Insider · CIK 0001295078

Carapezzi William R JR

Reports to the SEC for 3 companies · NEW YORK, NY

sec.gov

Transactions

Companies

Filings

CIK

0001295078

Forms 4 and 5

Insider transactions

34 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-05-12	PFEPFIZER INCS Sale	Executive Vice President	SSale	−32.9K sh	$50.00	−$1.65M	38,146
2022-02-28	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−1,795 sh	$46.94	−$84.3K	71,054
2022-02-26	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−4,619 sh	$47.72	−$220K	82,744
2022-02-26	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−9,895 sh	$50.64	−$501K	72,849
2022-02-26	PFEPFIZER INC · Stock Appreciation RightsM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−21.2K sh	—	—	0
2022-02-26	PFEPFIZER INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+21.2K sh	$25.60	+$543K	87,363
2022-02-24	PFEPFIZER INC · Stock Appreciation RightsA Award	Executive Vice President	AAward	+22.8K sh	—	—	22,823
2022-02-24	PFEPFIZER INC · Stock Appreciation RightsA Award	Executive Vice President	AAward	+20.1K sh	—	—	20,073
2022-02-23	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−12.7K sh	$51.28	−$651K	66,170
2022-02-23	PFEPFIZER INC · Stock Appreciation RightsM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−25.6K sh	—	—	0
2022-02-23	PFEPFIZER INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+25.6K sh	$27.34	+$701K	82,914
2022-02-23	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−4,057 sh	$46.87	−$190K	78,857
2021-02-27	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−13.7K sh	$34.64	−$474K	55,861
2021-02-27	PFEPFIZER INC · Stock Appreciation RightsM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−21.6K sh	—	—	0
2021-02-27	PFEPFIZER INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+21.6K sh	$22.35	+$482K	72,522
2021-02-27	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−2,985 sh	$33.49	−$100K	69,537
2021-02-25	PFEPFIZER INC · Stock Appreciation RightsA Award	Executive Vice President	AAward	+37.9K sh	—	—	37,925
2021-02-25	PFEPFIZER INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+27.2K sh	$22.89	+$623K	71,553
2021-02-25	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−2,983 sh	$33.82	−$101K	68,570
2021-02-25	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−17.6K sh	$34.76	−$612K	50,952
2021-02-25	PFEPFIZER INC · Stock Appreciation RightsM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−27.2K sh	—	—	0
2021-02-25	PFEPFIZER INC · Stock Appreciation RightsA Award	Executive Vice President	AAward	+32.8K sh	—	—	32,769
2021-02-22	PFEPFIZER INCF Tax Payment	Executive Vice President	FTax Payment	−1,410 sh	$34.26	−$48.3K	44,331
2013-04-23	Duff & Phelps CorpJ Other	Director	JOther	−21.2K sh	$15.55	−$330K	0
2012-04-19	Duff & Phelps CorpA Award	Director	AAward	+4,802 sh	—	—	21,214
2011-05-12	Duff & Phelps CorpA Award	Director	AAward	+5,014 sh	—	—	16,412
2010-05-06	Duff & Phelps CorpA Award	Director	AAward	+3,264 sh	—	—	11,398
2009-04-30	Duff & Phelps CorpA Award	Director	AAward	+2,591 sh	—	—	8,134
2008-05-15	Duff & Phelps CorpA Award	Director	AAward	+3,043 sh	—	—	3,043
2005-12-01	ALCATEL-LUCENT USA INC.Employee Stock Options (Right to buy)A Award	SVP, Gen. Counsel & Corp Sec.	AAward	+456K sh	—	—	456,250
2005-08-15	ALCATEL-LUCENT USA INC.S Sale	SVP, Gen. Counsel & Corp Sec.	SSale	−53.1K sh	$2.94	−$156K	28,353
2005-02-20	ALCATEL-LUCENT USA INC.F Tax Payment	SVP, Gen. Counsel & Corp Sec.	FTax Payment	−11.3K sh	$3.27	−$36.8K	81,463
2004-12-26	ALCATEL-LUCENT USA INC.F Tax Payment	SVP, Gen. Counsel & Corp Sec.	FTax Payment	−4,743 sh	$3.79	−$18K	92,744
2004-12-01	ALCATEL-LUCENT USA INC.Employee Stock Option (Right-to-Buy)A Award	SVP, Gen. Counsel & Corp Sec.	AAward	+450K sh	—	—	450,000

Recent filings

Accepted (ET)
May 134
Carapezzi William R JR0001225208-22-007019
SEC(opens sec.gov)
Mar 14
Carapezzi William R JR0001225208-22-003668
SEC(opens sec.gov)
Feb 254
Carapezzi William R JR0001225208-22-003459
SEC(opens sec.gov)
Mar 24
Carapezzi William R JR0001225208-21-004301
SEC(opens sec.gov)
Mar 14
Carapezzi William R JR0001225208-21-004032
SEC(opens sec.gov)

Companies

Address

C/O DUFF AND PHELPS CORPORATION 55 EAST 52ND STREET

NEW YORK, NY, US 10055