Insider · CIK 0001288593
Dougherty Raymond Joseph
Reports to the SEC for 8 companies · DALLAS, TX
Transactions
10
Companies
8
Filings
4
CIK
0001288593
Forms 4 and 5
Insider transactions
| Date | Company | Value |
|---|---|---|
| 2006-12-22 | PROSPECT STREET INCOME SHARES INCStock Option (Right to Buy)M Exercise/Conversion | — |
| 2006-12-22 | PROSPECT STREET INCOME SHARES INCA Award | — |
| 2006-12-22 | PROSPECT STREET INCOME SHARES INCF Tax Payment | −$26.9K |
| 2006-12-22 | PROSPECT STREET HIGH INCOME PORTFOLIO INCM Exercise/Conversion | +$47.5K |
| 2006-12-22 | PROSPECT STREET HIGH INCOME PORTFOLIO INCA Award | — |
| 2006-12-22 | PROSPECT STREET HIGH INCOME PORTFOLIO INCF Tax Payment | −$37.5K |
| 2006-12-22 | PROSPECT STREET HIGH INCOME PORTFOLIO INCStock Option (Right to Buy)M Exercise/Conversion | — |
| 2006-12-22 | PROSPECT STREET INCOME SHARES INCM Exercise/Conversion | +$43.6K |
| 2002-02-28 | PROSPECT STREET INCOME SHARES INCStock Option (Right to Buy)J Other | — |
| 2001-06-29 | PROSPECT STREET HIGH INCOME PORTFOLIO INCStock Option (Right to Buy)J Other | — |
Recent filings
- 4Dougherty Raymond Joseph0001209191-06-067164SEC(opens sec.gov)
- 4Dougherty Raymond Joseph0001209191-06-067156SEC(opens sec.gov)
- 4PROSPECT STREET HIGH INCOME PORTFOLIO INC0001209191-06-037344SEC(opens sec.gov)
- 4PROSPECT STREET INCOME SHARES INC0001209191-06-037332SEC(opens sec.gov)
Companies
- Highland Corporate Opportunities FundDirector, Senior Vice President
- Highland Distressed Opportunities, Inc.Director, SENIOR VICE PRESIDENT
- HIGHLAND INSTITUTIONAL FLOATING RATE INCOME FUNDDirector, Executive Vice-President
- Highland Special Situations FundDirector, Senior Vice President
- NEXPOINT DIVERSIFIED REAL ESTATE TRUSTDirector, SENIOR VICE PRESIDENTNXDT
- Pioneer Floating Rate Fund, Inc.Officer of investment managerPHD
- PROSPECT STREET HIGH INCOME PORTFOLIO INCAffiliate - Investment Advisor
- PROSPECT STREET INCOME SHARES INCAffiliate - Investment Advisor
Address
13455 NOEL ROAD SUITE 1300
DALLAS, TX, 75240