Insider · CIK 0001315915

PEARLMAN EMANUEL R

Reports to the SEC for 13 companies · AUSTIN, TX

sec.gov

Transactions

Companies

Filings

CIK

0001315915

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2025-03-11	MFICMidCap Financial Investment CorpP Purchase	Director	PPurchase	+800 sh	$12.52	+$10K	2,800
2025-03-10	MFICMidCap Financial Investment CorpP Purchase	Director	PPurchase	+1,000 sh	$13.09	+$13.1K	2,000
2025-02-28	DBDDIEBOLD NIXDORF, IncS Sale	Director	SSale	−1,000 sh	$43.71	−$43.7K	41,000
2025-02-28	DBDDIEBOLD NIXDORF, IncS Sale	Director	SSale	−1,000 sh	$43.65	−$43.7K	40,000
2024-08-12	MFICMidCap Financial Investment CorpP Purchase	Director	PPurchase	+1,000 sh	$12.98	+$13K	1,000
2024-02-23	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	143,309
2023-12-24	DBDDIEBOLD NIXDORF, IncA Award	Director	AAward	+40K sh	—	—	42,000
2023-12-24	DBDDIEBOLD NIXDORF, Inc · Director Stock Option (right to buy)A Award	Director	AAward	+80K sh	—	—	80,000
2023-09-11	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+1,000 sh	$18.32	+$18.3K	1,000
2023-09-11	DBDDIEBOLD NIXDORF, IncP Purchase	Director	PPurchase	+1,000 sh	$18.31	+$18.3K	2,000
2023-03-03	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	128,309
2022-03-10	Redbox Entertainment Inc.A Award	Director	AAward	+38.9K sh	—	—	38,860
2022-02-23	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	113,309
2021-05-27	NTIPNETWORK-1 TECHNOLOGIES, INC.D Disposition to Issuer	Director	DDisposition to Issuer	−40K sh	$3.27	−$131K	87,059
2021-02-23	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	138,309
2020-02-19	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	123,309
2020-01-22	NTIPNETWORK-1 TECHNOLOGIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+35K sh	$2.34	+$81.9K	141,740
2020-01-22	NTIPNETWORK-1 TECHNOLOGIES, INC.F Tax Payment	Director	FTax Payment	−33.4K sh	$2.45	−$81.9K	108,309
2020-01-22	NTIPNETWORK-1 TECHNOLOGIES, INC. · Option to purchase common stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−35K sh	—	—	0
2019-11-15	EMPIRE RESORTS INCD Disposition to Issuer	Director, Executive Chairman	DDisposition to Issuer	−108K sh	$9.74	−$1.06M	0
2019-11-15	EMPIRE RESORTS INCRestricted Stock UnitsD Disposition to Issuer	Director, Executive Chairman	DDisposition to Issuer	−50K sh	—	—	0
2019-03-22	EMPIRE RESORTS INCG Gift	Director, Executive Chairman	GGift	−3,600 sh	—	—	108,331
2019-03-15	EMPIRE RESORTS INCF Tax Payment	Director, Executive Chairman	FTax Payment	−9,791 sh	$10.81	−$106K	111,931
2019-02-13	NTIPNETWORK-1 TECHNOLOGIES, INC.M Exercise/Conversion	Director	MExercise/Conversion	+35K sh	$1.65	+$57.8K	114,840
2019-02-13	NTIPNETWORK-1 TECHNOLOGIES, INC.F Tax Payment	Director	FTax Payment	−23.1K sh	$2.50	−$57.8K	91,740
2019-02-13	NTIPNETWORK-1 TECHNOLOGIES, INC. · Option to purchase common stock (right to buy)M Exercise/Conversion	Director	MExercise/Conversion	−35K sh	—	—	0
2019-01-30	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$12.21	−$12.2K	121,722
2019-01-28	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$12.39	−$12.4K	122,722
2019-01-24	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$12.12	−$12.1K	123,722
2019-01-22	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$13.37	−$13.4K	124,722
2019-01-21	EMPIRE RESORTS INCRestricted Stock UnitsA Award	Director, Executive Chairman	AAward	+50K sh	—	—	50,000
2019-01-17	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$14.11	−$14.1K	125,722
2019-01-15	NTIPNETWORK-1 TECHNOLOGIES, INC.A Award	Director	AAward	+15K sh	—	—	94,840
2019-01-15	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$12.58	−$12.6K	126,722
2019-01-11	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$11.15	−$11.2K	127,722
2019-01-09	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.05	−$10.1K	128,722
2019-01-07	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.30	−$10.3K	129,722
2019-01-03	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.08	−$10.1K	130,722
2018-12-31	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.55	−$10.6K	131,722
2018-12-27	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$9.63	−$9,631.2	132,722
2018-12-24	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$9.01	−$9,013	133,722
2018-12-20	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$8.96	−$8,955	134,722
2018-12-18	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,598 sh	$9.48	−$15.1K	135,722
2018-12-17	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$9.90	−$9,905	137,320
2018-12-14	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.34	−$10.3K	138,320
2018-12-13	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.45	−$10.5K	139,320
2018-12-12	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.62	−$10.6K	140,320
2018-12-11	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.32	−$10.3K	141,320
2018-12-10	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.33	−$10.3K	142,320
2018-12-07	EMPIRE RESORTS INCS Sale	Director, Executive Chairman	SSale	−1,000 sh	$10.37	−$10.4K	143,320

Recent filings

Accepted (ET)
Mar 124
PEARLMAN EMANUEL R0000950170-25-037910
SEC(opens sec.gov)
Mar 114
PEARLMAN EMANUEL R0000950170-25-037128
SEC(opens sec.gov)
Mar 34
PEARLMAN EMANUEL R0000028823-25-000037
SEC(opens sec.gov)
Aug 144
PEARLMAN EMANUEL R0000950170-24-097300
SEC(opens sec.gov)
Feb 264
PEARLMAN EMANUEL R0001072613-24-000269
SEC(opens sec.gov)
Dec 264
PEARLMAN EMANUEL R0000028823-23-000166
SEC(opens sec.gov)
Sep 124
PEARLMAN EMANUEL R0000028823-23-000147
SEC(opens sec.gov)
Mar 64
PEARLMAN EMANUEL R0001072613-23-000239
SEC(opens sec.gov)
Mar 144
PEARLMAN EMANUEL R0001225208-22-004656
SEC(opens sec.gov)
Feb 244
PEARLMAN EMANUEL R0001072613-22-000294
SEC(opens sec.gov)
May 284
PEARLMAN EMANUEL R0001072613-21-000435
SEC(opens sec.gov)
Feb 254
PEARLMAN EMANUEL R0001072613-21-000273
SEC(opens sec.gov)
Feb 214
PEARLMAN EMANUEL R0001072613-20-000116
SEC(opens sec.gov)
Jan 234
PEARLMAN EMANUEL R0001072613-20-000010
SEC(opens sec.gov)
Nov 154
PEARLMAN EMANUEL R0000899243-19-027392
SEC(opens sec.gov)

Companies

Address

C/O MULTIMEDIA GAMES, INC. 206 WILD BASIN ROAD, BLDG. B, SUITE 400

AUSTIN, TX, 78746