Insider · CIK 0001245553

JOHNS CARL D

Reports to the SEC for 4 companies · BOULDER, CO

sec.gov

Transactions

Companies

Filings

CIK

0001245553

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2008-07-08	BOULDER TOTAL RETURN FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,000 sh	$16.25	+$16.3K	4,100
2008-07-08	BOULDER TOTAL RETURN FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,000 sh	$16.18	+$16.2K	5,100
2008-07-08	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,000 sh	$7.21	+$7,210	11,300
2008-07-07	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,500 sh	$7.45	+$11.2K	10,300
2008-06-20	STEWSRH Total Return Fund, Inc.X Exercise of In-Money	Vice President and Treasurer	XExercise of In-Money	+1,000 sh	$7.48	+$7,480	4,000
2008-06-20	STEWSRH Total Return Fund, Inc. · Subscription Rights (right to buy)X Exercise of In-Money	Vice President and Treasurer	XExercise of In-Money	−3,000 sh	—	—	0
2007-12-18	STEWSRH Total Return Fund, Inc.S Sale	Vice President and Treasurer	SSale	−1,000 sh	$9.58	−$9,580	3,667
2007-12-18	STEWSRH Total Return Fund, Inc.S Sale	Vice President and Treasurer	SSale	−667 sh	$9.57	−$6,383.19	3,000
2007-12-17	STEWSRH Total Return Fund, Inc.S Sale	Vice President and Treasurer	SSale	−1,400 sh	$9.58	−$13.4K	6,267
2007-12-17	STEWSRH Total Return Fund, Inc.S Sale	Vice President and Treasurer	SSale	−600 sh	$9.52	−$5,712	5,667
2007-12-17	STEWSRH Total Return Fund, Inc.S Sale	Vice President and Treasurer	SSale	−1,000 sh	$9.50	−$9,500	4,667
2007-09-14	STEWSRH Total Return Fund, Inc.X Exercise of In-Money	Vice President and Treasurer	XExercise of In-Money	+1,667 sh	$8.67	+$14.5K	6,667
2007-09-14	STEWSRH Total Return Fund, Inc. · Subscription Rights (right to buy)X Exercise of In-Money	Vice President and Treasurer	XExercise of In-Money	−5,001 sh	—	—	0
2007-07-20	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,000 sh	$13.10	+$13.1K	8,800
2007-07-19	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,000 sh	$13.30	+$13.3K	7,800
2007-05-09	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+2,000 sh	$14.22	+$28.4K	6,800
2007-05-07	FIRST OPPORTUNITY FUND INCP Purchase	Vice President and Treasurer	PPurchase	+1,500 sh	$14.28	+$21.4K	4,800

Recent filings

Accepted (ET)
Jul 94
FIRST FINANCIAL FUND INC0001245553-08-000003
SEC(opens sec.gov)
Jul 94
BOULDER TOTAL RETURN FUND INC0001245553-08-000004
SEC(opens sec.gov)
Jun 244
BOULDER GROWTH & INCOME FUND0001245553-08-000001
SEC(opens sec.gov)
Dec 194
BOULDER GROWTH & INCOME FUND0001245553-07-000007
SEC(opens sec.gov)
Sep 184/A
FIRST FINANCIAL FUND INC0001245553-07-000005
SEC(opens sec.gov)
Sep 184
BOULDER GROWTH & INCOME FUND0001245553-07-000004
SEC(opens sec.gov)
May 94
FIRST FINANCIAL FUND INC0001245553-07-000002
SEC(opens sec.gov)

Companies

Address

2344 SPRUCE STREET SUITE A

BOULDER, CO, 80302