Insider · CIK 0001254652

MORRISS GEORGE W

Reports to the SEC for 15 companies · MIAMI, FL

sec.gov

Transactions

Companies

Filings

CIK

0001254652

Forms 4 and 5

Insider transactions

17 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-06-21	NHSNeuberger High Yield Strategies Fund Inc.X Exercise of In-Money	Director	XExercise of In-Money	+3,422 sh	$7.42	+$25.4K	13,689
2023-06-21	NHSNeuberger High Yield Strategies Fund Inc. · Transferable Subscription Rights (rights to buy)X Exercise of In-Money	Director	XExercise of In-Money	−10.3K sh	—	—	0
2023-03-16	Thrivent Church Loan & Income FundP Purchase	Director	PPurchase	−5,379.386 sh	$9.16	−$49.3K	0
2022-05-17	NHSNeuberger High Yield Strategies Fund Inc.X Exercise of In-Money	Director	XExercise of In-Money	+3,763 sh	$8.60	+$32.4K	9,100.2
2022-05-17	NHSNeuberger High Yield Strategies Fund Inc. · Transferable Subscription Rights (rights to buy)X Exercise of In-Money	Director	XExercise of In-Money	−5,289 sh	—	—	0
2021-05-25	NBXGNeuberger Next Generation Connectivity Fund Inc.P Purchase	Director	PPurchase	+5,000 sh	$20.00	+$100K	5,000
2020-05-26	Thrivent Church Loan & Income FundP Purchase	Director	PPurchase	+2,319.109 sh	$10.78	+$25K	4,936.947
2020-04-02	NMLNeuberger Berman Energy Infrastructure & Income Fund Inc.P Purchase	Director	PPurchase	+2,500 sh	$1.91	+$4,787	3,667.587
2019-01-18	Thrivent Church Loan & Income FundP Purchase	Director	PPurchase	+2,507.523 sh	$9.97	+$25K	2,507.523
2018-10-30	STEBEN SELECT MULTI-STRATEGY FUNDS Sale	Trustee	SSale	−30.3K sh	$9.05	−$275K	0
2016-04-01	STEBEN SELECT MULTI-STRATEGY FUNDP Purchase	Trustee	PPurchase	+2,950.69 sh	$10.17	+$30K	—
2016-04-01	STEBEN SELECT MULTI-STRATEGY FUNDP Purchase	Trustee	PPurchase	+2,952.75 sh	$10.16	+$30K	—
2013-04-04	NMLNeuberger Berman Energy Infrastructure & Income Fund Inc.P Purchase	Director	PPurchase	+700 sh	$20.62	+$14.4K	700
2010-08-06	NHSNeuberger High Yield Strategies Fund Inc.J Other	Director	JOther	+1,975.18 sh	—	—	1,975.18
2010-08-06	NEUBERGER BERMAN HIGH YIELD STRATEGIES FUNDJ Other	Director	JOther	−1,975.18 sh	—	—	0
2003-08-12	NEUBERGER BERMAN HIGH YIELD STRATEGIES FUNDP Purchase	Director	PPurchase	+300 sh	$15.01	+$4,503	1,300
2003-08-12	NEUBERGER BERMAN HIGH YIELD STRATEGIES FUNDP Purchase	Director	PPurchase	+1,000 sh	$15.01	+$15K	1,000

Recent filings

Accepted (ET)
Feb 44
MORRISS GEORGE W0000898432-26-000080
SEC(opens sec.gov)
Mar 34
MORRISS GEORGE W0000898432-25-000149
SEC(opens sec.gov)
Jun 234
MORRISS GEORGE W0000898432-23-000406
SEC(opens sec.gov)
Mar 204
MORRISS GEORGE W0001721413-23-000007
SEC(opens sec.gov)
May 194
MORRISS GEORGE W0000898432-22-000344
SEC(opens sec.gov)
Jun 284
MORRISS GEORGE W0000898432-21-000509
SEC(opens sec.gov)
Jun 84
MORRISS GEORGE W0000898432-21-000447
SEC(opens sec.gov)
May 274
MORRISS GEORGE W0000898432-21-000443
SEC(opens sec.gov)
May 274
MORRISS GEORGE W0001721413-20-000004
SEC(opens sec.gov)
Apr 34
MORRISS GEORGE W0000898432-20-000468
SEC(opens sec.gov)
Jan 234
MORRISS GEORGE W0000898432-19-000099
SEC(opens sec.gov)
Oct 304/A
MORRISS GEORGE W0001615774-18-011528
SEC(opens sec.gov)
Apr 294/A
STEBEN SELECT MULTI-STRATEGY FUND0001572828-16-000007
SEC(opens sec.gov)
Apr 44
STEBEN SELECT MULTI-STRATEGY FUND0001572828-16-000005
SEC(opens sec.gov)
Apr 54
MORRISS GEORGE W0001140361-13-015819
SEC(opens sec.gov)
Aug 104
MORRISS GEORGE W0000898432-10-001082
SEC(opens sec.gov)
Aug 104
MORRISS GEORGE W0000898432-10-001091
SEC(opens sec.gov)
Aug 134
LEHMAN BROTHERS FIRST TRUST INCOME OPPORTUNITY FUND0000897436-03-000279
SEC(opens sec.gov)

Companies

Address

830 BRICKELL PLAZA SUITE 4800

MIAMI, FL, 33131