Insider · CIK 0001279724

ARENS GEOFFREY W

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001279724

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2015-12-31	VISCOUNT SYSTEMS INCSeries A NoteJ Other	Director, 10% Owner	JOther	+1 sh	—	—	1
2015-12-31	VISCOUNT SYSTEMS INCSeries B NoteJ Other	Director, 10% Owner	JOther	+1 sh	—	—	1
2015-12-23	VISCOUNT SYSTEMS INCA Award	Director, 10% Owner	AAward	+500K sh	—	—	1,861,111
2015-11-03	VISCOUNT SYSTEMS INCSeries B NoteP Purchase	Director, 10% Owner	PPurchase	+1 sh	$110000.00	+$110K	1
2015-11-03	VISCOUNT SYSTEMS INCSeries A NoteJ Other	Director, 10% Owner	JOther	+1 sh	—	—	1
2015-11-03	VISCOUNT SYSTEMS INCSeries A NoteC Conversion	Director, 10% Owner	CConversion	+2 sh	—	—	2
2015-11-03	VISCOUNT SYSTEMS INCSeries B NoteP Purchase	Director, 10% Owner	PPurchase	+1 sh	$270000.00	+$270K	1
2015-11-03	VISCOUNT SYSTEMS INCA Award	Director, 10% Owner	AAward	+10.865 sh	—	—	10.865
2015-11-03	VISCOUNT SYSTEMS INCSeries A Convertible Redeemable Preferred StockC Conversion	Director, 10% Owner	CConversion	−213.937 sh	$2025.13	−$433K	0
2015-11-03	VISCOUNT SYSTEMS INCSeries A NoteP Purchase	Director, 10% Owner	PPurchase	+1 sh	$110000.00	+$110K	1
2015-09-30	VISCOUNT SYSTEMS INCSeries A Convertible Redeemable Preferred StockJ Other	Director, 10% Owner	JOther	+4.255 sh	—	—	212.38
2015-09-22	VISCOUNT SYSTEMS INCSeries A NoteC Conversion	Director, 10% Owner	CConversion	+1 sh	—	—	1
2015-06-30	VISCOUNT SYSTEMS INCSeries A Convertible Redeemable Preferred StockJ Other	Director, 10% Owner	JOther	+4.125 sh	—	—	208.125
2015-03-31	VISCOUNT SYSTEMS INCSeries A Convertible Redeemable Preferred StockJ Other	Director, 10% Owner	JOther	+4 sh	—	—	204
2015-03-05	VISCOUNT SYSTEMS INCSeries A Convertible Redeemable Preferred StockA Award	Director, 10% Owner	AAward	+200 sh	—	—	200
2015-03-05	VISCOUNT SYSTEMS INCD Disposition to Issuer	Director, 10% Owner	DDisposition to Issuer	−2.93M sh	—	—	1,361,111
2015-01-05	VISCOUNT SYSTEMS INCWarrantsP Purchase	Director, 10% Owner	PPurchase	+1.46M sh	—	—	1,462,500
2015-01-05	VISCOUNT SYSTEMS INCP Purchase	Director, 10% Owner	PPurchase	+2.93M sh	$0.08	+$234K	4,286,111
2009-01-02	CALIFORNIA COASTAL COMMUNITIES INCA Award	Director	AAward	+35.7K sh	$0.56	+$20K	40,159
2008-01-02	CALIFORNIA COASTAL COMMUNITIES INCA Award	Director	AAward	+3,515 sh	$5.69	+$20K	4,445
2005-02-10	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0
2005-01-25	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0
2005-01-24	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0
2005-01-11	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0
2005-01-07	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0
2004-12-02	CDZICADIZ INCJ Other	Director	JOther	0 sh	—	—	0

Recent filings

Accepted (ET)
May 35/A
VISCOUNT SYSTEMS INC0001493152-16-009357
SEC(opens sec.gov)
Feb 185
VISCOUNT SYSTEMS INC0001493152-16-007490
SEC(opens sec.gov)
Mar 54
VISCOUNT SYSTEMS INC0001140361-15-010546
SEC(opens sec.gov)
Jan 74
VISCOUNT SYSTEMS INC0001140361-15-000991
SEC(opens sec.gov)
Jan 64
ARENS GEOFFREY W0001179110-09-000581
SEC(opens sec.gov)
Jan 44
CALIFORNIA COASTAL COMMUNITIES INC0001179110-08-000586
SEC(opens sec.gov)

Companies

Address

1325 AVENUE OF THE AMERICAS

NEW YORK, NY, 10019