ROGERS JAMES B JR

CIK 00012716387 companiesU0

SEC Profile

Transactions

Companies

Filings

CIK

0001271638

Recent Transactions

23 trades

Disposition to Issuer
Sirius International Insurance Group, Ltd.
Common Shares
2021-02-26−6,923→ 0 total
Disposition to Issuer
Sirius International Insurance Group, Ltd.
Common Shares
2021-02-26−3,909→ 6,923 total
Purchase
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Common Stock
2019-11-19$3.35/sh+1,000→ 2,000 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2019-10-02$7.33/sh+104→ 3,909 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2019-10-02$7.33/sh+104→ 10,832 total
Award
Sirius International Insurance Group, Ltd.
Common Shares
2019-05-23+6,923→ 10,728 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2018-12-12$15.50/sh+608→ 3,563 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2018-12-12$15.00/sh+242→ 3,805 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2018-11-29$15.50/sh+50→ 2,955 total
Purchase
Sirius International Insurance Group, Ltd.
Common Shares
2018-11-27$15.50/sh+100→ 2,905 total
Purchase
Virtus Global Multi-Sector Income Fund$VGI
Common Stock
2018-11-19$11.84/sh+500→ 1,000 total
Purchase
Duff & Phelps Select MLP & Midstream Energy Fund Inc.
Common Stock
2018-11-19$5.01/sh+1,000→ 1,000 total
Purchase
Virtus Global Multi-Sector Income Fund$VGI
Common Stock
2018-11-19$11.84/sh+500→ 500 total
Purchase
FAB Universal Corp.
Common Stock
2013-11-18$4.51/sh+10,000→ 69,060 total
Purchase
FAB Universal Corp.
Common Stock
2013-09-11$4.25/sh+10,000→ 59,060 total
Purchase
FAB Universal Corp.
Common Stock
2013-08-15$4.50/sh+20,000→ 49,060 total
Purchase
FAB Universal Corp.
Common Stock
2013-06-28$3.51/sh+10,000→ 29,060 total
Purchase
Virtus Total Return Fund Inc.$ZTR
Common Stock
2013-06-24$12.53/sh+1,000→ 1,471 total
Purchase
Virtus Total Return Fund Inc.
Common Stock
2013-06-24$12.45/sh+1,000→ 2,530 total
Purchase
FAB Universal Corp.
Common Stock
2013-06-19$3.50/sh+10,000→ 19,060 total
Purchase
Virtus Total Return Fund Inc.$ZTR
Common Stock
2013-06-13$13.26/sh+1,000→ 2,471 total
Purchase
Virtus Total Return Fund Inc.
Common Stock
2013-06-13$13.25/sh+1,000→ 3,530 total
Other
Virtus Total Return Fund Inc.$ZTR
Common Stock
2007-05-25$4.98/sh+314→ 1,884 total

Companies

Recent Filings

Address

18 BOON LAY WAY #10-98 TRADEHUB21

U0, 609966

View on SEC.gov