Insider · CIK 0001292866

Jacobs Steven C

Reports to the SEC for 1 company · BOCA RATON, FL

sec.gov

Transactions

Companies

Filings

CIK

0001292866

Forms 4 and 5

Insider transactions

27 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+185K sh	$0.32	+$59.4K	188,468
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+179K sh	$0.35	+$62.8K	367,903
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+28.7K sh	$0.35	+$10K	396,613
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+27.1K sh	$0.40	+$10.8K	423,710
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−250K sh	—	—	0
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−250K sh	—	—	0
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−40K sh	—	—	0
2013-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−40K sh	—	—	0
2013-12-20	SUMMIT FINANCIAL SERVICES GROUP INCM Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	+2,984 sh	$0.50	+$1,492	2,984
2013-12-20	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)M Exercise/Conversion	Director, Chief Financial Officer	MExercise/Conversion	−5,000 sh	—	—	0
2013-08-03	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)J Other	Director, Chief Financial Officer	JOther	−600K sh	—	—	0
2013-08-03	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+600K sh	—	—	600,000
2013-08-03	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+533K sh	—	—	533,333
2012-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+95K sh	—	—	95,000
2012-08-02	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)J Other	Director, Chief Financial Officer	JOther	−25K sh	—	—	0
2012-08-02	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+25K sh	—	—	25,000
2012-03-22	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)J Other	Director, Chief Financial Officer	JOther	−20K sh	—	—	0
2012-03-22	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+20K sh	—	—	20,000
2011-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+90K sh	—	—	90,000
2011-07-15	SUMMIT FINANCIAL SERVICES GROUP INCS Sale	Director, Chief Financial Officer	SSale	−80K sh	$0.76	−$60.8K	0
2010-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+85K sh	—	—	85,000
2009-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+80K sh	—	—	80,000
2009-12-22	SUMMIT FINANCIAL SERVICES GROUP INCWarrant (right to buy)A Award	Director, Chief Financial Officer	AAward	+440K sh	—	—	440,000
2009-12-22	SUMMIT FINANCIAL SERVICES GROUP INCWarrant (right to buy)J Other	Director, Chief Financial Officer	JOther	+400K sh	—	—	400,000
2009-12-22	SUMMIT FINANCIAL SERVICES GROUP INCWarrant (right to buy)J Other	Director, Chief Financial Officer	JOther	+40K sh	—	—	40,000
2008-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+40K sh	—	—	40,000
2007-12-31	SUMMIT FINANCIAL SERVICES GROUP INCStock Option (right to buy)A Award	Director, Chief Financial Officer	AAward	+40K sh	—	—	40,000

Recent filings

Accepted (ET)
Jan 34
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-14-000876
SEC(opens sec.gov)
Dec 244
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-13-064488
SEC(opens sec.gov)
Aug 64
SUMMIT FINANCIAL SERVICES GROUP INC0001181431-13-042943
SEC(opens sec.gov)
Jan 34
Jacobs Steven C0001181431-13-000974
SEC(opens sec.gov)
Aug 64
Jacobs Steven C0001181431-12-043750
SEC(opens sec.gov)
Mar 264
Jacobs Steven C0001181431-12-019475
SEC(opens sec.gov)
Feb 104
Jacobs Steven C0001181431-12-007778
SEC(opens sec.gov)
Jul 194
Jacobs Steven C0001181431-11-041599
SEC(opens sec.gov)

Companies

SUMMIT FINANCIAL SERVICES GROUP INCDirector, Chief Financial Officer

Address

980 NORTH FEDERAL HIGHWAY SUITE 310

BOCA RATON, FL, 33432