Insider · CIK 0001300607

Sachs Gregory H

Reports to the SEC for 4 companies · CHICAGO, IL

sec.gov

Transactions

Companies

Filings

CIK

0001300607

Forms 4 and 5

Insider transactions

26 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2022-03-10	LTAFXAlternative Strategies Income FundP Purchase	10% Owner, See Footnote 1	PPurchase	+551K sh	$6.35	+$3.5M	1,275,818.78
2018-09-28	RMG Networks Holding CorpU Disposition from Tender	Director, Executive Chairman, 10% Owner	UDisposition from Tender	−1.87M sh	—	—	0
2018-09-28	RMG Networks Holding CorpU Disposition from Tender	Director, Executive Chairman, 10% Owner	UDisposition from Tender	−29.2K sh	—	—	0
2018-09-28	RMG Networks Holding CorpU Disposition from Tender	Director, Executive Chairman, 10% Owner	UDisposition from Tender	−109K sh	—	—	0
2016-12-29	RMG Networks Holding CorpX Exercise of In-Money	Director, Executive Chairman, 10% Owner	XExercise of In-Money	+161K sh	$0.62	+$100K	7,494,624
2016-12-29	RMG Networks Holding CorpSubscription Rights (right to buy)X Exercise of In-Money	Director, Executive Chairman, 10% Owner	XExercise of In-Money	−161K sh	—	—	0
2015-05-20	RMG Networks Holding CorpC Conversion	Director, Executive Chairman, 10% Owner	CConversion	+7.33M sh	—	—	7,333,333
2015-05-20	RMG Networks Holding CorpSeries A Convertible Preferred StockC Conversion	Director, Executive Chairman, 10% Owner	CConversion	−73.3K sh	—	—	0
2015-05-20	RMG Networks Holding CorpD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−143K sh	—	—	0
2015-03-26	RMG Networks Holding CorpSeries A Convertible Preferred StockP Purchase	Director, Executive Chairman, 10% Owner	PPurchase	+73.3K sh	$100.00	+$7.33M	73,333.33
2014-07-10	RMG Networks Holding CorpJ Other	Director, Executive Chairman, 10% Owner	JOther	+426K sh	—	—	437,456
2014-07-10	RMG Networks Holding CorpJ Other	Director, Executive Chairman, 10% Owner	JOther	+117K sh	—	—	116,950
2014-07-10	RMG Networks Holding CorpWarrantsJ Other	Director, Executive Chairman, 10% Owner	JOther	+1.6M sh	—	—	2,133,333
2014-07-10	RMG Networks Holding CorpWarrantsJ Other	Director, Executive Chairman, 10% Owner	JOther	+400K sh	—	—	400,000
2013-11-29	RMG Networks Holding CorpP Purchase	Director, Executive Chairman, 10% Owner	PPurchase	+8,035 sh	$5.21	+$41.9K	8,035
2013-11-29	RMG Networks Holding CorpP Purchase	Director, Executive Chairman, 10% Owner	PPurchase	+2,373 sh	$5.08	+$12.1K	10,408
2013-11-29	RMG Networks Holding CorpP Purchase	Director, Executive Chairman, 10% Owner	PPurchase	+1,200 sh	$4.98	+$5,976	11,608
2013-08-13	RMG Networks Holding CorpEmployee Stock Option (right to buy)A Award	Director, Executive Chairman, 10% Owner	AAward	+850K sh	—	—	850,000
2012-11-20	RMG Networks Holding CorpD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−762K sh	—	—	761,905
2011-06-03	RMG Networks Holding CorpD Disposition to Issuer	Director, Executive Chairman, 10% Owner	DDisposition to Issuer	−183K sh	—	—	1,139,048
2007-06-11	CIFC Corp.J Other	Director	JOther	+20.7K sh	$15.87	+$328K	329,692
2007-04-19	WENWendy's CoG Gift	Director, Chm & CEO Deerfield & Company	GGift	+100 sh	—	—	100
2006-06-13	CIFC Corp.J Other	Director	JOther	−30.6K sh	—	—	402,378
2006-06-13	CIFC Corp.J Other	Director	JOther	+29.2K sh	$12.97	+$378K	433,006
2006-06-13	CIFC Corp.J Other	Director	JOther	−19.1K sh	—	—	383,235
2005-06-29	CIFC Corp.P Purchase	Director	PPurchase	+50K sh	$15.75	+$788K	88,500

Recent filings

Accepted (ET)
Mar 144
Sachs Gregory H0001580642-22-001493
SEC(opens sec.gov)
Oct 24
Sachs Gregory H0001104659-18-060121
SEC(opens sec.gov)
Jan 34
RMG Networks Holding Corp0001387131-17-000042
SEC(opens sec.gov)
May 224
RMG Networks Holding Corp0001437749-15-010972
SEC(opens sec.gov)
Mar 304
RMG Networks Holding Corp0001437749-15-006353
SEC(opens sec.gov)
Jul 114
RMG Networks Holding Corp0001437749-14-012675
SEC(opens sec.gov)
Dec 34
RMG Networks Holding Corp0001437749-13-015583
SEC(opens sec.gov)
Aug 154
RMG Networks Holding Corp0001437749-13-010950
SEC(opens sec.gov)
Nov 304
Sachs Gregory H0001144204-12-065796
SEC(opens sec.gov)
Feb 145
Sachs Gregory H0001144204-12-008676
SEC(opens sec.gov)

Companies

Address

615 N. WABASH AVE.

CHICAGO, IL, 60611