Insider · CIK 0001252232

WALSH STEPHEN A

Reports to the SEC for 12 companies · PASADENA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001252232

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-07-10	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+2,000 sh	$5.81	+$11.6K	62,700
2013-07-10	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+4,000 sh	$5.82	+$23.3K	66,700
2013-07-10	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+455 sh	$5.78	+$2,629.9	67,155
2013-07-10	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+1,000 sh	$5.79	+$5,790	1,000
2013-07-08	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.76	+$21.8K	30,300
2013-07-08	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.78	+$21.8K	31,300
2013-07-05	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+3,000 sh	$21.86	+$65.6K	28,300
2013-07-05	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.88	+$21.9K	29,300
2013-07-03	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$22.55	+$22.6K	1,500
2013-07-03	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$22.55	+$22.6K	1,500
2013-04-04	GDOWESTERN ASSET GLOBAL CORPORATE OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+524 sh	$19.80	+$10.4K	1,924
2012-12-31	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+500 sh	$24.23	+$12.1K	500
2012-12-31	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+500 sh	$24.23	+$12.1K	500
2012-10-09	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−500 sh	$18.73	−$9,365	3,410
2012-09-24	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	CIO of Subadviser	SSale	−11K sh	$6.79	−$74.7K	60,700
2012-09-24	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.S Sale	CIO of Subadviser	SSale	−4,000 sh	$6.78	−$27.1K	60,700
2012-09-24	WIWWESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUNDS Sale	CIO of Subadviser	SSale	−10K sh	$13.28	−$133K	60,100
2012-09-18	DMOWestern Asset Mortgage Opportunity Fund Inc.S Sale	Man. Dir. & CIO of Subadviser	SSale	−1,000 sh	$26.44	−$26.4K	21,300
2012-09-17	DMOWestern Asset Mortgage Opportunity Fund Inc.S Sale	Man. Dir. & CIO of Subadviser	SSale	−3,000 sh	$26.26	−$78.8K	22,300
2012-07-18	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$22.60	+$22.6K	25,300
2012-07-13	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−1,000 sh	$16.80	−$16.8K	3,910
2012-07-11	Western Asset Municipal Defined Opportunity Trust Inc.S Sale	CIO of Subadviser	SSale	−106 sh	$23.96	−$2,539.771	0
2012-07-11	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−100 sh	$16.77	−$1,677	4,910
2012-04-23	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−1,000 sh	$16.72	−$16.7K	5,010
2012-04-20	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−1,000 sh	$16.70	−$16.7K	6,010
2012-04-20	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−1,000 sh	$16.71	−$16.7K	6,010
2012-04-20	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−958 sh	$16.73	−$16K	6,010
2012-04-18	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−400 sh	$16.74	−$6,696	8,968
2012-04-18	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−600 sh	$16.66	−$9,996	8,968
2012-02-29	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−637 sh	$16.26	−$10.4K	9,968
2012-02-27	WIAWESTERN ASSET INFLATION-LINKED INCOME FUNDS Sale	CIO of Subadviser	SSale	−600 sh	$12.90	−$7,740	0
2012-02-27	WIAWESTERN ASSET INFLATION-LINKED INCOME FUNDS Sale	CIO of Subadviser	SSale	−3,700 sh	$12.89	−$47.7K	0
2012-02-24	WIAWESTERN ASSET INFLATION-LINKED INCOME FUNDS Sale	CIO of Subadviser	SSale	−1,000 sh	$12.91	−$12.9K	4,300
2012-02-24	WIAWESTERN ASSET INFLATION-LINKED INCOME FUNDS Sale	CIO of Subadviser	SSale	−2,000 sh	$12.89	−$25.8K	4,300
2012-02-23	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−195 sh	$16.45	−$3,207.75	10,605
2012-02-22	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−1,000 sh	$16.45	−$16.5K	10,800
2012-02-22	WESTERN ASSET VARIABLE RATE STRATEGIC FUND INC.S Sale	CIO of Subadviser	SSale	−200 sh	$16.47	−$3,294	10,800
2012-01-03	WEAWESTERN ASSET PREMIER BOND FUNDS Sale	CIO of Subadviser	SSale	−500 sh	$16.03	−$8,015	0
2012-01-03	HIOWESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.P Purchase	CIO of Subadviser	PPurchase	+1,000 sh	$6.21	+$6,209.9	75,700
2011-06-03	IGIWestern Asset Investment Grade Opportunity Trust Inc.P Purchase	CIO of Subadviser	PPurchase	+500 sh	$21.14	+$10.6K	900
2011-06-02	WEAWESTERN ASSET PREMIER BOND FUNDS Sale	CIO of Subadviser	SSale	−500 sh	$15.79	−$7,895	500
2011-04-15	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,200 sh	$22.00	+$26.4K	24,300
2011-04-15	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.85	+$21.9K	24,300
2011-04-15	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.97	+$22K	24,300
2011-02-24	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$22.02	+$22K	21,100
2011-02-24	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.96	+$22K	21,100
2011-02-24	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.91	+$21.9K	21,100
2010-12-21	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,900 sh	$21.03	+$40K	18,100
2010-12-16	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+100 sh	$21.02	+$2,102	16,200
2010-12-16	DMOWestern Asset Mortgage Opportunity Fund Inc.P Purchase	Man. Dir. & CIO of Subadviser	PPurchase	+1,000 sh	$21.04	+$21K	16,200

Recent filings

Accepted (ET)
Jul 124
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.0001140361-13-028040
SEC(opens sec.gov)
Jul 104
Western Asset Mortgage Defined Opportunity Fund Inc.0001140361-13-027868
SEC(opens sec.gov)
Jul 94
Western Asset Mortgage Defined Opportunity Fund Inc.0001140361-13-027700
SEC(opens sec.gov)
Jul 54
Western Asset Mortgage Defined Opportunity Fund Inc.0001140361-13-027535
SEC(opens sec.gov)
Apr 84
WALSH STEPHEN A0001140361-13-015843
SEC(opens sec.gov)
Jan 34
WALSH STEPHEN A0001140361-13-000493
SEC(opens sec.gov)
Oct 104
WALSH STEPHEN A0001140361-12-043401
SEC(opens sec.gov)
Sep 264
WALSH STEPHEN A0001140361-12-041605
SEC(opens sec.gov)
Sep 264
WALSH STEPHEN A0001140361-12-041607
SEC(opens sec.gov)
Sep 194
WALSH STEPHEN A0001140361-12-040936
SEC(opens sec.gov)
Sep 184
WALSH STEPHEN A0001140361-12-040830
SEC(opens sec.gov)
Jul 204
WALSH STEPHEN A0001140361-12-033543
SEC(opens sec.gov)

Companies

Address

385 E. COLORADO BLVD.

PASADENA, CA, 91101