Insider · CIK 0001274432

HUGHES J WINDER

Reports to the SEC for 3 companies · PONTE VEDRA, FL

sec.gov

Transactions

Companies

Filings

CIK

0001274432

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-04-05	THERMOENERGY CORPJ Other	Director, 10% Owner	JOther	+330K sh	—	—	5,314,423
2013-04-05	THERMOENERGY CORPJ Other	Director, 10% Owner	JOther	+395K sh	—	—	5,709,160
2013-03-20	THERMOENERGY CORPStock OptionA Award	Director, 10% Owner	AAward	+100K sh	—	—	0
2013-02-19	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+10K sh	$0.06	+$649	4,984,500
2013-01-07	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+100K sh	$0.07	+$7,000	4,974,500
2012-12-26	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+23.4K sh	$0.10	+$2,341.3	4,874,500
2012-12-26	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+10K sh	$0.09	+$929	4,851,087
2012-12-13	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+10.6K sh	$0.07	+$796.275	4,841,087
2012-12-10	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+1,000 sh	$0.07	+$75	4,830,470
2012-12-07	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+10K sh	$0.09	+$930	4,829,470
2012-12-06	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+25K sh	$0.08	+$2,000.24	4,819,470
2012-12-03	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+30K sh	$0.07	+$2,247.525	4,794,467
2012-10-17	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+16.1K sh	$0.10	+$1,646.79	4,729,245
2012-10-17	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+5,000 sh	$0.10	+$500	4,734,245
2012-10-17	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+30.3K sh	$0.10	+$3,107.189	4,764,500
2012-10-09	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+30K sh	$0.09	+$2,598	4,713,100
2012-10-05	THERMOENERGY CORPL Small Acquisition	Director, 10% Owner	LSmall Acquisition	+7,500 sh	$0.10	+$714	4,683,100
2012-10-05	THERMOENERGY CORPL Small Acquisition	Director, 10% Owner	LSmall Acquisition	+1,100 sh	$0.10	+$107.8	4,675,600
2012-10-01	THERMOENERGY CORPL Small Acquisition	Director, 10% Owner	LSmall Acquisition	+27K sh	$0.11	+$2,864.7	4,634,500
2012-10-01	THERMOENERGY CORPL Small Acquisition	Director, 10% Owner	LSmall Acquisition	+40K sh	$0.11	+$4,396	4,674,500
2012-07-12	THERMOENERGY CORPCommon Stock Purchase WarrantJ Other	Director, 10% Owner	JOther	+1.25M sh	—	—	1,250,000
2012-07-11	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+1.25M sh	$0.10	+$125K	4,607,500
2011-12-13	THERMOENERGY CORPStock OptionA Award	Director, 10% Owner	AAward	+30K sh	—	—	30,000
2010-11-18	THERMOENERGY CORPStock OptionA Award	Director, 10% Owner	AAward	+30K sh	—	—	30,000
2009-12-15	THERMOENERGY CORPStock OptionA Award	Director, 10% Owner	AAward	+30K sh	—	—	30,000
2009-12-01	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+20K sh	$0.32	+$6,400	3,400,000
2009-11-30	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+15K sh	$0.31	+$4,650	3,380,000
2009-11-27	THERMOENERGY CORPP Purchase	Director, 10% Owner	PPurchase	+65K sh	$0.30	+$19.5K	3,365,000
2009-11-19	THERMOENERGY CORPCommon Stock Purchase WarrantP Purchase	Director, 10% Owner	PPurchase	+458K sh	—	—	458,333
2009-11-19	THERMOENERGY CORPCommon Stock Purchase WarrantP Purchase	Director, 10% Owner	PPurchase	+500K sh	—	—	500,000
2009-11-19	THERMOENERGY CORPConvertible NoteC Conversion	Director, 10% Owner	CConversion	−2.5M sh	$600000.00	−$1.5T	0
2009-11-19	THERMOENERGY CORPSeries B Convertible Preferred StockC Conversion	Director, 10% Owner	CConversion	+256K sh	$2.40	+$615K	256,082
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−40K sh	$0.96	−$38.4K	3,965,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.86	−$17.2K	3,795,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−50K sh	$0.98	−$49K	3,875,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.76	−$15.2K	4,195,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.83	−$16.6K	4,175,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.87	−$17.4K	4,155,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.87	−$17.4K	4,135,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−40K sh	$0.94	−$37.6K	4,095,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−40K sh	$0.92	−$36.8K	4,055,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−50K sh	$0.92	−$46K	4,005,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−40K sh	$1.02	−$40.8K	3,925,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−20K sh	$0.90	−$18K	3,815,189
2009-11-16	VIKING SYSTEMS INCS Sale	Please See Remark (A)	SSale	−40K sh	$0.95	−$38K	3,835,189
2009-09-28	THERMOENERGY CORPCommon Stock Purchase WarrantJ Other	Director, 10% Owner	JOther	−600K sh	—	—	0
2009-09-28	THERMOENERGY CORPCommon Stock Purchase WarrantJ Other	Director, 10% Owner	JOther	+600K sh	—	—	500,000
2009-09-28	THERMOENERGY CORPConvertible NoteJ Other	Director, 10% Owner	JOther	−2M sh	$600000.00	−$1.2T	0
2009-09-28	THERMOENERGY CORPConvertible NoteJ Other	Director, 10% Owner	JOther	+2.5M sh	$600000.00	+$1.5T	2,500,000
2009-09-28	THERMOENERGY CORPCommon Stock Purchase WarrantJ Other	Director, 10% Owner	JOther	−500K sh	—	—	0

Recent filings

Accepted (ET)
May 294
THERMOENERGY CORP0001144204-13-032043
SEC(opens sec.gov)
Mar 204
THERMOENERGY CORP0001144204-13-016462
SEC(opens sec.gov)

Companies

Address

C/O FOCUS FUND PO BOX 389

PONTE VEDRA, FL, 32004