Moses Michael A

CIK 00013046963 companiesDALLAS, TX

SEC Profile

Transactions

Companies

Filings

CIK

0001304696

Recent Transactions

50 trades

Disposition to Issuer
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2015-01-01−38,748→ 0 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2014-03-10+313→ 21,684 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2014-03-10−313→ 625 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2014-03-10−313→ 1,250 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2014-03-10−313→ 0 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2014-03-10+313→ 22,310 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2014-03-10+313→ 21,997 total
Award
SCIENTIFIC LEARNING CORP
Nonqualified Stock Option (Right to Buy)
2014-01-01+3,750→ 3,750 total
Award
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2014-01-01+1,875→ 1,875 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2013-11-14+5,963→ 38,748 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-09-10−312→ 1,563 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-09-10+312→ 21,371 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-09-10+312→ 20,747 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-09-10−312→ 938 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-09-10−312→ 313 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-09-10+312→ 21,059 total
Award
SCIENTIFIC LEARNING CORP
Stock Option
2013-04-01+40,000→ 40,000 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-03-11+313→ 19,809 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-03-11+313→ 20,122 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-03-11−313→ 1,250 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-03-11−313→ 625 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Common Stock
2013-03-11+313→ 20,435 total
Exercise/Conversion
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-03-11−313→ 0 total
Award
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2013-01-01+1,875→ 1,875 total
Award
SCIENTIFIC LEARNING CORP
Nonqualified Stock Option (Right to Buy)
2013-01-01+3,750→ 3,750 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2012-11-21+7,231→ 32,785 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-09-10+312→ 19,496 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-09-10−312→ 313 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-09-10+312→ 18,872 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-09-10−312→ 1,563 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-09-10+312→ 19,184 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-09-10−312→ 938 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-03-10+313→ 18,560 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-03-10−313→ 1,250 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-03-10−313→ 625 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-03-10+313→ 18,247 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-03-10−417→ 0 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2012-03-10+417→ 17,934 total
Award
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2012-01-01+1,875→ 1,875 total
Award
SCIENTIFIC LEARNING CORP
Nonqualified Stock Option (Right to Buy)
2012-01-01+3,750→ 3,750 total
Award
SCIENTIFIC LEARNING CORP
Right to Receive Stock Bonus
2012-01-01+9,960→ 9,960 total
Award
Hilltop Securities Holdings LLC
Common Stock $.10 Par Value
2011-11-17+6,731→ 25,554 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2011-09-10+417→ 16,893 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2011-09-10+312→ 17,205 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2011-09-10−312→ 938 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2011-09-10−417→ 417 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2011-03-10+184→ 15,746 total
Award
SCIENTIFIC LEARNING CORP
Common Stock
2011-03-10+313→ 16,476 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2011-03-10−417→ 834 total
Disposition to Issuer
SCIENTIFIC LEARNING CORP
Restricted Stock Unit
2011-03-10−184→ 0 total

Companies

Recent Filings

Address

1201 ELM STREET SUITE 3500

DALLAS, TX, 75270

View on SEC.gov