Insider · CIK 0001305979

APPEL RONI

Reports to the SEC for 1 company · NORTH BRUNSWICK, NJ

sec.gov

Transactions

Companies

Filings

CIK

0001305979

Forms 4 and 5

Insider transactions

40 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2020-05-04	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+13K sh	—	—	13,000
2020-03-13	Ayala Pharmaceuticals, Inc.S Sale	Director	SSale	−2,401 sh	$0.55	−$1,320.55	10,476
2020-03-12	Ayala Pharmaceuticals, Inc.S Sale	Director	SSale	−200 sh	$0.58	−$116	12,877
2020-03-11	Ayala Pharmaceuticals, Inc.S Sale	Director	SSale	−399 sh	$0.67	−$267.33	13,077
2019-10-24	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+10K sh	—	—	10,000
2019-04-10	Ayala Pharmaceuticals, Inc.P Purchase	Director	PPurchase	+3,000 sh	$3.80	+$11.4K	13,476
2018-11-05	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+25K sh	—	—	25,000
2018-09-11	Ayala Pharmaceuticals, Inc.Common Stock WarrantsP Purchase	Director	PPurchase	+28.3K sh	—	—	28,333
2018-09-11	Ayala Pharmaceuticals, Inc.P Purchase	Director	PPurchase	+33.3K sh	$1.20	+$40K	157,143
2017-11-02	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+25K sh	—	—	25,000
2016-11-03	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+25K sh	—	—	25,000
2015-11-05	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+40K sh	—	—	40,000
2015-03-30	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+15K sh	—	—	123,810
2015-03-30	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+20K sh	—	—	20,000
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−2,200 sh	—	—	2,200
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−3,000 sh	—	—	3,000
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−1,000 sh	—	—	1,000
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−4,457 sh	—	—	4,457
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−1,400 sh	—	—	1,400
2014-11-12	Ayala Pharmaceuticals, Inc.J Other	Director	JOther	−33.6K sh	—	—	83,695
2014-11-12	Ayala Pharmaceuticals, Inc.OptionsJ Other	Director	JOther	−4,693 sh	—	—	4,693
2014-11-03	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+25.1K sh	—	—	108,810
2014-07-17	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+50K sh	—	—	117,331
2013-11-18	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+10.3K sh	$4.85	+$50K	67,332
2013-10-24	Ayala Pharmaceuticals, Inc.P Purchase	Director	PPurchase	+12.5K sh	$4.00	+$50K	57,023
2013-10-24	Ayala Pharmaceuticals, Inc.Common Stock WarrantsP Purchase	Director	PPurchase	+6,250 sh	$0.00	+$6.25	6,250
2013-06-12	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+1.35M sh	—	—	5,565,467
2013-03-14	Ayala Pharmaceuticals, Inc.OptionA Award	Director	AAward	+550K sh	—	—	550,000
2012-03-01	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+82K sh	—	—	4,212,134
2011-11-08	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+750K sh	—	—	750,000
2010-10-14	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+250K sh	—	—	250,000
2009-07-21	Ayala Pharmaceuticals, Inc.OptionsA Award	Director	AAward	+350K sh	—	—	2,729,090
2008-04-04	Ayala Pharmaceuticals, Inc.J Other	Director	JOther	+154K sh	—	—	4,130,134
2007-10-17	Ayala Pharmaceuticals, Inc.WarrantsD Disposition to Issuer	Director	DDisposition to Issuer	+58.6K sh	—	—	675,897
2007-10-17	Ayala Pharmaceuticals, Inc.WarrantsA Award	Director	AAward	+85.4K sh	—	—	675,897
2007-10-17	Ayala Pharmaceuticals, Inc.WarrantsD Disposition to Issuer	Director	DDisposition to Issuer	+356K sh	—	—	675,897
2007-10-17	Ayala Pharmaceuticals, Inc.WarrantsA Award	Director	AAward	+518K sh	—	—	675,897
2005-06-22	Ayala Pharmaceuticals, Inc.P Purchase	Director	PPurchase	−150K sh	$1.00	−$150K	2,382,666
2005-04-01	Ayala Pharmaceuticals, Inc.OptionA Award	Director	AAward	+1.11M sh	—	—	1,114,344
2005-02-28	Ayala Pharmaceuticals, Inc.A Award	Director	AAward	+10.5K sh	$0.29	+$3,013.5	2,532,666

Recent filings

Accepted (ET)
May 54
APPEL RONI0001493152-20-007729
SEC(opens sec.gov)
Mar 164
APPEL RONI0001493152-20-004065
SEC(opens sec.gov)
Oct 254
APPEL RONI0001493152-19-016007
SEC(opens sec.gov)
Apr 114
APPEL RONI0001493152-19-005148
SEC(opens sec.gov)
Nov 74
APPEL RONI0001493152-18-015363
SEC(opens sec.gov)
Sep 134
APPEL RONI0001493152-18-013213
SEC(opens sec.gov)
Nov 64
APPEL RONI0001493152-17-012505
SEC(opens sec.gov)
Nov 74
Advaxis, Inc.0001493152-16-014580
SEC(opens sec.gov)
Nov 64
Advaxis, Inc.0001493152-15-005220
SEC(opens sec.gov)
Apr 14
Advaxis, Inc.0001493152-15-001222
SEC(opens sec.gov)
Feb 44
Advaxis, Inc.0001493152-15-000381
SEC(opens sec.gov)
Nov 134
Advaxis, Inc.0001493152-14-003689
SEC(opens sec.gov)

Companies

Ayala Pharmaceuticals, Inc.Director

Address

C/O ADVAXIS, INC. TECHNOLOGY CTR OF NJ, 675 US HIGHWAY ONE

NORTH BRUNSWICK, NJ, 08902