Cavalier David

CIK 00012897832 companiesMISSION VIEJO, CA

SEC Profile

Transactions

Companies

Filings

CIK

0001289783

Recent Transactions

50 trades

Award
Anixa Biosciences Inc$ANIX
Employee Stock Option (Right to Buy)
2020-08-13+30,000→ 30,000 total
Award
Anixa Biosciences Inc$ANIX
Employee Stock Option (Right to Buy)
2019-10-23+45,000→ 45,000 total
Purchase
Anixa Biosciences Inc$ANIX
Common Stock
2019-04-29$4.21/sh+2,000→ 2,000 total
Award
Anixa Biosciences Inc$ANIX
Employee Stock Option (Right to Buy)
2018-10-08+45,000→ 45,000 total
Award
AEOLUS PHARMACEUTICALS, INC.
Non-qualified Stock Option (right to buy)
2013-05-08+75,000→ 75,000 total
Other
AEOLUS PHARMACEUTICALS, INC.
Common Stock, $0.01 par value per share
2011-02-16−882,488→ 39,748,589 total
Exercise of In-Money
AEOLUS PHARMACEUTICALS, INC.
Call Option (right to buy)
2010-12-28−2,500,000→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Put Option (obligation to buy)
2010-12-28−2,500,000→ 0 total
Exercise of In-Money
AEOLUS PHARMACEUTICALS, INC.
Common Stock, $0.01 par value per share
2010-12-28+2,500,000→ 40,631,077 total
Exercise of In-Money
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2010-12-28+2,500,000→ 2,500,000 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2010-08-11+250,000→ 2,500,000 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2010-08-11+2,500,000→ 34,415,876 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Call Option (right to buy)
2010-08-11+2,500,000→ 2,500,000 total
Sale
AEOLUS PHARMACEUTICALS, INC.
Put Option (obligation to buy)
2010-08-11−2,500,000→ 2,500,000 total
Other
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2010-07-30$0.28/sh+5,892,857→ 31,915,876 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2010-07-30+11,785,714→ 11,785,714 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-28$0.47/sh+10,000→ 26,023,019 total
Other
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-24+714,286→ 25,953,019 total
Conversion
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-24+714,286→ 26,013,019 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-23$0.43/sh+10,000→ 25,298,733 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-22$0.41/sh+10,000→ 25,288,733 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-21$0.43/sh+10,000→ 25,278,733 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-18$0.38/sh+10,000→ 25,268,733 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-12-17$0.35/sh+20,000→ 25,258,733 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−2,150,000→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-10-06$0.35/sh+36,993→ 25,238,733 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-10-06$0.28/sh+5,892,857→ 22,344,597 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−250,000→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−13,392,857→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06+31,828,571→ 31,828,571 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−250,000→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−250,000→ 0 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06+11,785,714→ 43,614,285 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−1,000,000→ 0 total
Conversion
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-10-06$0.35/sh+2,857,143→ 25,201,740 total
Conversion
AEOLUS PHARMACEUTICALS, INC.
Senior Convertible Note
2009-10-06→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-10-06−250,000→ 0 total
Other
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-07-31$0.36/sh+95,537→ 16,451,740 total
Award
AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
2009-07-30+15,000→ 15,000 total
Award
AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
2009-06-04+11,250→ 11,250 total
Award
AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
2009-04-30+3,750→ 3,750 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-04-22$0.39/sh+20,000→ 16,356,203 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-04-02$0.39/sh+20,000→ 16,336,203 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-03-30$0.28/sh+5,357,143→ 16,316,203 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-03-30$0.28/sh+5,357,143→ 16,186,203 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Warrants (right to buy)
2009-03-30+13,392,857→ 13,392,857 total
Award
AEOLUS PHARMACEUTICALS, INC.
Non-Qualified Stock Option (right to buy)
2009-03-26+11,250→ 11,250 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-02-24$0.42/sh+20,000→ 10,959,060 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-02-11$0.45/sh+20,000→ 10,939,060 total
Purchase
AEOLUS PHARMACEUTICALS, INC.
Common Stock, par value $0.01 per share
2009-02-10$0.43/sh+40,000→ 10,919,060 total

Companies

Recent Filings

Address

C/O AEOLUS PHARMACEUTICALS, INC. 26361 CROWN VALLEY PARKWAY # 150

MISSION VIEJO, CA, 92691

View on SEC.gov