Insider · CIK 0001300070

Brock Eric

Reports to the SEC for 3 companies · BOSTON, MA

sec.gov

Transactions

Companies

Filings

CIK

0001300070

Forms 4 and 5

Insider transactions

14 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2016-11-29	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+6,000 sh	$8.88	+$53.3K	14,050
2016-11-29	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+5,000 sh	$8.87	+$44.4K	19,050
2009-03-06	GLQClough Global Equity FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+2,600 sh	$7.79	+$20.3K	4,990.4
2009-03-06	GLVClough Global Dividend & Income FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+500 sh	$8.73	+$4,365	2,175.784
2009-03-06	GLVClough Global Dividend & Income FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+1,800 sh	$8.73	+$15.7K	3,975.784
2009-03-06	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+400 sh	$7.35	+$2,940	13,900
2009-03-06	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+2,200 sh	$7.36	+$16.2K	16,100
2008-01-18	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+2,000 sh	$17.05	+$34.1K	13,500
2008-01-18	GLQClough Global Equity FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+600 sh	$19.00	+$11.4K	2,351.447
2007-06-15	GLOClough Global Opportunities FundP Purchase	Person affiliated w/ Inv Adv.	PPurchase	+1,650 sh	$17.59	+$29K	10,000
2006-01-09	GLQClough Global Equity FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+751.447 sh	$25.20	+$18.9K	751.447
2006-01-09	GLQClough Global Equity FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+751.447 sh	$25.20	+$18.9K	751.447
2006-01-09	GLVClough Global Dividend & Income FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+376 sh	$26.69	+$10K	376
2006-01-06	GLVClough Global Dividend & Income FundP Purchase	person affiliated w/ Inv. Adv.	PPurchase	+376 sh	$26.69	+$10K	376

Recent filings

Accepted (ET)
Nov 304
Clough Global Opportunities Fund0001299405-16-000002
SEC(opens sec.gov)
Mar 94
Clough Global Equity Fund0001299406-09-000002
SEC(opens sec.gov)
Mar 94
Clough Global Allocation Fund0001299406-09-000001
SEC(opens sec.gov)
Mar 94
Clough Global Opportunities Fund0001299406-09-000003
SEC(opens sec.gov)
Jan 184
Clough Global Opportunities Fund0001299406-08-000004
SEC(opens sec.gov)
Jan 184
Clough Global Equity Fund0001299406-08-000003
SEC(opens sec.gov)
Jun 154
Clough Global Opportunities Fund0001299406-07-000006
SEC(opens sec.gov)
Jan 114/A
Brock Eric0001299406-06-000002
SEC(opens sec.gov)
Jan 114/A
Brock Eric0001299406-06-000001
SEC(opens sec.gov)
Jan 104
Brock Eric0001300070-06-000001
SEC(opens sec.gov)
Jan 104
Brock Eric0001300070-06-000002
SEC(opens sec.gov)

Companies

Address

ONE POST OFFICE SQUARE 40TH FLOOR

BOSTON, MA, 02109