Insider · CIK 0001294062

Gottdiener Noah

Reports to the SEC for 2 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001294062

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-12-07	Focus Financial Partners Inc.Incentive Units in Focus Financial Partners, LLCA Award	Director	AAward	+9,341 sh	—	—	9,341
2020-12-07	Focus Financial Partners Inc.Common Units in Focus Financial Partners, LLCA Award	Director	AAward	+951 sh	—	—	951
2019-12-11	Focus Financial Partners Inc.Incentive Units in Focus Financial Partners, LLCA Award	Director	AAward	+23.9K sh	—	—	23,910
2018-12-18	Focus Financial Partners Inc.Incentive Units in Focus Financial Partners, LLCA Award	Director	AAward	+20.5K sh	—	—	20,507
2018-07-30	Focus Financial Partners Inc.P Purchase	Director	PPurchase	+7,575 sh	$33.00	+$250K	7,575
2018-07-30	Focus Financial Partners Inc.Incentive Units in Focus Financial Partners, LLCA Award	Director	AAward	+30K sh	—	—	30,000
2013-04-23	Duff & Phelps CorpD Disposition to Issuer	Director, CEO and President	DDisposition to Issuer	−59.7K sh	—	—	732,425
2013-04-23	Duff & Phelps CorpJ Other	Director, CEO and President	JOther	−732K sh	$15.55	−$11.4M	0
2013-04-23	Duff & Phelps CorpJ Other	Director, CEO and President	JOther	−193K sh	$15.55	−$3M	0
2013-04-23	Duff & Phelps CorpJ Other	Director, CEO and President	JOther	−2,046 sh	$15.55	−$31.8K	0
2013-03-10	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−6,440 sh	$15.51	−$99.9K	792,150
2013-03-02	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−4,728 sh	$15.55	−$73.5K	798,590
2013-03-01	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−5,409 sh	$15.55	−$84.1K	803,318
2012-12-31	Duff & Phelps CorpM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+483K sh	—	—	808,727
2012-12-31	Duff & Phelps CorpM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+193K sh	—	—	192,982
2012-12-31	Duff & Phelps CorpM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+2,046 sh	—	—	2,046
2012-12-31	Duff & Phelps CorpDuff & Phelps Acquisitions, LLC New Class A UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−483K sh	—	—	0
2012-12-31	Duff & Phelps CorpDuff & Phelps Acquisitions, LLC New Class A UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−2,046 sh	—	—	0
2012-12-31	Duff & Phelps CorpDuff & Phelps Acquisitions, LLC New Class A UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−193K sh	—	—	0
2012-09-10	Duff & Phelps CorpDuff & Phelps Acquisitions, LLC New Class A UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−190 sh	—	—	2,046
2012-09-10	Duff & Phelps CorpS Sale	Director, CEO and President	SSale	−190 sh	$13.25	−$2,517.5	0
2012-09-10	Duff & Phelps CorpM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+190 sh	—	—	190
2012-08-09	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	−4,102 sh	—	—	2,236
2012-08-09	Duff & Phelps CorpM Exercise/Conversion	Director, CEO and President	MExercise/Conversion	+4,102 sh	—	—	4,102
2012-08-09	Duff & Phelps CorpS Sale	Director, CEO and President	SSale	−4,102 sh	$13.25	−$54.4K	0
2012-03-13	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−66.7K sh	$13.38	−$893K	483,491
2012-03-13	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−211 sh	$13.38	−$2,823.18	6,338
2012-03-10	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−5,805 sh	$14.36	−$83.4K	325,236
2012-03-07	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−41.7K sh	$13.38	−$558K	550,224
2012-03-07	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−352 sh	$13.38	−$4,709.76	6,549
2012-03-02	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−3,476 sh	$13.77	−$47.9K	331,041
2012-03-01	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−446K sh	$13.38	−$5.97M	591,939
2012-03-01	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−4,314 sh	$13.38	−$57.7K	6,901
2012-03-01	Duff & Phelps CorpA Award	Director, CEO and President	AAward	+58.1K sh	—	—	305,448
2012-03-01	Duff & Phelps CorpA Award	Director, CEO and President	AAward	+29.1K sh	—	—	334,517
2012-02-26	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−8,635 sh	$15.21	−$131K	247,310
2011-08-05	Duff & Phelps CorpP Purchase	Director, CEO and President	PPurchase	+10K sh	$10.94	+$109K	255,945
2011-03-21	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−10.8K sh	$15.15	−$164K	245,945
2011-03-11	Duff & Phelps CorpP Purchase	Director, CEO and President	PPurchase	+5,000 sh	$15.13	+$75.7K	204,313
2011-03-11	Duff & Phelps CorpA Award	Director, CEO and President	AAward	+52.5K sh	—	—	256,771
2011-03-10	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−4,669 sh	$15.25	−$71.2K	199,013
2011-03-10	Duff & Phelps CorpP Purchase	Director, CEO and President	PPurchase	+300 sh	$15.10	+$4,530	199,313
2011-03-02	Duff & Phelps CorpA Award	Director, CEO and President	AAward	+50.9K sh	—	—	203,682
2011-02-28	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−8,667 sh	$16.44	−$142K	152,775
2010-08-13	Duff & Phelps CorpP Purchase	Director, CEO and President	PPurchase	+3,455 sh	$10.26	+$35.4K	161,442
2010-08-12	Duff & Phelps CorpP Purchase	Director, CEO and President	PPurchase	+16.5K sh	$10.31	+$171K	157,987
2010-03-19	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−10.9K sh	$17.72	−$193K	141,442
2010-03-10	Duff & Phelps CorpA Award	Director, CEO and President	AAward	+34.6K sh	—	—	152,327
2010-02-26	Duff & Phelps CorpF Tax Payment	Director, CEO and President	FTax Payment	−8,614 sh	$16.68	−$144K	117,719
2009-11-10	Duff & Phelps CorpDuff and Phelps Acquisitions, LLC New Class A UnitsJ Other	Director, CEO and President	JOther	−13.8K sh	$15.00	−$207K	192,982

Recent filings

Accepted (ET)
Dec 94
Gottdiener Noah0001104659-20-133868
SEC(opens sec.gov)
Dec 134
Gottdiener Noah0001104659-19-072588
SEC(opens sec.gov)
Dec 204
Gottdiener Noah0001104659-18-074141
SEC(opens sec.gov)
Jul 304
Gottdiener Noah0001104659-18-048176
SEC(opens sec.gov)
Apr 254
Gottdiener Noah0001397821-13-000043
SEC(opens sec.gov)
Mar 124
Gottdiener Noah0001397821-13-000033
SEC(opens sec.gov)
Mar 44
Gottdiener Noah0001397821-13-000023
SEC(opens sec.gov)
Jan 34
Gottdiener Noah0001397821-13-000007
SEC(opens sec.gov)
Sep 124
Gottdiener Noah0001397821-12-000069
SEC(opens sec.gov)

Companies

Address

C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET

NEW YORK, NY, US 10055