Insider · CIK 0001317763

BARNES DAVID M

Reports to the SEC for 5 companies · DEERFIELD BEACH, FL

sec.gov

Transactions

Companies

Filings

CIK

0001317763

Forms 4 and 5

Insider transactions

33 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2012-08-22	CD INTERNATIONAL ENTERPRISES, INC.A Award	Director	AAward	+54.2K sh	—	—	70,483
2012-03-01	CD INTERNATIONAL ENTERPRISES, INC.A Award	Director	AAward	+8,525 sh	—	—	16,275
2011-03-07	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−6,750 sh	$1.44	−$9,720	7,750
2011-03-04	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−1,000 sh	$1.43	−$1,430	14,500
2010-12-29	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−10.5K sh	$1.35	−$14.2K	15,500
2010-09-30	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−10K sh	$1.25	−$12.5K	26,000
2010-06-03	CD INTERNATIONAL ENTERPRISES, INC.A Award	Director	AAward	+31K sh	—	—	36,000
2010-04-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−5,000 sh	$1.70	−$8,500	5,000
2010-03-30	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−5,500 sh	$1.60	−$8,800	10,000
2010-02-17	CD INTERNATIONAL ENTERPRISES, INC.Stock Option (Right to Buy)D Disposition to Issuer	Director	DDisposition to Issuer	−12.5K sh	—	—	0
2010-02-17	CD INTERNATIONAL ENTERPRISES, INC.A Award	Director	AAward	+6,250 sh	—	—	15,500
2010-01-12	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$2.50	−$10K	9,250
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−5,250 sh	$2.25	−$11.8K	13,250
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.95	−$7,800	30,000
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$2.15	−$8,600	26,000
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−5,250 sh	$2.25	−$11.8K	20,750
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.95	−$7,800	22,500
2010-01-06	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$2.15	−$8,600	18,500
2010-01-04	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.80	−$7,200	26,500
2010-01-04	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.80	−$7,200	34,000
2009-09-24	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.71	−$6,840	30,500
2009-09-24	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−4,000 sh	$1.71	−$6,840	38,000
2009-06-17	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−2,500 sh	$2.20	−$5,500	34,500
2009-06-12	CD INTERNATIONAL ENTERPRISES, INC.S Sale	Director	SSale	−5,000 sh	$1.87	−$9,350	37,000
2009-04-02	CD INTERNATIONAL ENTERPRISES, INC.A Award	Director	AAward	+37K sh	—	—	42,000
2007-01-12	ProText Mobility, Inc.Stock OptionA Award	Director	AAward	+66.7K sh	$0.28	+$18.7K	200,000
2007-01-12	ProText Mobility, Inc.Stock OptionA Award	Director	AAward	+66.7K sh	$0.28	+$18.7K	200,000
2007-01-12	ProText Mobility, Inc.Stock OptionA Award	Director	AAward	+66.7K sh	$0.28	+$18.7K	200,000
2006-07-31	CYBER DEFENSE SYSTEMS INCX Exercise of In-Money	Chief Financial Officer	XExercise of In-Money	+46.7K sh	$0.15	+$6,999.9	151,666
2006-07-11	Solar Thin Films, Inc.O Exercise Out-of-Money	Director, Chief Financial Officer	OExercise Out-of-Money	−20K sh	$1.29	−$25.8K	641,400
2006-07-07	Solar Thin Films, Inc.O Exercise Out-of-Money	Director, Chief Financial Officer	OExercise Out-of-Money	−32.4K sh	$1.26	−$40.8K	609,000
2006-06-28	Solar Thin Films, Inc.S Sale	Director, Chief Financial Officer	SSale	−33.5K sh	$1.53	−$51.3K	661,400
2006-06-22	Solar Thin Films, Inc.O Exercise Out-of-Money	Director, Chief Financial Officer	OExercise Out-of-Money	−13.1K sh	$1.74	−$22.8K	695,900

Recent filings

Accepted (ET)
Aug 244
BARNES DAVID M0001140361-12-038445
SEC(opens sec.gov)
Mar 14
BARNES DAVID M0001140361-12-012236
SEC(opens sec.gov)
Mar 74
BARNES DAVID M0001140361-11-014803
SEC(opens sec.gov)
Jan 34
BARNES DAVID M0001140361-11-000265
SEC(opens sec.gov)
Oct 44
BARNES DAVID M0001140361-10-039677
SEC(opens sec.gov)
Jun 74
BARNES DAVID M0001140361-10-024508
SEC(opens sec.gov)
Apr 84
BARNES DAVID M0001140361-10-015856
SEC(opens sec.gov)
Apr 14
BARNES DAVID M0001140361-10-014893
SEC(opens sec.gov)
Feb 194
BARNES DAVID M0001140361-10-007595
SEC(opens sec.gov)
Jan 144
BARNES DAVID M0001140361-10-001865
SEC(opens sec.gov)
Jan 144/A
BARNES DAVID M0001140361-10-001866
SEC(opens sec.gov)
Jan 144
BARNES DAVID M0001140361-10-001867
SEC(opens sec.gov)
Jan 64
BARNES DAVID M0001140361-10-001068
SEC(opens sec.gov)

Companies

Address

C/O CHINA DIRECT INDUSTRIES, INC. 431 FAIRWAY DRIVE, STE 200

DEERFIELD BEACH, FL, 33441