Insider · CIK 0001266130

FERGUSON RODNEY A

Reports to the SEC for 6 companies · CAMPBELL, CA

sec.gov

Transactions

Companies

Filings

CIK

0001266130

Forms 4 and 5

Insider transactions

32 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-12-31	HTGCHercules Capital, Inc.A Award	Director	AAward	+2,050 sh	$12.19	+$25K	7,855
2015-09-30	HTGCHercules Capital, Inc.A Award	Director	AAward	+2,472 sh	$10.11	+$25K	5,805
2015-07-07	HTGCHercules Capital, Inc.A Award	Director	AAward	+3,333 sh	$11.44	+$38.1K	3,333
2015-07-07	HTGCHercules Capital, Inc. · Stock Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2015-05-05	Auspex Pharmaceuticals, Inc.U Disposition from Tender	Director	UDisposition from Tender	−2.5M sh	—	—	0
2015-01-28	Auspex Pharmaceuticals, Inc.S Sale	Director	SSale	−270K sh	$53.11	−$14.3M	2,500,589
2014-02-10	Auspex Pharmaceuticals, Inc.Series D Convertible Preferred StockC Conversion	Director	CConversion	−8.7M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.Series E Convertible Preferred StockC Conversion	Director	CConversion	−2.27M sh	—	—	0
2014-02-10	Auspex Pharmaceuticals, Inc.C Conversion	Director	CConversion	+2.44M sh	—	—	2,437,255
2014-02-10	Auspex Pharmaceuticals, Inc.P Purchase	Director	PPurchase	+333K sh	$12.00	+$4M	2,770,589
2007-05-31	ANESIVA, INC.Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2006-06-22	ANESIVA, INC.Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2005-12-16	ANESIVA, INC.Option (right to buy)A Award	Director	AAward	+50K sh	—	—	50,000
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+44.2K sh	—	—	81,769
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+20.1K sh	—	—	35,134
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+65.6K sh	—	—	118,118
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+7,332 sh	—	—	13,198
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+2.14M sh	—	—	2,886,121
2005-12-15	ANESIVA, INC.A Award	Director	AAward	+131K sh	—	—	234,689
2005-06-09	SANTARUS INCStock Option (right to buy)A Award	Director	AAward	+17.5K sh	—	—	17,500
2005-06-08	ANESIVA, INC.Option (right to buy)A Award	Director	AAward	+10K sh	—	—	10,000
2004-12-31	SANTARUS INCP Purchase	Director	PPurchase	+152K sh	$1.60	+$243K	151,982
2004-12-31	SANTARUS INCS Sale	Director	SSale	−152K sh	$1.60	−$243K	2,400,206
2004-12-30	ANESIVA, INC.S Sale	Director	SSale	−150K sh	$5.15	−$774K	2,965,692
2004-12-30	ANESIVA, INC.P Purchase	Director	PPurchase	+150K sh	$5.15	+$774K	150,204
2004-07-27	SANTARUS INCStock Option (right to buy)A Award	Director	AAward	+17.5K sh	—	—	17,500
2004-04-06	SANTARUS INCC Conversion	Director	CConversion	+241K sh	—	—	241,479
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	Director	CConversion	−3.14M sh	—	—	0
2004-04-06	SANTARUS INCSeries D Preferred StockC Conversion	Director	CConversion	−845K sh	—	—	0
2004-04-06	SANTARUS INCC Conversion	Director	CConversion	+1.66M sh	—	—	1,656,012
2004-04-06	SANTARUS INCC Conversion	Director	CConversion	+896K sh	—	—	2,552,188
2004-04-06	SANTARUS INCSeries C Preferred StockC Conversion	Director	CConversion	−4.12M sh	—	—	0

Recent filings

Accepted (ET)
Jan 54
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-16-088577
SEC(opens sec.gov)
Oct 24
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-15-073236
SEC(opens sec.gov)
Jul 94
HERCULES TECHNOLOGY GROWTH CAPITAL INC0001209191-15-060298
SEC(opens sec.gov)
May 64
Auspex Pharmaceuticals, Inc.0001209191-15-039561
SEC(opens sec.gov)
Jan 284
Auspex Pharmaceuticals, Inc.0001209191-15-007163
SEC(opens sec.gov)
Feb 124
Auspex Pharmaceuticals, Inc.0001209191-14-009873
SEC(opens sec.gov)
Jun 44
ANESIVA, INC.0001144204-07-030217
SEC(opens sec.gov)
Jun 264/A
ANESIVA, INC.0001144204-06-026081
SEC(opens sec.gov)
Jun 264
ANESIVA, INC.0001144204-06-026083
SEC(opens sec.gov)
Jun 134
SANTARUS INC0001144204-05-018804
SEC(opens sec.gov)

Companies

Address

PANORAMA CAPITAL, L.P. 1999 SOUTH BASCOM AVENUE SUITE 700

CAMPBELL, CA, 95008