Insider · CIK 0001254916

BRAUN RICHARD A

Reports to the SEC for 1 company · STURGEON BAY, WI

sec.gov

Transactions

Companies

Filings

CIK

0001254916

Forms 4 and 5

Insider transactions

25 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-04-01	BAYLAKE CORPC Conversion	Director	CConversion	+5,000 sh	$5.00	+$25K	30,000
2015-04-01	BAYLAKE CORP10% Convertible Promissory Notes due 2017C Conversion	Director	CConversion	—	—	—	—
2015-01-27	BAYLAKE CORPP Purchase	Director	PPurchase	+1,316 sh	$12.16	+$16K	111,316
2014-10-01	BAYLAKE CORPC Conversion	Director	CConversion	+5,000 sh	$5.00	+$25K	25,000
2014-10-01	BAYLAKE CORP10% Convertible Promissory Notes due 2017C Conversion	Director	CConversion	—	—	—	—
2014-07-01	BAYLAKE CORPC Conversion	Director	CConversion	+20K sh	$5.00	+$100K	20,000
2014-07-01	BAYLAKE CORP10% Convertible Promissory Notes due 2017C Conversion	Director	CConversion	—	—	—	—
2010-04-30	BAYLAKE CORP10% Convertible Promissory Notes due 2017P Purchase	Director	PPurchase	—	$50000.00	—	—
2009-09-30	BAYLAKE CORP10% Convertible Promissory Notes due 2017P Purchase	Director	PPurchase	—	$100000.00	—	—
2008-08-08	BAYLAKE CORPP Purchase	Director	PPurchase	+1,000 sh	$5.17	+$5,170	108,000
2008-08-05	BAYLAKE CORPP Purchase	Director	PPurchase	+1,000 sh	$5.15	+$5,150	107,000
2008-02-04	BAYLAKE CORPP Purchase	Director	PPurchase	+1,000 sh	$9.75	+$9,750	101,000
2007-06-07	BAYLAKE CORPP Purchase	Director	PPurchase	+2,500 sh	$14.15	+$35.4K	100,000
2007-06-01	BAYLAKE CORPP Purchase	Director	PPurchase	+2,500 sh	$14.49	+$36.2K	97,500
2006-05-03	BAYLAKE CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$9.75	+$9,750	93,000
2006-05-03	BAYLAKE CORPM Exercise/Conversion	Director	MExercise/Conversion	+1,000 sh	$15.25	+$15.3K	94,000
2006-05-03	BAYLAKE CORPP Purchase	Director	PPurchase	+1,100 sh	$16.50	+$18.2K	95,100
2006-05-03	BAYLAKE CORPOption to purchaseM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	$9.75	−$9,750	6,000
2006-05-03	BAYLAKE CORPOption to purchaseM Exercise/Conversion	Director	MExercise/Conversion	−1,000 sh	$15.25	−$15.3K	5,000
2006-05-02	BAYLAKE CORPS Sale	Director	SSale	−100 sh	$16.40	−$1,640	0
2005-02-04	BAYLAKE CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$9.75	+$48.8K	92,000
2005-02-04	BAYLAKE CORPOption to purchaseM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	$9.75	−$48.8K	7,000
2004-09-09	BAYLAKE CORPM Exercise/Conversion	Director	MExercise/Conversion	+3,000 sh	$11.50	+$34.5K	88,100
2004-09-09	BAYLAKE CORPS Sale	Director	SSale	−3,000 sh	$14.50	−$43.5K	85,100
2004-09-09	BAYLAKE CORPOption to purchaseM Exercise/Conversion	Director	MExercise/Conversion	−3,000 sh	$11.50	−$34.5K	13,900

Recent filings

Accepted (ET)
Apr 24
BAYLAKE CORP0001437749-15-006792
SEC(opens sec.gov)
Jan 284
BAYLAKE CORP0001437749-15-001351
SEC(opens sec.gov)
Oct 24
BAYLAKE CORP0001437749-14-017847
SEC(opens sec.gov)
Jul 14
BAYLAKE CORP0001181431-14-025334
SEC(opens sec.gov)
May 34
BRAUN RICHARD A0001181431-10-023753
SEC(opens sec.gov)
Sep 304
BRAUN RICHARD A0001181431-09-045594
SEC(opens sec.gov)
Aug 114
BAYLAKE CORP0001181431-08-047387
SEC(opens sec.gov)
Aug 54
BAYLAKE CORP0001181431-08-046196
SEC(opens sec.gov)
Feb 44
BRAUN RICHARD A0001181431-08-007167
SEC(opens sec.gov)
Jun 74
BAYLAKE CORP0001181431-07-038582
SEC(opens sec.gov)
Jun 14
BAYLAKE CORP0001181431-07-036987
SEC(opens sec.gov)
May 44
BAYLAKE CORP0001181431-06-027747
SEC(opens sec.gov)

Companies

BAYLAKE CORPDirector

Address

P.O. BOX 9 217 NORTH FOURTH AVENUE

STURGEON BAY, WI, 54235-0009