Insider · CIK 0001251818

CLARKE DAVID H

Reports to the SEC for 4 companies · HOUSTON, TX

sec.gov

Transactions

Companies

Filings

CIK

0001251818

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-01-26	9 METERS BIOPHARMA, INC.P Purchase	Director, Former CEO and Director	PPurchase	+300K sh	$0.35	+$105K	1,718,450
2018-01-25	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+25K sh	—	—	1,418,450
2018-01-24	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+17.7K sh	—	—	1,393,450
2017-12-19	OMEGA PROTEIN CORPD Disposition to Issuer	Director	DDisposition to Issuer	−6,545 sh	$22.00	−$144K	0
2017-11-29	9 METERS BIOPHARMA, INC.P Purchase	Director, Former CEO and Director	PPurchase	+366K sh	$0.45	+$165K	1,375,704
2017-11-09	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+100K sh	—	—	1,009,545
2017-06-30	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+13.5K sh	—	—	909,545
2017-06-30	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+33.6K sh	—	—	896,078
2017-06-29	OMEGA PROTEIN CORPA Award	Director	AAward	+3,374 sh	$17.78	+$60K	6,545
2017-06-23	9 METERS BIOPHARMA, INC.P Purchase	Director, Former CEO and Director	PPurchase	+172K sh	$0.58	+$100K	862,457
2017-03-16	9 METERS BIOPHARMA, INC.P Purchase	Director, Former CEO and Director	PPurchase	+70K sh	$1.50	+$105K	690,043
2017-01-24	9 METERS BIOPHARMA, INC.A Award	Director, Former CEO and Director	AAward	+175K sh	—	—	620,043
2016-07-13	9 METERS BIOPHARMA, INC.P Purchase	Director, Former CEO and Director	PPurchase	+15K sh	$4.50	+$67.5K	445,043
2006-09-30	REXNORD-ZURN HOLDINGS, INCF Tax Payment	Director, Chairman & CEO	FTax Payment	−108K sh	$9.99	−$1.08M	1,069,391
2005-04-28	DOBI MEDICAL INTERNATIONAL INCStock OptionA Award	Director	AAward	+250K sh	—	—	323,750
2005-04-15	DOBI MEDICAL INTERNATIONAL INCJ Other	Director	JOther	+1,506 sh	—	—	10,854,562
2005-01-31	DOBI MEDICAL INTERNATIONAL INCJ Other	Director	JOther	+2,205 sh	—	—	10,501,691
2004-12-17	DOBI MEDICAL INTERNATIONAL INCP Purchase	Director	PPurchase	+500K sh	$0.50	+$250K	10,499,486
2004-12-17	DOBI MEDICAL INTERNATIONAL INCP Purchase	Director	PPurchase	+500K sh	$0.50	+$250K	6,499,486
2004-12-09	DOBI MEDICAL INTERNATIONAL INCJ Other	Director	JOther	+916K sh	—	—	916,400
2004-12-09	DOBI MEDICAL INTERNATIONAL INCJ Other	Director	JOther	−4M sh	—	—	6,499,486
2004-12-01	REXNORD-ZURN HOLDINGS, INCA Award	Director, Chairman & CEO	AAward	+75.5K sh	—	—	1,052,051
2004-12-01	REXNORD-ZURN HOLDINGS, INCStock OptionD Disposition to Issuer	Director, Chairman & CEO	DDisposition to Issuer	−771K sh	—	—	0
2004-07-30	DOBI MEDICAL INTERNATIONAL INCSeries A Convertible Preferred StockP Purchase	Director	PPurchase	+2 sh	$25000.00	+$50K	0
2004-07-30	DOBI MEDICAL INTERNATIONAL INCWarrantsP Purchase	Director	PPurchase	+25K sh	—	—	0
2004-03-16	DOBI MEDICAL INTERNATIONAL INCWarrantsG Gift	Director	GGift	+50K sh	$1.54	+$77K	1,739,347
2003-12-02	REXNORD-ZURN HOLDINGS, INCS Sale	Director, Chairman & CEO	SSale	−25K sh	$6.54	−$163K	348,645
2003-12-01	REXNORD-ZURN HOLDINGS, INCS Sale	Director, Chairman & CEO	SSale	−20K sh	$6.65	−$133K	373,645
2003-09-27	REXNORD-ZURN HOLDINGS, INCJ Other	Director, Chairman & CEO	JOther	+172 sh	—	—	80,514
2003-03-24	REXNORD-ZURN HOLDINGS, INCW Will/Inheritance	Director, Chairman & CEO	WWill/Inheritance	+15K sh	—	—	856,791
2002-11-19	REXNORD-ZURN HOLDINGS, INCG Gift	Director, Chairman & CEO	GGift	+7,500 sh	$2.61	+$19.6K	19,361
2002-11-19	REXNORD-ZURN HOLDINGS, INCG Gift	Director, Chairman & CEO	GGift	−22.5K sh	$2.61	−$58.7K	787,791

Recent filings

Accepted (ET)
Mar 134
CLARKE DAVID H0001144204-18-014486
SEC(opens sec.gov)
Dec 214
CLARKE DAVID H0000899243-17-029410
SEC(opens sec.gov)
Jun 304
OMEGA PROTEIN CORP0001209191-17-042537
SEC(opens sec.gov)
Oct 44
JACUZZI BRANDS INC0001209191-06-053555
SEC(opens sec.gov)
May 174
CLARKE DAVID H0000911420-05-000197
SEC(opens sec.gov)
May 174
CLARKE DAVID H0000911420-05-000196
SEC(opens sec.gov)
Feb 155
CLARKE DAVID H0000911420-05-000083
SEC(opens sec.gov)

Companies

Address

2105 CITYWEST BLVD. SUITE 500

HOUSTON, TX, 77042