Insider · CIK 0001271449

KOEPPE PAUL F

Reports to the SEC for 3 companies · CROSS PLAINS, WI

sec.gov

Transactions

Companies

Filings

CIK

0001271449

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2019-01-15	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+85K sh	—	—	85,000
2018-11-13	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+77.3K sh	—	—	77,273
2018-11-13	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+327K sh	—	—	327,273
2018-09-24	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+58.6K sh	—	—	58,621
2018-09-05	EnSync, Inc.P Purchase	Director	PPurchase	+1.35M sh	$0.26	+$350K	2,387,593
2018-06-26	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+47.2K sh	—	—	47,222
2017-11-14	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+233K sh	—	—	232,615
2017-06-22	EnSync, Inc.P Purchase	Director	PPurchase	+214K sh	$0.35	+$75K	1,041,439
2016-11-14	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+72.7K sh	—	—	72,727
2016-05-20	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.36	+$3,650	827,154
2016-05-19	EnSync, Inc.P Purchase	Director	PPurchase	+20K sh	$0.37	+$7,452	817,154
2016-05-17	EnSync, Inc.P Purchase	Director	PPurchase	+13.9K sh	$0.33	+$4,613.218	797,154
2016-05-16	EnSync, Inc.P Purchase	Director	PPurchase	+11.1K sh	$0.30	+$3,287.87	783,288
2015-12-16	EnSync, Inc.P Purchase	Director	PPurchase	+50K sh	$0.40	+$20K	691,885
2015-12-16	EnSync, Inc.P Purchase	Director	PPurchase	+50K sh	$0.38	+$19K	741,885
2015-12-16	EnSync, Inc.P Purchase	Director	PPurchase	+30.3K sh	$0.36	+$11K	772,154
2015-12-14	EnSync, Inc.P Purchase	Director	PPurchase	+50K sh	$0.39	+$19.5K	641,885
2015-11-17	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+144K sh	—	—	144,000
2015-08-11	inContact, Inc.P Purchase	Director	PPurchase	+5,000 sh	$7.25	+$36.3K	362,792
2015-07-01	inContact, Inc.A Award	Director	AAward	+11.4K sh	—	—	357,792
2015-01-27	inContact, Inc.A Award	Director	AAward	+2,210 sh	—	—	346,417
2014-12-18	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.57	+$5,663	591,885
2014-11-18	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+113K sh	—	—	112,500
2014-10-14	EnSync, Inc.P Purchase	Director	PPurchase	+20K sh	$0.68	+$13.5K	581,885
2014-10-10	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.63	+$6,301	561,885
2014-10-09	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.64	+$6,377	551,885
2014-10-03	EnSync, Inc.P Purchase	Director	PPurchase	+10.1K sh	$0.65	+$6,558.94	541,885
2014-10-02	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.66	+$6,604	531,785
2014-10-01	EnSync, Inc.P Purchase	Director	PPurchase	+10K sh	$0.78	+$7,777	521,785
2014-07-01	inContact, Inc.A Award	Director	AAward	+7,544 sh	—	—	344,207
2013-12-20	EnSync, Inc.Restricted Stock UnitsA Award	Director	AAward	+91.1K sh	—	—	91,140
2013-09-27	EnSync, Inc.Series B Convertible Preferred StockP Purchase	Director	PPurchase	+250 sh	—	—	1,315,789
2013-09-27	EnSync, Inc.Common Stock Warrants (right to buy)P Purchase	Director	PPurchase	+1.32M sh	—	—	1,315,789
2013-07-01	inContact, Inc.A Award	Director	AAward	+8,750 sh	—	—	349,164
2013-06-12	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+21.6K sh	$4.57	+$98.9K	362,062
2013-06-12	inContact, Inc.S Sale	Director	SSale	−21.6K sh	$7.61	−$165K	340,413
2013-06-12	inContact, Inc.Common StockM Exercise/Conversion	Director	MExercise/Conversion	−21.6K sh	—	—	0
2013-06-11	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+21.1K sh	$3.11	+$65.8K	361,562
2013-06-11	inContact, Inc.S Sale	Director	SSale	−21.1K sh	$7.66	−$162K	340,413
2013-06-11	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+10.4K sh	$4.57	+$47.3K	350,764
2013-06-11	inContact, Inc.S Sale	Director	SSale	−10.4K sh	$7.66	−$79.3K	340,413
2013-06-11	inContact, Inc.Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−21.1K sh	—	—	32,000
2013-06-11	inContact, Inc.Stock OptionM Exercise/Conversion	Director	MExercise/Conversion	−10.4K sh	—	—	21,649
2013-05-15	inContact, Inc.S Sale	Director	SSale	−30.7K sh	$8.30	−$255K	340,413
2013-05-14	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+4,255 sh	$2.65	+$11.3K	344,668
2013-05-14	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+25K sh	$2.00	+$50K	369,668
2013-05-14	inContact, Inc.M Exercise/Conversion	Director	MExercise/Conversion	+3,851 sh	$3.11	+$12K	373,519
2013-05-14	inContact, Inc.S Sale	Director	SSale	−33.1K sh	$8.21	−$272K	340,413
2013-05-14	inContact, Inc.Common StockM Exercise/Conversion	Director	MExercise/Conversion	−4,255 sh	—	—	82,000
2013-05-14	inContact, Inc.Common StockM Exercise/Conversion	Director	MExercise/Conversion	−25K sh	—	—	57,000

Recent filings

Accepted (ET)
Jan 174
KOEPPE PAUL F0001209191-19-004295
SEC(opens sec.gov)
Nov 154
KOEPPE PAUL F0001209191-18-058760
SEC(opens sec.gov)
Sep 264
KOEPPE PAUL F0001209191-18-052328
SEC(opens sec.gov)
Sep 64
KOEPPE PAUL F0001209191-18-049861
SEC(opens sec.gov)
Jun 284
KOEPPE PAUL F0001209191-18-039949
SEC(opens sec.gov)
Nov 164
KOEPPE PAUL F0001209191-17-061182
SEC(opens sec.gov)
Jun 264
EnSync, Inc.0001209191-17-041836
SEC(opens sec.gov)
Nov 164
EnSync, Inc.0001209191-16-150661
SEC(opens sec.gov)
May 234
EnSync, Inc.0001209191-16-122721
SEC(opens sec.gov)
May 184
EnSync, Inc.0001209191-16-121282
SEC(opens sec.gov)
Dec 164
EnSync, Inc.0001209191-15-085573
SEC(opens sec.gov)
Nov 194
EnSync, Inc.0001209191-15-081328
SEC(opens sec.gov)
Aug 124
inContact, Inc.0001087934-15-000033
SEC(opens sec.gov)
Jul 24
inContact, Inc.0001087934-15-000023
SEC(opens sec.gov)

Companies

Address

2825 BREWERY RD

CROSS PLAINS, WI, 53528