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Insider · CIK 0001260308

ORVIETO BRAD

Reports to the SEC for 1 company · PLANTATION, FL

Transactions

9

Companies

1

Filings

4

CIK

0001260308

Forms 4 and 5

Insider transactions

9 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2005-06-30	EQSEQUUS TOTAL RETURN, INC.M Exercise/Conversion	Director	MExercise/Conversion	+2,200 sh	$7.72	+$17K	4,679
2005-06-30	EQSEQUUS TOTAL RETURN, INC.S Sale	Director	SSale	−2,200 sh	$8.38	−$18.4K	2,479
2005-06-30	EQSEQUUS TOTAL RETURN, INC. · Incentive Stock Options (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−2,200 sh	$7.72	−$17K	0
2005-06-30	EQSEQUUS TOTAL RETURN, INC. · Incentive Stock Options (right to buy)J Other	Director	JOther	−5,500 sh	$8.63	−$47.5K	0
2005-01-17	EQSEQUUS TOTAL RETURN, INC.J Other	Director	JOther	+82 sh	$7.56	+$619.92	2,479
2004-01-16	EQSEQUUS TOTAL RETURN, INC.J Other	Director	JOther	+100 sh	$7.92	+$791.9	1,206
2003-09-02	EQSEQUUS TOTAL RETURN, INC.P Purchase	Director	PPurchase	+100 sh	$8.80	+$880	1,206
2003-09-02	EQSEQUUS TOTAL RETURN, INC.P Purchase	Director	PPurchase	+900 sh	$8.90	+$8,010	2,106
2003-08-04	EQSEQUUS TOTAL RETURN, INC. · Stock OptionsA Award	Director	AAward	+5,500 sh	$8.63	+$47.5K	5,500

Recent filings

4

Accepted (ET)
Jul 54
EQUUS II INC0001181431-05-038212
SEC(opens sec.gov)
Jan 194
ORVIETO BRAD0001181431-05-003568
SEC(opens sec.gov)
Jan 204
ORVIETO BRAD0001181431-04-003249
SEC(opens sec.gov)
Sep 44
ORVIETO BRAD0001140361-03-003175
SEC(opens sec.gov)

Companies

1

EQUUS TOTAL RETURN, INC.DirectorEQS

Address

10824 NW 2ND STREET

PLANTATION, FL, 33324