BROCK THOMAS W

CIK 00012803035 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001280303

Recent Transactions

24 trades

Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2020-12-02$6.68/sh+5,000→ 85,000 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2020-11-09$6.45/sh+25,000→ 80,000 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2020-08-31$6.19/sh+6,254→ 55,000 total
Sale
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2020-06-19$5.81/sh−2,568→ 0 total
Purchase
LIBERTY ALL STAR GROWTH FUND INC.$ASG
Shares of Common Stock
2020-03-31$4.34/sh+10,024→ 60,124 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2019-04-23$6.42/sh+700→ 2,500 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2019-02-20$6.09/sh+800→ 1,800 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2018-11-13$6.19/sh+1,000→ 1,000 total
Purchase
LIBERTY ALL STAR EQUITY FUND$USA
Shares of Beneficial Interest
2018-11-06$6.12/sh+15,000→ 48,746.706 total
Disposition to Issuer
Silver Bay Realty Trust Corp.
Common Stock, par value $0.01 per share
2017-05-09−171,750→ 0 total
Award
Silver Bay Realty Trust Corp.
Common Stock, par value $0.01 per share
2017-05-09+135,375→ 171,750 total
Award
Silver Bay Realty Trust Corp.
Common Stock, par value $0.01 per share
2017-01-27+17,836→ 36,375 total
Award
Silver Bay Realty Trust Corp.
Common Stock, par value $0.01 per share
2015-05-20+3,222→ 18,538 total
Award
Silver Bay Realty Trust Corp.
Common stock, par value $0.01 per share
2013-05-22+4,164→ 12,117 total
Purchase
Silver Bay Realty Trust Corp.
Common stock, par value $0.01 per share
2013-03-07$19.38/sh+5,000→ 7,703 total
Award
Silver Bay Realty Trust Corp.
Common stock, par value $0.01 per share
2012-12-19+2,703→ 2,703 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-08-08$23.53/sh+1,250→ 6,382 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-08-08$23.67/sh+500→ 6,882 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-15$22.95/sh+200→ 4,500 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-15$22.89/sh+500→ 5,000 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-15$23.01/sh+2,300→ 4,300 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-10$23.99/sh+900→ 1,600 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-10$23.98/sh+400→ 2,000 total
Purchase
Virtus Stone Harbor Emerging Markets Income Fund$EDF
Common Shares of Beneficial Interest
2011-03-10$24.00/sh+700→ 700 total

Companies

Recent Filings

Address

STONE HARBOR INVESTMENT PARTNERS LP 31 WEST 52ND STREET

NEW YORK, NY, 10019

View on SEC.gov