Insider · CIK 0001275019

KLUG G DARCY

Reports to the SEC for 3 companies · LAFAYETTE, LA

sec.gov

Transactions

Companies

Filings

CIK

0001275019

Forms 4 and 5

Insider transactions

35 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-07-31	RedHawk Holdings Corp.C Conversion	Director, CFO, 10% Owner	CConversion	+123M sh	—	—	125,857,047
2020-07-31	RedHawk Holdings Corp.C Conversion	Director, CFO, 10% Owner	CConversion	+125M sh	—	—	250,706,412
2020-07-31	RedHawk Holdings Corp.Series A Preferred StockC Conversion	Director, CFO, 10% Owner	CConversion	−1,473 sh	—	—	19
2020-07-31	RedHawk Holdings Corp.Series B Preferred StockC Conversion	Director, CFO, 10% Owner	CConversion	−1,000 sh	—	—	0
2019-06-20	RedHawk Holdings Corp.D Disposition to Issuer	Director, CFO, 10% Owner	DDisposition to Issuer	−114M sh	—	—	626,144
2019-06-20	RedHawk Holdings Corp.Series A Preferred StockA Award	Director, CFO, 10% Owner	AAward	+1,277 sh	$1184.29	+$1.51M	1,492
2019-06-20	RedHawk Holdings Corp.Warrant (right to buy)A Award	Director, CFO, 10% Owner	AAward	+114M sh	—	—	113,508,450
2015-12-30	RedHawk Holdings Corp.Series B Preferred StockA Award	Director, CFO, 10% Owner	AAward	+1,000 sh	$1000.00	+$1M	1,000
2015-11-13	RedHawk Holdings Corp.Series A Preferred StockA Award	Director, CFO, 10% Owner	AAward	+215 sh	$1000.00	+$215K	215
2015-11-13	RedHawk Holdings Corp.Convertible NoteA Award	Director, CFO, 10% Owner	AAward	+1 sh	—	—	1
2015-06-25	RedHawk Holdings Corp.P Purchase	Director, CFO, 10% Owner	PPurchase	+19M sh	$0.00	+$49.5K	127,446,144
2015-02-04	RedHawk Holdings Corp.P Purchase	Director, CFO, 10% Owner	PPurchase	+50.7M sh	$0.00	+$60.8K	108,424,608
2015-02-04	RedHawk Holdings Corp.P Purchase	Director, CFO, 10% Owner	PPurchase	+50.7M sh	$0.00	+$60.8K	108,424,608
2014-10-13	RedHawk Holdings Corp.P Purchase	Director, CFO, 10% Owner	PPurchase	+410K sh	$0.00	+$656	57,724,608
2014-10-10	RedHawk Holdings Corp.P Purchase	Director, CFO, 10% Owner	PPurchase	+250K sh	$0.00	+$400	57,314,608
2007-11-19	OMNI ENERGY SERVICES CORPP Purchase	Executive Vice President	PPurchase	−36K sh	$5.06	−$182K	835,338
2007-01-30	OMNI ENERGY SERVICES CORPM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+78.3K sh	$1.92	+$150K	139,233
2007-01-30	OMNI ENERGY SERVICES CORPM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+40K sh	$2.32	+$92.8K	179,233
2007-01-30	OMNI ENERGY SERVICES CORPEmployee Stock OptionM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−78.3K sh	—	—	0
2007-01-30	OMNI ENERGY SERVICES CORPEmployee Stock OptionM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−40K sh	—	—	0
2006-07-03	OMNI ENERGY SERVICES CORPSeries C 9% Convertible Preferred StockA Award	Executive Vice President	AAward	+8 sh	$1.95	+$15.6	781,132
2006-06-05	OMNI ENERGY SERVICES CORPP Purchase	Executive Vice President	PPurchase	+5,000 sh	$8.40	+$42K	938,830
2006-01-03	OMNI ENERGY SERVICES CORPSeries C 9% Convertible Preferred StockA Award	Executive Vice President	AAward	+7 sh	$1.95	+$13.65	772,928
2005-11-18	OMNI ENERGY SERVICES CORPP Purchase	Executive Vice President	PPurchase	+10K sh	$2.54	+$25.4K	917,551
2005-10-05	OMNI ENERGY SERVICES CORPSeries C 9% Convertible Preferred StockA Award	Executive Vice President	AAward	+6 sh	$1.95	+$11.7	769,339
2005-08-29	OMNI ENERGY SERVICES CORPSeries C 9% Convertible Preferred StockA Award	Executive Vice President	AAward	+1 sh	$1.95	+$1.95	766,263
2005-05-17	OMNI ENERGY SERVICES CORPWarrantsA Award	Executive Vice President	AAward	+168K sh	$1.95	+$328K	503,133
2005-05-17	OMNI ENERGY SERVICES CORPWarrantsA Award	Executive Vice President	AAward	+43.8K sh	$2.50	+$109K	546,883
2005-05-17	OMNI ENERGY SERVICES CORPWarrantsA Award	Executive Vice President	AAward	+17.5K sh	$3.50	+$61.3K	564,383
2005-05-17	OMNI ENERGY SERVICES CORPSeries C 9% Convertible Preferred StockA Award	Executive Vice President	AAward	+89.7K sh	$1.95	+$175K	654,127
2004-08-12	OMNI ENERGY SERVICES CORPD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−162K sh	—	—	0
2004-08-12	OMNI ENERGY SERVICES CORPA Award	Executive Vice President	AAward	+40.5K sh	—	—	40,454
2004-08-12	OMNI ENERGY SERVICES CORPPhantom Stock (1 for 1)A Award	Executive Vice President	AAward	+121K sh	—	—	121,346
2003-12-01	OMNI ENERGY SERVICES CORPA Award	Executive Vice President	AAward	+162K sh	—	—	161,800
2003-11-05	OMNI ENERGY SERVICES CORPCompany Stock OptionA Award	Executive Vice President	AAward	+40K sh	$2.32	+$92.8K	173,333

Recent filings

Accepted (ET)
Aug 134
KLUG G DARCY0001753926-20-000248
SEC(opens sec.gov)
Aug 134
KLUG G DARCY0001179110-19-009430
SEC(opens sec.gov)
Nov 164
RedHawk Holdings Corp.0001615774-15-003313
SEC(opens sec.gov)
Jun 264
Independence Energy Corp.0001209191-15-056739
SEC(opens sec.gov)
Feb 64
Independence Energy Corp.0001209191-15-010183
SEC(opens sec.gov)
Feb 64/A
Independence Energy Corp.0001209191-15-010458
SEC(opens sec.gov)
Oct 144
Independence Energy Corp.0001181431-14-034237
SEC(opens sec.gov)
Nov 194
OMNI ENERGY SERVICES CORP0001181431-07-070420
SEC(opens sec.gov)
Feb 54
OMNI ENERGY SERVICES CORP0001181431-07-008275
SEC(opens sec.gov)

Companies

Address

1118 JEFFERSON STREET

LAFAYETTE, LA, 70501