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Insider · CIK 0001249601

FELDER WILLIAM D

Reports to the SEC for 1 company · DALLAS, TX

Transactions

10

Companies

1

Filings

6

CIK

0001249601

Forms 4 and 5

Insider transactions

10 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2007-05-31	Hilltop Securities Holdings LLCStock Option SWS Stock Option PlanX Exercise of In-Money	President	XExercise of In-Money	−10.1K sh	—	—	0
2007-05-31	Hilltop Securities Holdings LLCStock Option SWS Stock Option PlanX Exercise of In-Money	President	XExercise of In-Money	−10K sh	—	—	0
2007-05-31	Hilltop Securities Holdings LLCX Exercise of In-Money	President	XExercise of In-Money	+10.1K sh	$15.59	+$158K	134,595
2007-05-31	Hilltop Securities Holdings LLCX Exercise of In-Money	President	XExercise of In-Money	+10K sh	$17.37	+$174K	144,634
2006-11-13	Hilltop Securities Holdings LLCG Gift	President	GGift	−1,700 sh	—	—	106,869
2006-08-25	Hilltop Securities Holdings LLCA Award	President	AAward	+2,904 sh	—	—	108,569
2005-08-25	Hilltop Securities Holdings LLCA Award	President	AAward	+3,244 sh	—	—	105,665
2004-11-12	Hilltop Securities Holdings LLCF Tax Payment	President	FTax Payment	−109 sh	—	—	102,421
2004-08-18	Hilltop Securities Holdings LLCA Award	President	AAward	+1,300 sh	—	—	102,530
2003-11-12	Hilltop Securities Holdings LLCA Award	President	AAward	+1,230 sh	—	—	101,230

Recent filings

6

Accepted (ET)
May 314
SWS GROUP INC0001225208-07-005305
SEC(opens sec.gov)
Nov 134
SWS GROUP INC0001225208-06-005556
SEC(opens sec.gov)
Aug 294
FELDER WILLIAM D0001225208-06-004290
SEC(opens sec.gov)
Aug 294
FELDER WILLIAM D0001225208-05-002285
SEC(opens sec.gov)
Aug 204
SWS GROUP INC0001225208-04-001381
SEC(opens sec.gov)
Nov 144
SWS GROUP INC0001225208-03-000738
SEC(opens sec.gov)

Companies

1

Hilltop Securities Holdings LLCPresident

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270