Insider · CIK 0001272202

BRUGGEMAN WILLIAM

Reports to the SEC for 1 company · DALLAS, TX

sec.gov

Transactions

Companies

Filings

CIK

0001272202

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-06-15	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−750 sh	$0.02	−$15	16,931,743
2015-06-11	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−520K sh	$0.02	−$10.4K	16,932,493
2015-05-26	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−166K sh	$0.02	−$3,311.56	17,452,493
2013-11-15	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−3,000 sh	$0.34	−$1,035	17,618,071
2013-10-29	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−400 sh	$0.38	−$152	17,621,071
2013-10-25	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−10.7K sh	$0.38	−$4,075.5	17,621,471
2013-10-24	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−500 sh	$0.38	−$190	17,632,196
2013-10-22	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−2,575 sh	$0.37	−$952.75	17,632,696
2013-10-22	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−6,200 sh	$0.36	−$2,244.4	17,635,271
2013-10-21	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−6,600 sh	$0.35	−$2,310	17,641,471
2013-10-18	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−18.4K sh	$0.34	−$6,256	17,648,071
2013-09-12	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−4 sh	$0.29	−$1.16	17,666,471
2013-09-12	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−67.5K sh	$0.28	−$18.9K	17,666,475
2013-07-25	HILLTOP ENERGY, LLC.S Sale	10% Owner	SSale	−120K sh	$0.29	−$34.7K	17,733,978
2012-01-04	HILLTOP ENERGY, LLC.A Award	10% Owner	AAward	+60K sh	—	—	15,099,978
2011-01-18	HILLTOP ENERGY, LLC.X Exercise of In-Money	10% Owner	XExercise of In-Money	+600K sh	$0.70	+$418K	17,793,978
2011-01-18	HILLTOP ENERGY, LLC.WarrantX Exercise of In-Money	10% Owner	XExercise of In-Money	−600K sh	—	—	0
2011-01-11	HILLTOP ENERGY, LLC.A Award	10% Owner	AAward	+60K sh	—	—	17,193,978
2010-02-04	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+67.5K sh	—	—	17,134,068
2010-01-21	HILLTOP ENERGY, LLC.G Gift	10% Owner	GGift	−460K sh	—	—	17,066,561
2010-01-08	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+6,876 sh	—	—	17,526,561
2009-10-05	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+10.2K sh	—	—	17,519,685
2009-08-07	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+4,138 sh	—	—	17,509,535
2009-08-07	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+4,138 sh	—	—	17,245,535
2009-05-14	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+100K sh	—	—	17,505,397
2009-05-14	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+139K sh	—	—	17,380,397
2009-05-14	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+25K sh	—	—	17,405,397
2009-03-02	HILLTOP ENERGY, LLC.Warrant (right to buy)X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.54M sh	—	—	600,000
2009-03-02	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+323K sh	$1.60	+$516K	15,697,397
2009-03-02	HILLTOP ENERGY, LLC.X Exercise of In-Money	10% Owner	XExercise of In-Money	+1.54M sh	$0.70	+$1.08M	17,241,397
2009-03-02	HILLTOP ENERGY, LLC.Warrant (right to buy)X Exercise of In-Money	10% Owner	XExercise of In-Money	−1.54M sh	—	—	0
2006-12-15	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+3.09M sh	$0.50	+$1.54M	14,595,303
2006-12-15	HILLTOP ENERGY, LLC.J Other	10% Owner	JOther	+1.2M sh	$0.50	+$600K	2,034,000
2006-12-15	HILLTOP ENERGY, LLC.WarrantJ Other	10% Owner	JOther	+1.54M sh	$0.70	+$1.08M	2,144,000
2006-12-15	HILLTOP ENERGY, LLC.WarrantJ Other	10% Owner	JOther	+600K sh	$0.70	+$420K	600,000

Recent filings

Accepted (ET)
Jun 194
CUBIC ENERGY INC0001104659-15-046492
SEC(opens sec.gov)
Nov 184
CUBIC ENERGY INC0001104659-13-085308
SEC(opens sec.gov)
Nov 14
CUBIC ENERGY INC0001104659-13-080047
SEC(opens sec.gov)
Oct 284
CUBIC ENERGY INC0001104659-13-078260
SEC(opens sec.gov)
Oct 224
CUBIC ENERGY INC0001104659-13-076965
SEC(opens sec.gov)
Sep 164
CUBIC ENERGY INC0001104659-13-070084
SEC(opens sec.gov)
Jul 264
CUBIC ENERGY INC0001104659-13-057036
SEC(opens sec.gov)
Jan 64
BRUGGEMAN WILLIAM0001104659-12-000899
SEC(opens sec.gov)
Jan 194
BRUGGEMAN WILLIAM0001104659-11-002039
SEC(opens sec.gov)
Jan 144
BRUGGEMAN WILLIAM0001104659-11-001683
SEC(opens sec.gov)
Feb 84
BRUGGEMAN WILLIAM0001272202-10-000003
SEC(opens sec.gov)
Jan 254
BRUGGEMAN WILLIAM0001272202-10-000002
SEC(opens sec.gov)

Companies

HILLTOP ENERGY, LLC.10% Owner

Address

9870 PLANO ROAD

DALLAS, TX, 75238