Insider · CIK 0001267273

KURLAND FRED

Reports to the SEC for 4 companies · BERKELEY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001267273

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2023-06-05	Aridis Pharmaceuticals, Inc.M Exercise/Conversion	CFO	MExercise/Conversion	+4,000 sh	—	—	4,000
2023-06-05	Aridis Pharmaceuticals, Inc.Restricted Stock UnitsM Exercise/Conversion	CFO	MExercise/Conversion	−4,000 sh	—	—	4,000
2023-05-04	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+10K sh	—	—	84,575
2022-12-05	Aridis Pharmaceuticals, Inc.Restricted Stock UnitsA Award	CFO	AAward	+8,000 sh	—	—	8,000
2021-10-04	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+20K sh	—	—	74,575
2019-06-05	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+15K sh	—	—	54,575
2018-12-05	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+17K sh	—	—	40,024
2018-12-05	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+17K sh	—	—	39,574
2018-12-05	Aridis Pharmaceuticals, Inc.Stock OptionsA Award	CFO	AAward	+17K sh	—	—	39,575
2015-04-06	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+4,656 sh	—	—	85,454
2015-04-06	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+21.8K sh	—	—	107,204
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−9,759 sh	$3.61	−$35.2K	97,445
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−1,707 sh	$3.61	−$6,157.832	95,738
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−1,707 sh	$3.61	−$6,157.832	94,031
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−1,707 sh	$3.61	−$6,157.832	92,324
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−7,414 sh	$3.61	−$26.7K	84,910
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−7,414 sh	$3.61	−$26.7K	77,496
2015-04-06	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−5,567 sh	$3.61	−$20.1K	71,929
2015-04-06	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+3,532 sh	—	—	75,461
2015-04-06	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−4,656 sh	—	—	0
2015-04-06	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−21.8K sh	—	—	0
2015-04-06	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−3,532 sh	—	—	0
2015-03-18	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−3,930 sh	$4.01	−$15.8K	75,156
2015-03-18	XOMA Royalty CorpD Disposition to Issuer	CFO & VP Finance	DDisposition to Issuer	−5,233 sh	$4.01	−$21K	69,923
2015-03-18	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+10.9K sh	—	—	80,798
2015-03-18	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−10.9K sh	—	—	21,750
2015-02-26	XOMA Royalty CorpA Award	CFO & VP Finance	AAward	+10K sh	—	—	79,086
2015-02-03	XOMA Royalty CorpG Gift	CFO & VP Finance	GGift	−16K sh	—	—	69,086
2014-12-31	XOMA Royalty CorpJ Other	CFO & VP Finance	JOther	+3,001 sh	$3.83	+$11.5K	22,137
2014-11-13	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+22.6K sh	—	—	93,859
2014-11-13	XOMA Royalty CorpS Sale	CFO & VP Finance	SSale	−8,773 sh	$3.89	−$34.1K	85,086
2014-11-13	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−22.6K sh	—	—	3,532
2014-08-15	XOMA Royalty CorpS Sale	CFO & VP Finance	SSale	−10.4K sh	$4.31	−$44.8K	71,263
2014-08-14	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+19.1K sh	—	—	81,664
2014-08-14	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−19.1K sh	—	—	26,128
2014-03-18	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+10.9K sh	—	—	68,515
2014-03-18	XOMA Royalty CorpS Sale	CFO & VP Finance	SSale	−5,915 sh	$6.32	−$37.4K	62,600
2014-03-18	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−10.9K sh	—	—	4,656
2014-02-27	XOMA Royalty CorpA Award	CFO & VP Finance	AAward	+43.4K sh	—	—	57,640
2014-02-27	XOMA Royalty CorpNon-Qualified Share Option (right to buy)A Award	CFO & VP Finance	AAward	+60K sh	$8.91	+$535K	60,000
2014-02-07	XOMA Royalty CorpG Gift	CFO & VP Finance	GGift	−7,639 sh	—	—	14,446
2013-12-31	XOMA Royalty CorpJ Other	CFO & VP Finance	JOther	−254 sh	—	—	21,831
2013-12-31	XOMA Royalty CorpJ Other	CFO & VP Finance	JOther	+1,740 sh	$6.61	+$11.5K	19,136
2013-12-31	XOMA Royalty CorpJ Other	CFO & VP Finance	JOther	+254 sh	—	—	5,254
2013-11-13	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+22.6K sh	—	—	34,416
2013-11-13	XOMA Royalty CorpS Sale	CFO & VP Finance	SSale	−12.3K sh	$3.91	−$48.2K	22,085
2013-11-13	XOMA Royalty CorpRestricted Stock UnitsM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	−22.6K sh	—	—	15,531
2013-08-15	XOMA Royalty CorpG Gift	CFO & VP Finance	GGift	−13.2K sh	—	—	11,820
2013-08-14	XOMA Royalty CorpM Exercise/Conversion	CFO & VP Finance	MExercise/Conversion	+19.1K sh	—	—	32,549
2013-08-14	XOMA Royalty CorpS Sale	CFO & VP Finance	SSale	−7,498 sh	$3.86	−$29K	25,051

Recent filings

Accepted (ET)
Jun 154
KURLAND FRED0001493152-23-021470
SEC(opens sec.gov)
Dec 74
KURLAND FRED0001493152-22-034678
SEC(opens sec.gov)
Oct 54
KURLAND FRED0001104659-21-123271
SEC(opens sec.gov)
Aug 294/A
KURLAND FRED0001104659-19-047880
SEC(opens sec.gov)
Aug 14
KURLAND FRED0001104659-19-043489
SEC(opens sec.gov)
Dec 124/A
KURLAND FRED0001104659-18-072488
SEC(opens sec.gov)
Dec 114
KURLAND FRED0001104659-18-072394
SEC(opens sec.gov)
Apr 74
XOMA Corp0000791908-15-000054
SEC(opens sec.gov)

Companies

Address

C/O XOMA LTD. 2910 SEVENTH STREET

BERKELEY, CA, 94710