Insider · CIK 0001271126

ET HOLDINGS LLC

Reports to the SEC for 4 companies · SANTA MONICA, CA

sec.gov

Transactions

Companies

Filings

CIK

0001271126

Forms 4 and 5

Insider transactions

38 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2010-12-22	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueS Sale	See Footnotes (7) (8) (9)	SSale	−580K sh	—	—	0
2010-12-03	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−106K sh	$5.98	−$636K	0
2010-12-03	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+106K sh	—	—	106,288
2010-12-03	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−106K sh	—	—	579,928
2010-12-02	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−250K sh	$5.80	−$1.45M	0
2010-12-02	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−250K sh	—	—	686,216
2010-12-02	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+250K sh	—	—	250,000
2010-12-01	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−100K sh	—	—	936,216
2010-12-01	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−100K sh	$5.80	−$580K	0
2010-12-01	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+100K sh	—	—	100,000
2010-11-30	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−300K sh	$5.75	−$1.73M	0
2010-11-30	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+300K sh	—	—	300,000
2010-11-30	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−300K sh	—	—	1,036,216
2010-11-29	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−400K sh	$5.64	−$2.26M	0
2010-11-26	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−100K sh	$5.60	−$560K	400,000
2010-11-24	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−500K sh	$5.50	−$2.75M	500,000
2010-11-24	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−1M sh	—	—	1,336,216
2010-11-24	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+1M sh	—	—	1,000,000
2010-11-23	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−348K sh	$5.50	−$1.91M	0
2010-11-19	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−100K sh	$5.60	−$560K	348,000
2010-11-18	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−250K sh	$5.63	−$1.41M	448,000
2010-11-17	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−250K sh	$5.60	−$1.4M	698,000
2010-11-16	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−250K sh	$5.60	−$1.4M	948,000
2010-11-10	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−150K sh	$6.00	−$900K	1,198,000
2010-11-09	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−250K sh	$6.11	−$1.53M	1,348,000
2010-11-05	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−150K sh	$5.64	−$846K	1,598,000
2010-11-04	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−100K sh	$6.00	−$600K	1,748,000
2010-11-03	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+2M sh	—	—	2,000,000
2010-11-03	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−2M sh	—	—	2,336,216
2010-11-03	LEAPFROG ENTERPRISES INCS Sale	See Footnotes (7) (8) (9)	SSale	−152K sh	$6.23	−$947K	1,848,000
2010-10-12	LEAPFROG ENTERPRISES INCClass B Common Stock, $.0001 par valueC Conversion	See Footnotes (7) (8) (9)	CConversion	−275K sh	—	—	521,335
2010-10-12	LEAPFROG ENTERPRISES INCC Conversion	See Footnotes (7) (8) (9)	CConversion	+275K sh	—	—	315,137
2007-06-01	AMERICAN VANTAGE COMPANIESS Sale	FORMER 10% OWNER	SSale	−586K sh	$1.80	−$1.06M	0
2004-08-31	LEAPFROG ENTERPRISES INCCall Option (obligation to sell Class B Common Stock)X Exercise of In-Money	See Footnotes (7) (8) (9)	XExercise of In-Money	−38K sh	—	—	0
2004-08-31	LEAPFROG ENTERPRISES INCX Exercise of In-Money	See Footnotes (7) (8) (9)	XExercise of In-Money	−38K sh	—	—	4,176,694
2004-08-06	LEAPFROG ENTERPRISES INCJ Other	See Footnotes (7) (8) (9)	JOther	−50.5K sh	—	—	150,923
2004-04-26	LEAPFROG ENTERPRISES INCCall Option (obligation to sell Class B Common Stock)X Exercise of In-Money	See Footnotes (7) (8) (9)	XExercise of In-Money	−209K sh	—	—	0
2004-04-26	LEAPFROG ENTERPRISES INCX Exercise of In-Money	See Footnotes (7) (8) (9)	XExercise of In-Money	−209K sh	—	—	4,176,694

Recent filings

Accepted (ET)
Dec 274
ET HOLDINGS LLC0001181431-10-063683
SEC(opens sec.gov)
Dec 74
ET HOLDINGS LLC0001181431-10-060019
SEC(opens sec.gov)
Dec 24
ET HOLDINGS LLC0001181431-10-059005
SEC(opens sec.gov)
Nov 294
ET HOLDINGS LLC0001181431-10-058004
SEC(opens sec.gov)
Nov 234
ET HOLDINGS LLC0001181431-10-057426
SEC(opens sec.gov)

Companies

Address

1250 FOURTH STREET

SANTA MONICA, CA, 90401