CONWAY RICHARD F

CIK 000129990411 companiesNEW YORK, NY

SEC Profile

Transactions

Companies

Filings

CIK

0001299904

Recent Transactions

50 trades

Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2020
2020-03-05−26,441,360.21→ 0 total
Conversion
CADIZ INC$CDZI
7% Convertible Senior Notes due 2020
2020-03-05−16,904,930.13→ 26,441,360.2 total
Purchase
CADIZ INC$CDZI
Series 1 Preferred Stock
2020-03-05+9,671→ 9,671 total
Other
CADIZ INC$CDZI
7% Convertible Senior Notes due 2020
2020-03-05+16,866,290.34→ 43,346,290.3 total
Conversion
CADIZ INC$CDZI
Common Stock
2020-03-05$6.75/sh+2,504,434→ 3,263,926 total
Disposition to Issuer
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2015-12-10−26,480,000→ 0 total
Award
CADIZ INC$CDZI
7% Convertible Senior Notes due 2020
2015-12-10+26,480,000→ 4,761,429 total
Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2015-03-16−21,000→ 3,786,146.58 total
Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2015-03-12−125,000→ 3,789,149.19 total
Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2015-03-11−100,000→ 3,807,021.86 total
Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2014-01-22→ 3,524,454.96 total
Sale
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2014-01-21→ 3,589,920.48 total
Other
Vuzix Corp$VUZI
Convertible Promissory Note
2013-08-05−82,549→ 0 total
Conversion
CADIZ INC$CDZI
Convertible Term Loan Tranche A-2a
2013-03-05→ 0 total
Conversion
CADIZ INC$CDZI
Convertible Term Loan Tranche B-1
2013-03-05→ 0 total
Conversion
CADIZ INC$CDZI
Convertible Term Loan Tranche C-1
2013-03-05→ 0 total
Award
CADIZ INC$CDZI
7% Convertible Senior Notes due 2018
2013-03-05→ 3,655,386 total
Conversion
CADIZ INC$CDZI
Convertible Term Loan Tranche B-3a
2013-03-05→ 0 total
Purchase
CADIZ INC$CDZI
Common Stock Warrants (right to buy)
2012-10-30$20.00/sh+50,000→ 50,000 total
Purchase
CADIZ INC$CDZI
Common Stock Warrants (right to buy)
2012-10-30$20.00/sh+50,000→ 50,000 total
Other
Vuzix Corp$VUZI
Convertible Promissory Note
2012-06-15−452,658→ 82,549 total
Disposition from Tender
ATS CORP
Common Stock
2012-03-29$3.20/sh−2,323,715→ 0 total
Sale
ATS CORP
Common Stock
2012-03-02$3.18/sh−200,000→ 2,323,715 total
Sale
ATS CORP
Common Stock
2012-03-02$3.18/sh−331,000→ 2,323,715 total
Sale
ATS CORP
Common Stock
2012-03-01$3.18/sh−684,600→ 2,523,715 total
Sale
ATS CORP
Common Stock
2012-03-01−0→ 2,854,715 total
Sale
ATS CORP
Common Stock
2012-02-29$3.18/sh−1,200,000→ 3,208,315 total
Sale
ATS CORP
Common Stock
2012-02-29−0→ 3,539,315 total
Purchase
ATS CORP
Common Stock
2010-12-13$2.79/sh+1,400→ 4,408,315 total
Purchase
ATS CORP
Common Stock
2010-12-13+0→ 4,739,315 total
Purchase
ATS CORP
Common Stock
2010-11-26$2.90/sh+300→ 4,406,915 total
Purchase
ATS CORP
Common Stock
2010-11-26+0→ 4,737,915 total
Purchase
ATS CORP
Common Stock
2010-11-24$2.85/sh+1,291→ 4,406,615 total
Purchase
ATS CORP
Common Stock
2010-11-24+0→ 4,737,615 total
Purchase
ATS CORP
Common Stock
2010-10-22$2.85/sh+3,000→ 4,405,324 total
Purchase
ATS CORP
Common Stock
2010-10-22+0→ 4,736,324 total
Purchase
ATS CORP
Common Stock
2010-10-21$2.81/sh+6,000→ 4,402,324 total
Purchase
ATS CORP
Common Stock
2010-10-21+0→ 4,733,324 total
Purchase
CADIZ INC$CDZI
Convertible Term Loan, Tranche A-2a
2010-10-19
Expiration (Short)
CADIZ INC$CDZI
Convertible Term Loan, Tranche A-2
2010-10-19→ 0 total
Purchase
CADIZ INC$CDZI
Convertible Term Loan, Tranche B-1
2010-10-19
Expiration (Short)
CADIZ INC$CDZI
Convertible Term Loan, Tranche B
2010-10-19→ 0 total
Purchase
CADIZ INC$CDZI
Convertible Term Loan, Tranche C-1
2010-10-19
Purchase
ATS CORP
Common Stock
2010-10-19+0→ 4,727,324 total
Purchase
CADIZ INC$CDZI
Convertible Term Loan, Tranche B-3a
2010-10-19
Purchase
ATS CORP
Common Stock
2010-10-19$2.85/sh+12,100→ 4,396,324 total
Purchase
ATS CORP
Common Stock
2010-10-18$2.86/sh+29,888→ 4,384,224 total
Purchase
ATS CORP
Common Stock
2010-10-18+0→ 4,715,224 total
Sale
Access to Money, Inc.
Warrants to Purchase Common Stock
2010-09-03−11,250,000→ 0 total
Purchase
Access to Money, Inc.
Common Stock
2010-09-03+0→ 11,124,903 total

Companies

Recent Filings

Address

C/O LAMPE, CONWAY & CO. LLC 680 FIFTH AVENUE, SUITE 1202

NEW YORK, NY, 10019

View on SEC.gov