Insider · CIK 0001259040

DUGAN JOSEPH L

Reports to the SEC for 2 companies · CANANDAIGUA, NY

sec.gov

Transactions

Companies

Filings

CIK

0001259040

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-05-06	FISIFINANCIAL INSTITUTIONS INCP Purchase	Senior Vice President	PPurchase	+500 sh	$15.90	+$7,950	5,879
2020-05-05	FISIFINANCIAL INSTITUTIONS INCP Purchase	Senior Vice President	PPurchase	+2,500 sh	$19.23	+$48.1K	5,379
2020-02-25	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+1,558 sh	—	—	1,558
2020-02-22	FISIFINANCIAL INSTITUTIONS INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,008 sh	—	—	3,274
2020-02-22	FISIFINANCIAL INSTITUTIONS INCF Tax Payment	Senior Vice President	FTax Payment	−395 sh	$30.41	−$12K	2,879
2020-02-22	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−807 sh	—	—	0
2020-02-22	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−201 sh	—	—	0
2020-01-21	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+201 sh	—	—	201
2019-09-14	FISIFINANCIAL INSTITUTIONS INCM Exercise/Conversion	Senior Vice President	MExercise/Conversion	+1,500 sh	—	—	2,775
2019-09-14	FISIFINANCIAL INSTITUTIONS INCF Tax Payment	Senior Vice President	FTax Payment	−509 sh	$31.16	−$15.9K	2,266
2019-09-14	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitM Exercise/Conversion	Senior Vice President	MExercise/Conversion	−1,500 sh	—	—	0
2019-05-02	FISIFINANCIAL INSTITUTIONS INCP Purchase	Senior Vice President	PPurchase	+10.6K sh	$28.45	+$302K	10,600
2019-02-26	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+1,457 sh	—	—	1,457
2018-10-31	FISIFINANCIAL INSTITUTIONS INCP Purchase	Senior Vice President	PPurchase	+345 sh	$28.55	+$9,849.75	1,275
2018-05-17	FISIFINANCIAL INSTITUTIONS INCI Discretionary Transaction	Senior Vice President	IDiscretionary Transaction	+113 sh	$32.41	+$3,662.33	113
2018-02-27	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+970 sh	—	—	970
2017-11-21	FISIFINANCIAL INSTITUTIONS INCP Purchase	Senior Vice President	PPurchase	+930 sh	$32.15	+$29.9K	930
2017-02-22	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+807 sh	—	—	807
2016-09-14	FISIFINANCIAL INSTITUTIONS INC · Restricted Stock UnitA Award	Senior Vice President	AAward	+1,500 sh	—	—	1,500
2013-03-11	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−990 sh	$141.61	−$140K	0
2012-07-18	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−222 sh	$149.24	−$33.1K	990
2012-07-18	CANANDAIGUA NATIONAL CORPRights - option to buyX Exercise of In-Money	Executive Vice President, Officer of subsidiaries	XExercise of In-Money	−1,212 sh	$73.46	−$89K	6,852
2012-07-11	CANANDAIGUA NATIONAL CORPRights - option to buyX Exercise of In-Money	Executive Vice President, Officer of subsidiaries	XExercise of In-Money	−588.16 sh	$90.07	−$53K	19,217.12
2012-07-11	CANANDAIGUA NATIONAL CORPRights - Option to buyX Exercise of In-Money	Executive Vice President, Officer of subsidiaries	XExercise of In-Money	−749.25 sh	$85.05	−$63.7K	19,217.12
2012-06-19	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−500 sh	$154.86	−$77.4K	0
2012-06-08	CANANDAIGUA NATIONAL CORPG Gift	Executive Vice President, Officer of subsidiaries	GGift	+300 sh	$155.52	+$46.7K	500
2012-04-16	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−100 sh	$152.56	−$15.3K	275
2011-12-07	CANANDAIGUA NATIONAL CORPP Purchase	Executive Vice President, Officer of subsidiaries	PPurchase	+80 sh	$125.00	+$10K	255
2011-02-09	CANANDAIGUA NATIONAL CORPStock Appreciation RightA Award	Executive Vice President, Officer of subsidiaries	AAward	+1,159 sh	$383.38	+$444K	5,577
2011-02-09	CANANDAIGUA NATIONAL CORPStock Appreciation RightA Award	Executive Vice President, Officer of subsidiaries	AAward	+773 sh	$383.38	+$296K	6,350
2010-09-23	CANANDAIGUA NATIONAL CORPX Exercise of In-Money	Executive Vice President, Officer of subsidiaries	XExercise of In-Money	+30 sh	$333.33	+$9,999.9	130
2010-01-01	CANANDAIGUA NATIONAL CORPStock Appreciation RightA Award	Executive Vice President, Officer of subsidiaries	AAward	+477 sh	$327.17	+$156K	4,100
2010-01-01	CANANDAIGUA NATIONAL CORPStock Appreciation RightA Award	Executive Vice President, Officer of subsidiaries	AAward	+318 sh	$327.12	+$104K	4,418
2008-09-25	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−332 sh	$320.11	−$106K	25
2007-03-06	CANANDAIGUA NATIONAL CORPOptions - Right to BuyX Exercise of In-Money	Executive Vice President, Officer of subsidiaries	XExercise of In-Money	−414 sh	$340.18	−$141K	2,441
2006-03-06	CANANDAIGUA NATIONAL CORPS Sale	Executive Vice President, Officer of subsidiaries	SSale	−77 sh	$340.18	−$26.2K	337
2004-04-23	CANANDAIGUA NATIONAL CORPCommon Stock OptionsA Award	Executive Vice President, Officer of subsidiaries	AAward	+455 sh	—	—	2,855
2004-04-23	CANANDAIGUA NATIONAL CORPCommon Stock OptionsA Award	Executive Vice President, Officer of subsidiaries	AAward	+303 sh	—	—	2,855

Recent filings

Accepted (ET)
May 74
DUGAN JOSEPH L0001209191-20-027583
SEC(opens sec.gov)
Feb 274
DUGAN JOSEPH L0001209191-20-013357
SEC(opens sec.gov)
Feb 254
DUGAN JOSEPH L0001209191-20-012533
SEC(opens sec.gov)
Jan 234
DUGAN JOSEPH L0001209191-20-004697
SEC(opens sec.gov)
Sep 164
DUGAN JOSEPH L0001209191-19-049619
SEC(opens sec.gov)
May 34
DUGAN JOSEPH L0001209191-19-027289
SEC(opens sec.gov)
Feb 284
DUGAN JOSEPH L0001209191-19-014538
SEC(opens sec.gov)
Nov 24
DUGAN JOSEPH L0001209191-18-056869
SEC(opens sec.gov)
May 224
DUGAN JOSEPH L0001209191-18-032238
SEC(opens sec.gov)
Mar 14
DUGAN JOSEPH L0001209191-18-014909
SEC(opens sec.gov)
Nov 224
DUGAN JOSEPH L0001209191-17-062260
SEC(opens sec.gov)
Feb 234
FINANCIAL INSTITUTIONS INC0001209191-17-013713
SEC(opens sec.gov)
Sep 154
FINANCIAL INSTITUTIONS INC0001209191-16-141567
SEC(opens sec.gov)
Mar 134
DUGAN JOSEPH L0000759458-13-000019
SEC(opens sec.gov)

Companies

Address

72 SOUTH MAIN STREET

CANANDAIGUA, NY, 14424