Insider · CIK 0001252914

THORNTON JOHN D

Reports to the SEC for 10 companies · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001252914

Forms 4 and 5

Insider transactions

24 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-11-16	UPLDUpland Software, Inc.J Other	10% Owner	JOther	−873K sh	—	—	0
2017-11-16	UPLDUpland Software, Inc.J Other	10% Owner	JOther	−1.31M sh	—	—	0
2016-08-08	UPLDUpland Software, Inc. · Stock Option (right to buy)A Award	10% Owner	AAward	+15.5K sh	—	—	31,416
2015-11-09	UPLDUpland Software, Inc. · Stock Option (right to buy)A Award	10% Owner	AAward	+15.9K sh	—	—	15,929
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+499K sh	—	—	498,548
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+256K sh	—	—	754,072
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+80.5K sh	—	—	834,572
2014-11-12	UPLDUpland Software, Inc.P Purchase	10% Owner	PPurchase	+38.5K sh	$12.00	+$462K	873,034
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+748K sh	—	—	747,822
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+383K sh	—	—	1,131,108
2014-11-12	UPLDUpland Software, Inc.C Conversion	10% Owner	CConversion	+121K sh	—	—	1,251,858
2014-11-12	UPLDUpland Software, Inc.P Purchase	10% Owner	PPurchase	+57.7K sh	$12.00	+$692K	1,309,550
2014-11-12	UPLDUpland Software, Inc. · Series A Preferred StockC Conversion	10% Owner	CConversion	−499K sh	—	—	0
2014-11-12	UPLDUpland Software, Inc. · Series A Preferred StockC Conversion	10% Owner	CConversion	−748K sh	—	—	0
2014-11-12	UPLDUpland Software, Inc. · Series B Preferred StockC Conversion	10% Owner	CConversion	−383K sh	—	—	0
2014-11-12	UPLDUpland Software, Inc. · Series B Preferred StockC Conversion	10% Owner	CConversion	−256K sh	—	—	0
2014-11-12	UPLDUpland Software, Inc. · Series C Preferred StockC Conversion	10% Owner	CConversion	−80.5K sh	—	—	0
2014-11-12	UPLDUpland Software, Inc. · Series C Preferred StockC Conversion	10% Owner	CConversion	−121K sh	—	—	0
2014-11-05	UPLDUpland Software, Inc.A Award	10% Owner	AAward	+10.4K sh	—	—	10,416
2009-11-18	SolarWinds, Inc.S Sale	Director	SSale	−653K sh	$17.91	−$11.7M	1,045,501
2009-05-29	SolarWinds, Inc.S Sale	Director	SSale	−74K sh	$11.63	−$860K	1,698,678
2009-05-26	SolarWinds, Inc.C Conversion	Director	CConversion	+725K sh	—	—	1,899,540
2009-05-26	SolarWinds, Inc.S Sale	Director	SSale	−127K sh	$11.63	−$1.47M	1,772,670
2009-05-26	SolarWinds, Inc.Convertible Preferred StockC Conversion	Director	CConversion	−725K sh	—	—	0

Recent filings

Accepted (ET)
Nov 204
THORNTON JOHN D0001104659-17-069705
SEC(opens sec.gov)
Aug 104
Upland Software, Inc.0001104659-16-138744
SEC(opens sec.gov)
Nov 124
Upland Software, Inc.0001104659-15-078388
SEC(opens sec.gov)
Nov 144
Upland Software, Inc.0001209191-14-068910
SEC(opens sec.gov)
Nov 74
Upland Software, Inc.0001209191-14-067311
SEC(opens sec.gov)
Nov 194
THORNTON JOHN D0001181431-09-052728
SEC(opens sec.gov)

Companies

Address

300 W. 6TH STREET, SUITE 2300

AUSTIN, TX, 78701