Insider · CIK 0001251110

SMITH STEPHEN FRANKLIN

Reports to the SEC for 3 companies · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001251110

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-21	CIFC LLCD Disposition to Issuer	Director	DDisposition to Issuer	−7,032 sh	$11.36	−$79.9K	9,995
2016-11-21	CIFC LLCD Disposition to Issuer	Director	DDisposition to Issuer	−9,995 sh	$11.36	−$114K	0
2016-08-02	CIFC LLCA Award	Director	AAward	+7,032 sh	—	—	17,027
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−220 sh	—	—	0
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+81 sh	—	—	3,613
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+90 sh	—	—	3,703
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+84 sh	—	—	3,787
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+220 sh	—	—	4,007
2016-07-01	CIFC LLCM Exercise/Conversion	Director	MExercise/Conversion	+5,988 sh	—	—	9,995
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−81 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−90 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−84 sh	—	—	0
2016-07-01	CIFC LLCRestricted Share UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,988 sh	—	—	0
2016-05-24	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+220 sh	—	—	220
2016-04-15	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+84 sh	—	—	84
2015-12-16	CIFC Corp.Restricted Stock UnitsA Award	Director	AAward	−5,988 sh	—	—	5,988
2015-12-01	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+90 sh	—	—	90
2015-09-08	CIFC LLCRestricted Share UnitsA Award	Director	AAward	+81 sh	—	—	81
2015-06-26	CIFC Corp.J Other	Director	JOther	+91 sh	—	—	3,532
2015-06-26	CIFC Corp.M Exercise/Conversion	Director	MExercise/Conversion	+3,441 sh	—	—	3,441
2015-06-26	CIFC Corp.Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−3,441 sh	—	—	0
2014-12-30	CIFC Corp.Restricted Stock UnitsA Award	Director	AAward	+3,441 sh	—	—	3,441
2012-12-13	EXCO RESOURCES INCA Award	Director, Vice Chairman, President & CFO	AAward	+34.7K sh	—	—	260,029
2012-10-11	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−28.8K sh	—	—	225,329
2012-10-11	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	+28.8K sh	—	—	422,521
2012-01-06	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−394K sh	—	—	225,329
2012-01-06	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	+394K sh	—	—	393,691
2011-11-21	EXCO RESOURCES INCA Award	Director, Vice Chairman, President & CFO	AAward	+200K sh	—	—	619,020
2011-08-15	EXCO RESOURCES INCA Award	Director, Vice Chairman, President & CFO	AAward	+25.8K sh	—	—	448,321
2010-12-07	EXCO RESOURCES INCEmployee Stock Option (right to buy)A Award	Director, Vice Chairman, President & CFO	AAward	+77.3K sh	—	—	77,300
2010-12-07	EXCO RESOURCES INCEmployee Stock Option (right to buy)A Award	Director, Vice Chairman, President & CFO	AAward	+73K sh	—	—	73,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	−75K sh	—	—	430,220
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+25K sh	—	—	25,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+25K sh	—	—	25,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+5,000 sh	—	—	5,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+5,000 sh	—	—	5,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+5,000 sh	—	—	5,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+5,000 sh	—	—	5,000
2010-07-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+5,000 sh	—	—	5,000
2009-12-24	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−47.7K sh	—	—	504,167
2009-12-24	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−1,168 sh	—	—	0
2009-12-24	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−1,168 sh	—	—	0
2009-12-24	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−12.8K sh	—	—	0
2009-12-24	EXCO RESOURCES INCG Gift	Director, Vice Chairman, President & CFO	GGift	−12.8K sh	—	—	0
2009-12-01	EXCO RESOURCES INCEmployee Stock Option (right to buy)A Award	Director, Vice Chairman, President & CFO	AAward	+60K sh	—	—	60,000
2008-12-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+47.7K sh	—	—	549,610
2008-12-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	−23.8K sh	—	—	1,168
2008-12-22	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	−23.8K sh	—	—	1,168
2007-09-14	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+25K sh	—	—	25,000
2007-09-14	EXCO RESOURCES INCJ Other	Director, Vice Chairman, President & CFO	JOther	+25K sh	—	—	25,000

Recent filings

Accepted (ET)
Nov 234
CIFC LLC0001649709-16-000116
SEC(opens sec.gov)
Aug 104
CIFC LLC0001649709-16-000068
SEC(opens sec.gov)
Jul 54
CIFC LLC0001649709-16-000056
SEC(opens sec.gov)
Feb 174
CIFC Corp.0001649709-16-000003
SEC(opens sec.gov)
Jun 304
CIFC Corp.0001104659-15-048786
SEC(opens sec.gov)

Companies

Address

12377 MERIT DRIVE SUITE 1700

DALLAS, TX, 75251