Insider · CIK 0001275604

SCHAFER CHARLES J

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001275604

Forms 4 and 5

Insider transactions

23 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2014-08-25	Revolution Lighting Technologies, Inc.P Purchase	Director, President and CFO	PPurchase	+50K sh	$2.14	+$107K	400,000
2013-05-21	Revolution Lighting Technologies, Inc.A Award	Director, President and CFO	AAward	+250K sh	—	—	250,000
2011-07-29	L 3 COMMUNICATIONS HOLDINGS INCF Tax Payment	See Remarks	FTax Payment	−790 sh	$79.12	−$62.5K	15,255
2011-02-24	L 3 COMMUNICATIONS HOLDINGS INCA Award	See Remarks	AAward	+1,984 sh	—	—	16,461
2011-02-24	L 3 COMMUNICATIONS HOLDINGS INCF Tax Payment	See Remarks	FTax Payment	−719 sh	—	—	15,742
2010-08-01	L 3 COMMUNICATIONS HOLDINGS INCF Tax Payment	See Remarks	FTax Payment	−836 sh	$73.04	−$61.1K	14,240
2010-04-26	L 3 COMMUNICATIONS HOLDINGS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+24.1K sh	$68.16	+$1.64M	38,887
2010-04-26	L 3 COMMUNICATIONS HOLDINGS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+20K sh	$72.20	+$1.44M	58,887
2010-04-26	L 3 COMMUNICATIONS HOLDINGS INCS Sale	See Remarks	SSale	−44.1K sh	$96.21	−$4.24M	14,806
2010-04-26	L 3 COMMUNICATIONS HOLDINGS INC11/10/04 Employee Stock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−24.1K sh	—	—	0
2010-04-26	L 3 COMMUNICATIONS HOLDINGS INC08/02/06 Employee Stock Option (Right to Buy)M Exercise/Conversion	See Remarks	MExercise/Conversion	−20K sh	—	—	0
2010-02-23	L 3 COMMUNICATIONS HOLDINGS INCA Award	See Remarks	AAward	+1,996 sh	—	—	13,574
2010-02-23	L 3 COMMUNICATIONS HOLDINGS INCA Award	See Remarks	AAward	+1,808 sh	—	—	15,382
2010-02-23	L 3 COMMUNICATIONS HOLDINGS INCF Tax Payment	See Remarks	FTax Payment	−655 sh	—	—	14,727
2010-02-23	L 3 COMMUNICATIONS HOLDINGS INC02/23/10 Employee Stock Option (Right to Buy)A Award	See Remarks	AAward	+13K sh	—	—	12,987
2009-07-28	L 3 COMMUNICATIONS HOLDINGS INCA Award	See Remarks	AAward	+2,853 sh	—	—	11,416
2009-07-28	L 3 COMMUNICATIONS HOLDINGS INC07/28/09 Employee Stock Option (Right to Buy)A Award	See Remarks	AAward	+19K sh	—	—	18,970
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+15K sh	$18.75	+$281K	16,109
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INCS Sale	See Remarks	SSale	−15K sh	$71.16	−$1.07M	1,109
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INCM Exercise/Conversion	See Remarks	MExercise/Conversion	+5,000 sh	$39.70	+$198K	6,109
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INCS Sale	See Remarks	SSale	−5,000 sh	$71.16	−$356K	1,109
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INC10/25/99 Stock OptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−15K sh	—	—	0
2004-11-18	L 3 COMMUNICATIONS HOLDINGS INC11/15/01 Stock OptionsM Exercise/Conversion	See Remarks	MExercise/Conversion	−5,000 sh	—	—	31,000

Recent filings

Accepted (ET)
Aug 274
Revolution Lighting Technologies, Inc.0000905718-14-000572
SEC(opens sec.gov)
May 304
Revolution Lighting Technologies, Inc.0001140361-13-023370
SEC(opens sec.gov)
Aug 24
SCHAFER CHARLES J0001209191-11-042124
SEC(opens sec.gov)
Feb 284
SCHAFER CHARLES J0001209191-11-013264
SEC(opens sec.gov)
Aug 34
SCHAFER CHARLES J0001209191-10-040852
SEC(opens sec.gov)
Apr 284
SCHAFER CHARLES J0001209191-10-024005
SEC(opens sec.gov)
Feb 254
SCHAFER CHARLES J0001209191-10-012228
SEC(opens sec.gov)
Jul 304
SCHAFER CHARLES J0001209191-09-038245
SEC(opens sec.gov)
Dec 74
L 3 COMMUNICATIONS HOLDINGS INC0001005477-04-004391
SEC(opens sec.gov)

Companies

Address

C/O L-3 COMMUNICATIONS CORPORATION 600 THIRD AVENUE

NEW YORK, NY, 10016