director, Chief Operating Officer & CFO	SSale	−500 sh	$1.60	−$800	188,336
2009-07-28	NMT MEDICAL INCA Award	Director, Chief Operating Officer & CFO	AAward	+8,200 sh	$1.72	+$14.1K	188,836
2009-03-17	NMT MEDICAL INCA Award	Director, Chief Operating Officer & CFO	AAward	+22K sh	$0.64	+$14.1K	180,636
2009-02-09	NMT MEDICAL INCSTOCK OPTION (Right to Buy)A Award	Director, Chief Operating Officer & CFO	AAward	+20K sh	$0.81	+$16.2K	20,000
2008-11-19	NMT MEDICAL INCP Purchase	Director, Chief Operating Officer & CFO	PPurchase	+10K sh	$0.88	+$8,800	158,636
2007-09-27	NMT MEDICAL INCOPTION (Right to Buy)A Award	Director, Chief Operating Officer & CFO	AAward	+6,750 sh	$8.00	+$54K	6,750
2006-08-25	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+4,500 sh	$3.50	+$15.8K	96,587
2006-08-25	NMT MEDICAL INCOPTION (RIGHT TO BUY)M Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	−4,500 sh	$3.50	−$15.8K	13,500
2006-03-16	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+11.5K sh	$5.03	+$57.8K	90,986
2006-03-16	NMT MEDICAL INCOption (Right to Buy)M Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	−11.5K sh	$5.03	−$57.8K	11,500
2006-03-16	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+1,875 sh	$1.76	+$3,300	79,486
2006-03-16	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+8,854 sh	$1.25	+$11.1K	77,611
2006-01-13	NMT MEDICAL INCS Sale	Director, Chief Operating Officer & CFO	SSale	−5,000 sh	$18.25	−$91.3K	86,757
2005-11-18	NMT MEDICAL INCOPTION (RIGHT TO BUY)A Award	Director, Chief Operating Officer & CFO	AAward	+19K sh	$16.34	+$310K	19,000
2004-09-21	NMT MEDICAL INCOption (Right To Buy)A Award	Director, Chief Operating Officer & CFO	AAward	+18K sh	$3.50	+$63K	18,000
2004-09-21	NMT MEDICAL INCOption (Right To Buy)A Award	Director, Chief Operating Officer & CFO	AAward	−18K sh	$3.50	−$63K	18,000
2004-04-23	NMT MEDICAL INCOption (Right to Buy)M Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	−7,083 sh	$1.25	−$8,853.75	19,479
2004-04-23	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+7,083 sh	$1.25	+$8,853.75	90,127
2004-02-10	NMT MEDICAL INCOption (Right to Buy)M Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	−23K sh	$1.25	−$28.8K	26,562
2004-02-10	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+23K sh	$1.25	+$28.8K	78,361
2004-02-10	NMT MEDICAL INCOption (Right to Buy)M Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	−1,875 sh	$1.76	−$3,300	3,750
2004-02-10	NMT MEDICAL INCM Exercise/Conversion	Director, Chief Operating Officer & CFO	MExercise/Conversion	+1,875 sh	$1.76	+$3,300	80,236

Recent filings

Accepted (ET)
Dec 234
DAVIS RICHARD E0001104659-19-075322
SEC(opens sec.gov)
Jul 204
DAVIS RICHARD E0001144204-18-039094
SEC(opens sec.gov)
Feb 64
Arch Therapeutics, Inc.0001144204-17-006091
SEC(opens sec.gov)
May 54
Arch Therapeutics, Inc.0001144204-16-099139
SEC(opens sec.gov)
Aug 194
Arch Therapeutics, Inc.0001144204-15-050720
SEC(opens sec.gov)
Jan 234
Arch Therapeutics, Inc.0001144204-15-003461
SEC(opens sec.gov)
Jul 84
Arch Therapeutics, Inc.0001144204-14-041874
SEC(opens sec.gov)
Apr 14
DAVIS RICHARD E0001181431-10-019158
SEC(opens sec.gov)
Mar 254
DAVIS RICHARD E0001181431-10-018109
SEC(opens sec.gov)
Feb 184
DAVIS RICHARD E0001181431-10-009906
SEC(opens sec.gov)
Jan 194
DAVIS RICHARD E0001181431-10-003447
SEC(opens sec.gov)
Nov 124
DAVIS RICHARD E0001181431-09-050982
SEC(opens sec.gov)
Jul 304
DAVIS RICHARD E0001181431-09-037003
SEC(opens sec.gov)
Mar 194
DAVIS RICHARD E0001181431-09-016467
SEC(opens sec.gov)
Feb 114
DAVIS RICHARD E0001181431-09-008054
SEC(opens sec.gov)

Companies

Address

C/O NMT MEDICAL, INC. 27 WORMWOOD STREET

BOSTON, MA, 02210