Insider · CIK 0001261878

DENNIS PAUL S

Reports to the SEC for 2 companies · DELRAY BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001261878

Forms 4 and 5

Insider transactions

46 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2017-08-23	Broad Street Realty, Inc.Stock OptionA Award	Director, Interim President, CEO, CFO	AAward	+10K sh	—	—	10,000
2017-06-02	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+1M sh	$0.15	+$150K	1,093,961
2016-08-08	Broad Street Realty, Inc.A Award	Director, Interim President, CEO, CFO	AAward	+40K sh	—	—	392,959
2015-07-07	Broad Street Realty, Inc.A Award	Director, Interim President, CEO, CFO	AAward	+280K sh	—	—	293,550
2014-11-18	Broad Street Realty, Inc.C Conversion	Director, Interim President, CEO, CFO	CConversion	+40K sh	$10.00	+$400K	136,170
2014-11-18	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+1,538 sh	—	—	96,170
2014-11-18	Broad Street Realty, Inc.Series C Preferred Convertible StockC Conversion	Director, Interim President, CEO, CFO	CConversion	−2,150 sh	—	—	0
2014-11-18	Broad Street Realty, Inc.Series A Preferred Convertible StockC Conversion	Director, Interim President, CEO, CFO	CConversion	−4,000 sh	—	—	0
2014-11-18	Broad Street Realty, Inc.C Conversion	Director, Interim President, CEO, CFO	CConversion	+17.2K sh	$12.50	+$215K	153,370
2014-09-08	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+3,524 sh	—	—	94,632
2014-01-21	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+3,609 sh	$8.53	+$30.8K	104,658
2013-11-12	Broad Street Realty, Inc.P Purchase	Director, Interim President, CEO, CFO	PPurchase	+4,000 sh	$7.50	+$30K	101,049
2013-09-24	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+12.3K sh	$2.50	+$30.8K	97,049
2013-03-05	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+24.5K sh	$0.96	+$23.6K	389,341
2013-03-05	Broad Street Realty, Inc.J Other	Director, Interim President, CEO, CFO	JOther	+34.4K sh	$1.00	+$34.4K	423,744
2012-03-01	Broad Street Realty, Inc.Series C Convertible Preferred StockP Purchase	Director, Interim President, CEO, CFO	PPurchase	+2,150 sh	$100.00	+$215K	2,150
2010-02-11	Broad Street Realty, Inc.Stock OptionA Award	Director, Interim President, CEO, CFO	AAward	+250K sh	—	—	750,000
2010-02-11	Broad Street Realty, Inc.Stock OptionA Award	Director, Interim President, CEO, CFO	AAward	+250K sh	—	—	750,000
2010-02-01	Broad Street Realty, Inc.Series A Convertible Perferred StockA Award	Director, Interim President, CEO, CFO	AAward	+4,000 sh	—	—	4,000
2010-02-01	Broad Street Realty, Inc.Series A 10% Convertible DebentureD Disposition to Issuer	Director, Interim President, CEO, CFO	DDisposition to Issuer	—	—	—	0
2010-01-26	Broad Street Realty, Inc.P Purchase	Director, Interim President, CEO, CFO	PPurchase	+250K sh	$0.15	+$37.5K	3,647,917
2009-12-18	Broad Street Realty, Inc.P Purchase	Director, Interim President, CEO, CFO	PPurchase	+250K sh	$0.15	+$37.5K	3,397,917
2009-11-10	Broad Street Realty, Inc.P Purchase	Director, Interim President, CEO, CFO	PPurchase	+667K sh	$0.12	+$76.7K	3,147,917
2009-11-02	Broad Street Realty, Inc.M Exercise/Conversion	Director, Interim President, CEO, CFO	MExercise/Conversion	+250K sh	$0.15	+$37.5K	2,481,250
2009-11-02	Broad Street Realty, Inc.Stock OptionM Exercise/Conversion	Director, Interim President, CEO, CFO	MExercise/Conversion	−250K sh	—	—	500,000
2009-09-04	Broad Street Realty, Inc.Series A 10% Convertible DebentureP Purchase	Director, Interim President, CEO, CFO	PPurchase	+400K sh	—	—	400,000
2009-06-01	Broad Street Realty, Inc.Stock OptionA Award	Director, Interim President, CEO, CFO	AAward	+250K sh	—	—	750,000
2007-06-08	Broad Street Realty, Inc.P Purchase	Director, Interim President, CEO, CFO	PPurchase	+1.5M sh	$0.10	+$150K	2,221,250
2007-03-02	Broad Street Realty, Inc.Stock OptionA Award	Director, Interim President, CEO, CFO	AAward	+250K sh	—	—	250,000
2006-05-22	Gaming Partners International CORPM Exercise/Conversion	Director	MExercise/Conversion	+2,000 sh	$5.99	+$12K	2,000
2006-05-22	Gaming Partners International CORPOption/Right to BuyM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2006-05-22	Gaming Partners International CORPOption/Right to BuyM Exercise/Conversion	Director	MExercise/Conversion	−2,000 sh	—	—	0
2006-05-22	Gaming Partners International CORPM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	$13.71	+$68.6K	7,000
2003-12-01	Gaming Partners International CORPS Sale	Director	SSale	−2,300 sh	$5.96	−$13.7K	3,900
2003-11-25	Gaming Partners International CORPS Sale	Director	SSale	−2,000 sh	$5.96	−$11.9K	6,200
2003-11-14	Gaming Partners International CORPOption/Right to BuyA Award	Director	AAward	+3,000 sh	$5.99	+$18K	0
2003-11-14	Gaming Partners International CORPOption/Right to BuyA Award	Director	AAward	+3,000 sh	$5.99	+$18K	0
2003-09-15	Gaming Partners International CORPS Sale	Director	SSale	−1,897 sh	$6.00	−$11.4K	8,200
2003-09-02	Gaming Partners International CORPS Sale	Director	SSale	−200 sh	$6.00	−$1,200	10,097
2003-08-29	Gaming Partners International CORPS Sale	Director	SSale	−4,800 sh	$6.00	−$28.8K	10,297
2002-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+1,500 sh	—	—	1,500
2002-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+1,500 sh	—	—	1,500
2001-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+3,000 sh	—	—	3,000
2001-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+3,000 sh	—	—	3,000
2000-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+6,000 sh	—	—	6,000
2000-11-14	Gaming Partners International CORPOption (Right to Buy)A Award	Director	AAward	+6,000 sh	—	—	4,000

Recent filings

Accepted (ET)
Aug 254
DENNIS PAUL S0001209191-17-050279
SEC(opens sec.gov)
Jun 54
Banyan Rail Services Inc.0001209191-17-037521
SEC(opens sec.gov)
Aug 94
Banyan Rail Services Inc.0001209191-16-136028
SEC(opens sec.gov)
Jul 94
Banyan Rail Services Inc.0001181431-15-008728
SEC(opens sec.gov)
Dec 114
Banyan Rail Services Inc.0001181431-14-038622
SEC(opens sec.gov)
Jan 234
Banyan Rail Services Inc.0001181431-14-003566
SEC(opens sec.gov)
Nov 144
Banyan Rail Services Inc.0001181431-13-058940
SEC(opens sec.gov)
Sep 264
Banyan Rail Services Inc.0001181431-13-050645
SEC(opens sec.gov)
Mar 74
DENNIS PAUL S0001181431-13-015309
SEC(opens sec.gov)
Mar 54
DENNIS PAUL S0001181431-12-014275
SEC(opens sec.gov)
Feb 234/A
DENNIS PAUL S0001181431-10-011205
SEC(opens sec.gov)
Feb 164
DENNIS PAUL S0001181431-10-009115
SEC(opens sec.gov)
Feb 114
DENNIS PAUL S0001181431-10-008313
SEC(opens sec.gov)

Companies

Address

16330 VINTAGE OAKS LANE

DELRAY BEACH, FL, 33484