Insider · CIK 0001271638

ROGERS JAMES B JR

Reports to the SEC for 7 companies · U0

sec.gov

Transactions

Companies

Filings

CIK

0001271638

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2021-02-26	Sirius International Insurance Group, Ltd.D Disposition to Issuer	Director	DDisposition to Issuer	−3,909 sh	—	—	6,923
2021-02-26	Sirius International Insurance Group, Ltd.D Disposition to Issuer	Director	DDisposition to Issuer	−6,923 sh	—	—	0
2019-11-19	Duff & Phelps Select MLP & Midstream Energy Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$3.35	+$3,350	2,000
2019-10-02	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+104 sh	$7.33	+$762.32	3,909
2019-10-02	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+104 sh	$7.33	+$762.32	10,832
2019-05-23	Sirius International Insurance Group, Ltd.A Award	Director	AAward	+6,923 sh	—	—	10,728
2018-12-12	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+608 sh	$15.50	+$9,424	3,563
2018-12-12	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+242 sh	$15.00	+$3,630	3,805
2018-11-29	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+50 sh	$15.50	+$775	2,955
2018-11-27	Sirius International Insurance Group, Ltd.P Purchase	Director	PPurchase	+100 sh	$15.50	+$1,550	2,905
2018-11-19	Duff & Phelps Select MLP & Midstream Energy Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$5.01	+$5,010	1,000
2018-11-19	VGIVirtus Global Multi-Sector Income FundP Purchase	Director	PPurchase	+500 sh	$11.84	+$5,920	500
2018-11-19	VGIVirtus Global Multi-Sector Income FundP Purchase	Director	PPurchase	+500 sh	$11.84	+$5,919.95	1,000
2013-11-18	FAB Universal Corp.P Purchase	Director	PPurchase	+10K sh	$4.51	+$45.1K	69,060
2013-09-11	FAB Universal Corp.P Purchase	Director	PPurchase	+10K sh	$4.25	+$42.5K	59,060
2013-08-15	FAB Universal Corp.P Purchase	Director	PPurchase	+20K sh	$4.50	+$90K	49,060
2013-06-28	FAB Universal Corp.P Purchase	Director	PPurchase	+10K sh	$3.51	+$35.1K	29,060
2013-06-24	Virtus Total Return Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$12.45	+$12.5K	2,530
2013-06-24	ZTRVirtus Total Return Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$12.53	+$12.5K	1,471
2013-06-19	FAB Universal Corp.P Purchase	Director	PPurchase	+10K sh	$3.50	+$35K	19,060
2013-06-13	ZTRVirtus Total Return Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$13.26	+$13.3K	2,471
2013-06-13	Virtus Total Return Fund Inc.P Purchase	Director	PPurchase	+1,000 sh	$13.25	+$13.3K	3,530
2007-05-25	ZTRVirtus Total Return Fund Inc.J Other	Director	JOther	+314 sh	$4.98	+$1,563.72	1,884

Recent filings

Accepted (ET)
Mar 24
ROGERS JAMES B JR0001140361-21-007047
SEC(opens sec.gov)
Nov 194
ROGERS JAMES B JR0000883237-19-000122
SEC(opens sec.gov)
Oct 74/A
ROGERS JAMES B JR0001744894-19-000018
SEC(opens sec.gov)
Oct 44
ROGERS JAMES B JR0001744894-19-000016
SEC(opens sec.gov)
May 284
ROGERS JAMES B JR0001104659-19-032034
SEC(opens sec.gov)
Dec 134
ROGERS JAMES B JR0001104659-18-072859
SEC(opens sec.gov)
Dec 124
ROGERS JAMES B JR0001104659-18-072555
SEC(opens sec.gov)
Dec 34
ROGERS JAMES B JR0001104659-18-070957
SEC(opens sec.gov)
Nov 284
ROGERS JAMES B JR0001104659-18-070378
SEC(opens sec.gov)
Nov 204
ROGERS JAMES B JR0000883237-18-000102
SEC(opens sec.gov)
Nov 204
ROGERS JAMES B JR0000883237-18-000103
SEC(opens sec.gov)
Nov 184
FAB Universal Corp.0001548123-13-000476
SEC(opens sec.gov)
Sep 134
FAB Universal Corp.0001548123-13-000376
SEC(opens sec.gov)
Aug 194
FAB Universal Corp.0001548123-13-000353
SEC(opens sec.gov)
Jul 84
ZWEIG FUND INC /MD/0001225208-13-015936
SEC(opens sec.gov)
Jul 84
ZWEIG TOTAL RETURN FUND INC0001225208-13-015937
SEC(opens sec.gov)
Jul 14
FAB Universal Corp.0001010412-13-000173
SEC(opens sec.gov)
Jun 264
ZWEIG TOTAL RETURN FUND INC0001225208-13-014846
SEC(opens sec.gov)

Companies

Address

18 BOON LAY WAY #10-98 TRADEHUB21

U0, 609966