Insider · CIK 0001254727

FITZGERALD RICHARD E

Reports to the SEC for 2 companies · MARKHAM, A6

sec.gov

Transactions

Companies

Filings

CIK

0001254727

Forms 4 and 5

Insider transactions

28 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-04-05	SMTC CORPStock Option (right to buy)D Disposition to Issuer	COO	DDisposition to Issuer	−200K sh	$2.37	−$474K	0
2021-04-05	SMTC CORPD Disposition to Issuer	COO	DDisposition to Issuer	−256K sh	$6.04	−$1.55M	0
2021-04-05	SMTC CORPStock Option (right to buy)D Disposition to Issuer	COO	DDisposition to Issuer	−134K sh	$4.78	−$642K	0
2020-11-04	SMTC CORPEmployee Stock Option (Right to Buy)M Exercise/Conversion	COO	MExercise/Conversion	−202K sh	—	—	134,371
2020-11-04	SMTC CORPM Exercise/Conversion	COO	MExercise/Conversion	+202K sh	$1.26	+$254K	292,182
2020-11-04	SMTC CORPF Tax Payment	COO	FTax Payment	−37.5K sh	$3.65	−$137K	254,682
2019-11-20	SMTC CORPP Purchase	COO	PPurchase	+100 sh	$3.09	+$309	90,624
2019-11-19	SMTC CORPP Purchase	COO	PPurchase	+1,000 sh	$2.84	+$2,840	90,524
2019-11-14	SMTC CORPP Purchase	COO	PPurchase	+43.9K sh	$2.68	+$118K	89,524
2019-11-14	SMTC CORPP Purchase	COO	PPurchase	+43.9K sh	$2.68	+$118K	89,524
2019-08-13	SMTC CORPF Tax Payment	COO	FTax Payment	−6,763 sh	$3.49	−$23.6K	45,617
2019-08-13	SMTC CORPA Award	COO	AAward	+25K sh	—	—	52,380
2019-05-13	SMTC CORPEmployee Stock Option (right to buy)A Award	COO	AAward	+200K sh	—	—	200,000
2018-11-14	SMTC CORPP Purchase	COO	PPurchase	+1,270 sh	$4.04	+$5,130.8	27,380
2018-08-28	SMTC CORPM Exercise/Conversion	COO	MExercise/Conversion	+4,361 sh	$2.25	+$9,812.25	26,110
2018-08-28	SMTC CORPSubscription Rights (right to buy)M Exercise/Conversion	COO	MExercise/Conversion	+4,361 sh	—	—	0
2017-08-24	SMTC CORPP Purchase	COO	PPurchase	+2,500 sh	$1.29	+$3,227.75	21,749
2017-08-17	SMTC CORPP Purchase	COO	PPurchase	+10K sh	$1.30	+$13K	19,249
2017-08-11	SMTC CORPP Purchase	COO	PPurchase	+4,249 sh	$1.25	+$5,311.25	9,249
2017-08-08	SMTC CORPP Purchase	COO	PPurchase	+5,000 sh	$1.22	+$6,100	5,000
2004-08-20	SMTEK INTERNATIONAL INCS Sale	VICE PRESIDENT - OPERATIONS	SSale	−1,875 sh	$9.40	−$17.6K	0
2004-08-20	SMTEK INTERNATIONAL INCM Exercise/Conversion	VICE PRESIDENT - OPERATIONS	MExercise/Conversion	+1,875 sh	$1.21	+$2,268.75	1,875
2004-08-20	SMTEK INTERNATIONAL INCS Sale	VICE PRESIDENT - OPERATIONS	SSale	−3,750 sh	$9.40	−$35.3K	0
2004-08-20	SMTEK INTERNATIONAL INCM Exercise/Conversion	VICE PRESIDENT - OPERATIONS	MExercise/Conversion	+3,750 sh	$0.70	+$2,625	3,750
2004-08-20	SMTEK INTERNATIONAL INCIncentive stock optionsM Exercise/Conversion	VICE PRESIDENT - OPERATIONS	MExercise/Conversion	+3,750 sh	—	—	11,250
2004-08-20	SMTEK INTERNATIONAL INCIncentive stock optionsM Exercise/Conversion	VICE PRESIDENT - OPERATIONS	MExercise/Conversion	+1,875 sh	—	—	5,625
2003-06-27	SMTEK INTERNATIONAL INCIncentive stock optionsA Award	VICE PRESIDENT - OPERATIONS	AAward	+15K sh	—	—	15,000
2003-06-27	SMTEK INTERNATIONAL INCIncentive stock optionsA Award	VICE PRESIDENT - OPERATIONS	AAward	+10K sh	—	—	10,000

Recent filings

Accepted (ET)
Apr 64
FITZGERALD RICHARD E0001209191-21-025680
SEC(opens sec.gov)
Nov 64
FITZGERALD RICHARD E0001209191-20-057255
SEC(opens sec.gov)
Nov 214
FITZGERALD RICHARD E0001437749-19-023349
SEC(opens sec.gov)
Nov 184/A
FITZGERALD RICHARD E0001437749-19-023152
SEC(opens sec.gov)
Nov 184
FITZGERALD RICHARD E0001437749-19-023116
SEC(opens sec.gov)
Aug 154
FITZGERALD RICHARD E0001437749-19-016941
SEC(opens sec.gov)
May 154
FITZGERALD RICHARD E0001437749-19-010020
SEC(opens sec.gov)
Nov 164
FITZGERALD RICHARD E0001437749-18-021025
SEC(opens sec.gov)
Aug 314
FITZGERALD RICHARD E0001437749-18-016461
SEC(opens sec.gov)
Aug 284
FITZGERALD RICHARD E0001437749-17-015371
SEC(opens sec.gov)
Aug 174
FITZGERALD RICHARD E0001437749-17-014972
SEC(opens sec.gov)
Aug 154
FITZGERALD RICHARD E0001437749-17-014825
SEC(opens sec.gov)
Aug 94
FITZGERALD RICHARD E0001437749-17-014308
SEC(opens sec.gov)

Companies

Address

C/O SMTC CORPORATION 7050 WOODBINE AVENUE

MARKHAM, A6, L3R4G8