Insider · CIK 0001293663

CLARK J PHILIP

Reports to the SEC for 1 company · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001293663

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2011-12-06	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−12K sh	$24.31	−$292K	280,095
2011-12-06	EPOCH HOLDING CORPM Exercise/Conversion	Senior Advisor	MExercise/Conversion	+12K sh	$6.17	+$74K	292,095
2011-12-06	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Senior Advisor	MExercise/Conversion	−12K sh	—	—	11,684
2011-07-28	EPOCH HOLDING CORPF Tax Payment	Senior Advisor	FTax Payment	−8,759 sh	$19.26	−$169K	280,095
2011-07-14	EPOCH HOLDING CORPM Exercise/Conversion	Senior Advisor	MExercise/Conversion	+1,299 sh	$6.17	+$8,014.83	290,153
2011-07-14	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Senior Advisor	MExercise/Conversion	−1,299 sh	—	—	23,684
2011-07-14	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,299 sh	$18.94	−$24.6K	288,854
2011-07-13	EPOCH HOLDING CORPM Exercise/Conversion	Senior Advisor	MExercise/Conversion	+8,699 sh	$6.17	+$53.7K	317,553
2011-07-13	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Senior Advisor	MExercise/Conversion	−8,699 sh	—	—	24,983
2011-07-13	EPOCH HOLDING CORPG Gift	Senior Advisor	GGift	−20K sh	—	—	288,854
2011-07-13	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−8,699 sh	$18.87	−$164K	308,854
2011-07-12	EPOCH HOLDING CORPM Exercise/Conversion	Senior Advisor	MExercise/Conversion	+1,370 sh	$6.17	+$8,452.9	310,224
2011-07-12	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,370 sh	$19.02	−$26.1K	308,854
2011-07-12	EPOCH HOLDING CORPEmployee Stock Options (Right to Buy)M Exercise/Conversion	Senior Advisor	MExercise/Conversion	−1,370 sh	—	—	33,682
2011-04-27	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−14.4K sh	$16.50	−$238K	308,854
2011-04-26	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−10.8K sh	$16.58	−$179K	323,254
2011-04-15	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−4,800 sh	$16.52	−$79.3K	334,054
2011-04-14	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−3,200 sh	$16.40	−$52.5K	338,854
2011-04-11	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,800 sh	$16.40	−$29.5K	342,054
2011-04-06	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−14.8K sh	$16.34	−$242K	343,854
2011-04-05	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−15.2K sh	$16.17	−$246K	358,654
2011-04-04	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−20K sh	$16.00	−$320K	373,854
2011-04-01	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−20K sh	$15.88	−$318K	393,854
2011-03-31	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−9,900 sh	$15.73	−$156K	413,854
2011-03-30	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−900 sh	$15.71	−$14.1K	423,754
2011-03-25	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−5,900 sh	$15.70	−$92.6K	424,654
2011-03-22	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−700 sh	$15.74	−$11K	430,554
2011-03-21	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−700 sh	$15.70	−$11K	431,254
2011-03-02	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−2,900 sh	$15.75	−$45.7K	431,954
2011-03-01	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−4,000 sh	$15.92	−$63.7K	434,854
2011-02-28	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,700 sh	$15.70	−$26.7K	438,854
2011-02-23	EPOCH HOLDING CORPF Tax Payment	Senior Advisor	FTax Payment	−2,597 sh	$15.42	−$40K	440,554
2011-02-18	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−300 sh	$15.90	−$4,770	443,151
2011-02-14	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−5,700 sh	$15.90	−$90.6K	443,451
2011-02-11	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−2,100 sh	$15.90	−$33.4K	449,151
2011-02-08	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−400 sh	$16.00	−$6,400	451,251
2011-02-07	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−4,800 sh	$16.00	−$76.8K	451,651
2011-02-04	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−2,400 sh	$15.70	−$37.7K	456,451
2011-02-03	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−800 sh	$15.70	−$12.6K	460,937
2011-02-03	EPOCH HOLDING CORPF Tax Payment	Senior Advisor	FTax Payment	−2,086 sh	$14.86	−$31K	458,851
2011-02-02	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,300 sh	$15.70	−$20.4K	461,737
2011-02-01	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−5,500 sh	$15.61	−$85.9K	463,037
2011-01-26	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−4,300 sh	$16.56	−$71.2K	468,537
2011-01-25	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−10.7K sh	$15.60	−$167K	472,837
2011-01-18	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−10K sh	$16.27	−$163K	483,537
2011-01-13	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−9,000 sh	$15.48	−$139K	493,537
2011-01-12	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−9,600 sh	$15.31	−$147K	502,537
2011-01-11	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−1,400 sh	$15.25	−$21.4K	512,137
2011-01-10	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−11.5K sh	$15.20	−$175K	513,537
2011-01-07	EPOCH HOLDING CORPS Sale	Senior Advisor	SSale	−3,100 sh	$15.30	−$47.4K	525,037

Recent filings

Accepted (ET)
Dec 74
CLARK J PHILIP0001144204-11-068857
SEC(opens sec.gov)
Aug 14
CLARK J PHILIP0001144204-11-043205
SEC(opens sec.gov)
Jul 144
CLARK J PHILIP0001144204-11-040636
SEC(opens sec.gov)
Apr 284
CLARK J PHILIP0001144204-11-024691
SEC(opens sec.gov)
Apr 154
CLARK J PHILIP0001144204-11-022547
SEC(opens sec.gov)
Apr 134
CLARK J PHILIP0001144204-11-021812
SEC(opens sec.gov)
Apr 64
CLARK J PHILIP0001144204-11-020535
SEC(opens sec.gov)

Companies

EPOCH HOLDING CORPSenior Advisor

Address

EPOCH HOLDING CORPORATION 640 FIFTH AVENUE, 18TH FLOOR

NEW YORK, NY, 10019