FRIEDRICH ROMAN III

CIK 00012773439 companiesVANCOUVER, A1

SEC Profile

Transactions

Companies

Filings

CIK

0001277343

Recent Transactions

25 trades

Purchase
Guggenheim Credit Allocation Fund
Common Stock
2019-05-07$20.60/sh+1,060→ 3,057 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2019-05-07$20.16/sh+1,090→ 5,075.44 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2019-03-19$19.64/sh+158→ 3,916 total
Purchase
Guggenheim Credit Allocation Fund
Common Stock
2019-03-07$21.20/sh+1,095→ 1,997 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2018-09-06$22.19/sh+150→ 3,558 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2018-07-17$21.35/sh+850→ 3,361 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2018-03-29$20.20/sh+740→ 2,434 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2017-11-28$21.64/sh+135→ 1,640 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2017-07-20$21.07/sh+500→ 1,461 total
Purchase
Guggenheim Credit Allocation Fund
Common Stock
2016-08-25$22.10/sh+452→ 902 total
Purchase
Guggenheim Credit Allocation Fund
Common Stock
2014-08-28$24.27/sh+250→ 450 total
Sale
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust$GBAB
Common Stock
2013-12-26$19.66/sh+355→ 0 total
Sale
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock
2013-12-26$18.47/sh−147→ 0 total
Sale
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Common Stock
2013-12-26$25.30/sh−282→ 0 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2013-11-25$21.48/sh+100→ 1,052 total
Purchase
Guggenheim Credit Allocation Fund
Common Stock
2013-09-03$23.73/sh+200→ 200 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2013-06-24$21.31/sh+234→ 763 total
Purchase
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Common Stock
2013-04-16$25.81/sh+270→ 270 total
Purchase
FIDUCIARY/CLAYMORE ENERGY INFRASTRUCTURE FUND
Common Stock
2013-04-12$25.81/sh+270→ 270 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2012-12-27$21.10/sh+225→ 505 total
Purchase
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust$GBAB
Common Stock
2012-12-27$22.72/sh+215→ 355 total
Purchase
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Stock
2012-12-21$17.16/sh+100→ 147 total
Purchase
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust$GBAB
Common Stock
2012-02-23$21.93/sh+140→ 140 total
Purchase
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF
Common Stock
2011-04-04$21.04/sh+280→ 280 total
Purchase
GUGGENHEIM ENHANCED EQUITY STRATEGY FUND
Common Shares
2005-12-02$18.30/sh+200→ 200 total

Companies

Recent Filings

Address

200 BURRARD STREET, SUITE 1680

VANCOUVER, A1, V6C 3L6

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