Insider · CIK 0001272935

HALE MARTIN M JR

Reports to the SEC for 9 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001272935

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-03-12	LTRXLANTRONIX INCP Purchase	Director	PPurchase	+80K sh	$2.07	+$165K	2,031,748
2019-11-13	LTRXLANTRONIX INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	1,951,748
2019-11-13	LTRXLANTRONIX INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	0
2019-11-05	LTRXLANTRONIX INC · Stock Option (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2019-05-21	FALCFALCONSTOR SOFTWARE INCM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	+1.52M sh	$0.00	+$1,518.107	359,718,164
2019-05-21	FALCFALCONSTOR SOFTWARE INC · WarrantsM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	−1.54M sh	—	—	0
2019-05-13	LTRXLANTRONIX INCM Exercise/Conversion	Director	MExercise/Conversion	+5,000 sh	—	—	1,946,748
2019-05-13	LTRXLANTRONIX INC · Restricted Stock UnitsM Exercise/Conversion	Director	MExercise/Conversion	−5,000 sh	—	—	5,000
2018-12-18	FALCFALCONSTOR SOFTWARE INCM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	+303M sh	$0.00	+$303K	358,200,057
2018-12-18	FALCFALCONSTOR SOFTWARE INC · WarrantsM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	−303M sh	—	—	1,543,630
2018-11-13	LTRXLANTRONIX INC · Restricted Stock UnitsA Award	Director	AAward	+10K sh	—	—	10,000
2018-10-09	FALCFALCONSTOR SOFTWARE INC · Series A Convertible Preferred StockS Sale	Director, 10% Owner, See Remarks	SSale	−342K sh	$12.05	−$4.12M	558,000
2018-10-09	FALCFALCONSTOR SOFTWARE INC · WarrantsD Disposition to Issuer	Director, 10% Owner, See Remarks	DDisposition to Issuer	−63.6M sh	—	—	304,922,695
2018-04-23	FALCFALCONSTOR SOFTWARE INCM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	+13.7M sh	$0.00	+$13.7K	15,175,209
2018-04-23	FALCFALCONSTOR SOFTWARE INCM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	+39.6M sh	$0.00	+$39.6K	54,820,992
2018-04-23	FALCFALCONSTOR SOFTWARE INC · WarrantsM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	−13.9M sh	—	—	0
2018-04-23	FALCFALCONSTOR SOFTWARE INC · WarrantsM Exercise/Conversion	Director, 10% Owner, See Remarks	MExercise/Conversion	−40M sh	—	—	1,543,630
2018-02-23	FALCFALCONSTOR SOFTWARE INC · WarrantsA Award	Director, 10% Owner, See Remarks	AAward	+41.6M sh	—	—	41,577,382
2018-02-23	FALCFALCONSTOR SOFTWARE INC · WarrantsA Award	Director, 10% Owner, See Remarks	AAward	+367M sh	—	—	366,990,000
2017-11-17	FALCFALCONSTOR SOFTWARE INC · WarrantsA Award	Director, 10% Owner, See Remarks	AAward	+13.9M sh	—	—	13,859,128
2017-11-14	LTRXLANTRONIX INC · Stock Option (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2017-05-08	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+22.8K sh	—	—	175,032
2017-05-03	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+94.1K sh	—	—	152,211
2017-03-13	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+13K sh	—	—	58,094
2016-11-16	LTRXLANTRONIX INC · Stock Option (Right to buy)A Award	Director	AAward	+25K sh	—	—	25,000
2016-11-04	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+191K sh	$1.02	+$195K	1,450,391
2016-11-04	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+15.1K sh	—	—	45,075
2016-07-29	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+186K sh	$1.05	+$195K	1,259,381
2016-06-17	LTRXLANTRONIX INC · Stock OptionsA Award	Director	AAward	+10.9K sh	—	—	10,890
2016-05-31	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+144K sh	$1.34	+$193K	1,073,319
2016-04-27	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+10K sh	—	—	30,000
2016-01-21	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+103K sh	$1.83	+$189K	929,582
2015-12-31	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+127K sh	$1.53	+$195K	726,474
2015-12-31	FALCFALCONSTOR SOFTWARE INCJ Other	Director, 10% Owner, See Remarks	JOther	+99.9K sh	$1.91	+$191K	826,382
2015-10-23	ADEPT TECHNOLOGY INCU Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−1.32M sh	$13.00	−$17.2M	0
2015-10-23	ADEPT TECHNOLOGY INCNon-Qualified Director Stock Option (right to buy)U Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−10K sh	—	—	0
2015-10-23	ADEPT TECHNOLOGY INCNon-Qualified Director Stock Option (right to buy)U Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−6,000 sh	—	—	0
2015-10-23	ADEPT TECHNOLOGY INCNon-Qualified Director Stock Option (right to buy)U Disposition from Tender	Director, 10% Owner	UDisposition from Tender	−6,000 sh	—	—	0
2015-08-26	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+3,660 sh	$1.50	+$5,490	599,037
2015-08-05	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+372K sh	$1.52	+$566K	595,377
2015-08-05	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+372K sh	$1.52	+$566K	595,377
2015-08-04	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+182K sh	$1.50	+$273K	223,191
2015-08-04	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+182K sh	$1.50	+$273K	223,191
2015-08-03	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+41.4K sh	$1.40	+$58K	41,433
2015-08-03	FALCFALCONSTOR SOFTWARE INCP Purchase	Director, 10% Owner, See Remarks	PPurchase	+41.4K sh	$1.40	+$58K	41,433
2015-04-22	FALCFALCONSTOR SOFTWARE INCA Award	Director, 10% Owner, See Remarks	AAward	+10K sh	—	—	20,000
2015-04-01	Midway Gold CorpA Award	Director, 10% Owner, See Remarks	AAward	+3.68M sh	—	—	26,255,744
2015-01-02	Midway Gold CorpA Award	Director, 10% Owner, See Remarks	AAward	+1.63M sh	—	—	22,577,314
2014-11-13	ADEPT TECHNOLOGY INC1 Non-Qualified Stock Option (right to buy)A Award	Director, 10% Owner	AAward	+6,000 sh	$8.66	+$52K	6,000
2014-10-01	Midway Gold CorpA Award	Director, 10% Owner, See Remarks	AAward	+1.16M sh	—	—	20,951,045

Recent filings

Accepted (ET)
Mar 164
HALE MARTIN M JR0001683168-20-000833
SEC(opens sec.gov)
Nov 154
HALE MARTIN M JR0001683168-19-003682
SEC(opens sec.gov)
Nov 74
HALE MARTIN M JR0001683168-19-003489
SEC(opens sec.gov)
May 224
HALE MARTIN M JR0001144204-19-027713
SEC(opens sec.gov)
May 144
HALE MARTIN M JR0001683168-19-001511
SEC(opens sec.gov)
Dec 204
HALE MARTIN M JR0001144204-18-065636
SEC(opens sec.gov)
Nov 154
HALE MARTIN M JR0001683168-18-003462
SEC(opens sec.gov)
Oct 114
HALE MARTIN M JR0001144204-18-053468
SEC(opens sec.gov)
Apr 254
HALE MARTIN M JR0001144204-18-022356
SEC(opens sec.gov)
Feb 284
HALE MARTIN M JR0001144204-18-011447
SEC(opens sec.gov)
Nov 214
HALE MARTIN M JR0001144204-17-060402
SEC(opens sec.gov)

Companies

Address

570 LEXINGTON AVENUE, 49TH FLOOR

NEW YORK, NY, 10022