Insider · CIK 0001265334

OATES DENNIS M

Reports to the SEC for 2 companies · MALVERN, PA

sec.gov

Transactions

Companies

Filings

CIK

0001265334

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCD Disposition to Issuer	Director	DDisposition to Issuer	−231K sh	$45.00	−$10.4M	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−20K sh	$33.82	−$676K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	$30.25	−$393K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−8,600 sh	$24.71	−$213K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−8,600 sh	$25.59	−$220K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−10K sh	$30.61	−$306K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	$38.58	−$502K	0
2025-01-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−13K sh	$35.65	−$463K	0
2024-11-19	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCM Exercise/Conversion	Director	MExercise/Conversion	+14.5K sh	$26.14	+$379K	239,335
2024-11-19	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCF Tax Payment	Director	FTax Payment	+8,601 sh	$44.07	+$379K	230,734
2024-11-19	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock OptionM Exercise/Conversion	Director	MExercise/Conversion	−14.5K sh	—	—	0
2024-05-08	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+3,002 sh	—	—	224,585
2023-02-15	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+6,825 sh	$7.33	+$50K	210,483
2023-02-10	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+11K sh	—	—	221,483
2022-02-22	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+8,194 sh	$9.15	+$75K	203,476
2021-11-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+42K sh	—	—	150,089
2021-11-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)A Award	Director	AAward	+13K sh	—	—	13,000
2021-02-12	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+5,138 sh	$7.79	+$40K	5,138
2021-02-12	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+5,138 sh	$7.79	+$40K	153,064
2020-11-20	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+37K sh	—	—	123,826
2020-11-20	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to Buy)A Award	Director	AAward	+13K sh	—	—	13,000
2020-10-12	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+4,372 sh	—	—	112,826
2020-02-14	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+1,663 sh	$12.02	+$20K	79,354
2019-11-14	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+3,000 sh	—	—	106,591
2019-11-14	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2019-02-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+3,822 sh	$15.70	+$60K	100,536
2019-02-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+3,822 sh	$15.70	+$60K	100,536
2018-11-29	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+2,000 sh	—	—	97,569
2018-11-29	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (right to buy)A Award	Director	AAward	+8,600 sh	—	—	8,600
2018-09-20	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCS Sale	Director	SSale	−955 sh	$28.11	−$26.8K	96,614
2018-09-14	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$16.98	+$170K	66,569
2018-09-14	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock OptionM Exercise/Conversion	Director	MExercise/Conversion	+10K sh	$16.98	+$170K	0
2018-02-27	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+1,059 sh	$23.61	+$25K	95,369
2017-11-09	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+2,000 sh	—	—	94,310
2017-11-09	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to buy)A Award	Director	AAward	+8,600 sh	$20.29	+$174K	8,600
2017-03-03	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+2,324 sh	$12.91	+$30K	55,210
2016-12-22	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+37K sh	—	—	89,786
2016-12-22	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCStock Option (Right to buy)A Award	Director	AAward	+13K sh	$14.75	+$192K	13,000
2016-03-04	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+5,823 sh	$7.42	+$43.2K	52,686
2016-02-01	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+11.9K sh	$6.83	+$81K	46,863
2015-11-12	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+2,500 sh	$11.16	+$27.9K	34,900
2015-11-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP Common StockA Award	Director	AAward	+20K sh	$11.18	+$224K	20,000
2015-11-03	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+2,500 sh	$9.41	+$23.5K	32,400
2015-08-06	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+2,000 sh	$11.25	+$22.5K	4,900
2015-08-05	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCP Purchase	Director	PPurchase	+1,500 sh	$12.18	+$18.3K	2,900
2014-11-19	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP Common StockA Award	Director	AAward	+14.5K sh	$26.14	+$379K	14,500
2013-11-11	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP Common StockA Award	Director	AAward	+12.5K sh	$32.78	+$410K	12,500
2012-11-01	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCA Award	Director	AAward	+25K sh	—	—	25,800
2011-12-23	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP Common StockA Award	Director	AAward	+12.5K sh	$38.16	+$477K	12,500
2009-08-31	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP Common StockA Award	Director	AAward	+2,500 sh	$18.49	+$46.2K	10,000

Recent filings

Accepted (ET)
Jan 234
OATES DENNIS M0000950170-25-008129
SEC(opens sec.gov)
Nov 204
OATES DENNIS M0001809689-24-000022
SEC(opens sec.gov)
May 104
OATES DENNIS M0001809689-24-000010
SEC(opens sec.gov)
Mar 84
OATES DENNIS M0001809689-23-000008
SEC(opens sec.gov)
Feb 284
OATES DENNIS M0001809689-23-000001
SEC(opens sec.gov)
Feb 244
OATES DENNIS M0001809689-22-000001
SEC(opens sec.gov)
Nov 154
OATES DENNIS M0001809689-21-000023
SEC(opens sec.gov)
Feb 184/A
OATES DENNIS M0001809689-21-000003
SEC(opens sec.gov)
Feb 164
OATES DENNIS M0001809689-21-000001
SEC(opens sec.gov)
Nov 244
OATES DENNIS M0001809689-20-000013
SEC(opens sec.gov)

Companies

Address

1302 EAVES SPRING COURT

MALVERN, PA, 19355