Insider · CIK 0001318774

Nichols David J

Reports to the SEC for 1 company · WESTLAKE VILLAGE, CA

sec.gov

Transactions

Companies

Filings

CIK

0001318774

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2013-04-30	K SWISS INCClass B Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−63.2K sh	$4.75	−$300K	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−100K sh	$1.88	−$188K	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−2,000 sh	—	—	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−250K sh	—	—	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−30K sh	—	—	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−150K sh	$1.36	−$204K	0
2013-04-30	K SWISS INCOption to Buy Class A Common StockD Disposition to Issuer	Executive Vice President	DDisposition to Issuer	−40K sh	—	—	0
2012-02-28	K SWISS INCOptions to buy Class A Common StockA Award	Executive Vice President	AAward	+150K sh	—	—	150,000
2011-11-15	K SWISS INCOptions to buy Class A Common StockA Award	Executive Vice President	AAward	+100K sh	—	—	100,000
2011-06-13	K SWISS INCS Sale	Executive Vice President	SSale	−8,175 sh	$9.61	−$78.6K	0
2011-06-13	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−8,175 sh	—	—	0
2011-06-13	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+8,175 sh	$5.05	+$41.3K	8,175
2011-06-01	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+11.2K sh	$5.05	+$56.6K	11,208
2011-06-01	K SWISS INCS Sale	Executive Vice President	SSale	−11.2K sh	$11.19	−$125K	0
2011-06-01	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−11.2K sh	—	—	8,175
2011-05-31	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+4,600 sh	$5.05	+$23.2K	4,600
2011-05-31	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−4,600 sh	—	—	19,383
2011-05-31	K SWISS INCS Sale	Executive Vice President	SSale	−4,600 sh	$11.12	−$51.2K	0
2011-05-19	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+9,099 sh	$5.05	+$45.9K	9,099
2011-05-19	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−9,099 sh	—	—	23,983
2011-05-19	K SWISS INCS Sale	Executive Vice President	SSale	−9,099 sh	$11.21	−$102K	0
2011-05-18	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−5,901 sh	—	—	33,082
2011-05-18	K SWISS INCS Sale	Executive Vice President	SSale	−5,901 sh	$11.10	−$65.5K	0
2011-05-18	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+5,901 sh	$5.05	+$29.8K	5,901
2011-05-12	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+5,000 sh	$5.05	+$25.3K	5,000
2011-05-12	K SWISS INCS Sale	Executive Vice President	SSale	−5,000 sh	$11.31	−$56.5K	0
2011-05-12	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−5,000 sh	—	—	38,983
2011-05-10	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+25K sh	$5.05	+$126K	25,000
2011-05-10	K SWISS INCS Sale	Executive Vice President	SSale	−25K sh	$11.26	−$282K	0
2011-05-10	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−25K sh	—	—	43,983
2011-03-25	K SWISS INCS Sale	Executive Vice President	SSale	−10K sh	$10.10	−$101K	0
2011-03-25	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−10K sh	—	—	68,983
2011-03-25	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+10K sh	$5.05	+$50.5K	10,000
2011-03-03	K SWISS INCS Sale	Executive Vice President	SSale	−4,516 sh	$10.15	−$45.9K	0
2011-03-03	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−4,516 sh	—	—	78,983
2011-03-03	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+4,516 sh	$5.05	+$22.8K	4,516
2010-12-10	K SWISS INCS Sale	Executive Vice President	SSale	−10K sh	$12.28	−$123K	0
2010-12-10	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−10K sh	—	—	83,499
2010-12-10	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+10K sh	$5.05	+$50.5K	10,000
2010-09-09	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+5,000 sh	$5.05	+$25.3K	5,000
2010-09-09	K SWISS INCS Sale	Executive Vice President	SSale	−5,000 sh	$12.41	−$62.1K	0
2010-09-09	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−5,000 sh	—	—	93,499
2010-06-11	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+3,499 sh	$4.39	+$15.4K	3,499
2010-06-11	K SWISS INCS Sale	Executive Vice President	SSale	−5,000 sh	$12.40	−$62K	0
2010-06-11	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−1,501 sh	—	—	98,499
2010-06-11	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+1,501 sh	$5.05	+$7,580.05	5,000
2010-06-11	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−3,499 sh	—	—	0
2010-06-03	K SWISS INCM Exercise/Conversion	Executive Vice President	MExercise/Conversion	+2,599 sh	$4.39	+$11.4K	2,599
2010-06-03	K SWISS INCS Sale	Executive Vice President	SSale	−2,599 sh	$12.40	−$32.2K	0
2010-06-03	K SWISS INCOptions to buy Class A Common StockM Exercise/Conversion	Executive Vice President	MExercise/Conversion	−2,599 sh	—	—	3,499

Recent filings

Accepted (ET)
Apr 304
Nichols David J0001181431-13-023983
SEC(opens sec.gov)
Mar 14
Nichols David J0001181431-12-013300
SEC(opens sec.gov)
Nov 174
Nichols David J0001181431-11-056855
SEC(opens sec.gov)
Jun 134
Nichols David J0001181431-11-036338
SEC(opens sec.gov)
Jun 24
Nichols David J0001181431-11-034426
SEC(opens sec.gov)
May 204
Nichols David J0001181431-11-031714
SEC(opens sec.gov)

Companies

K SWISS INCExecutive Vice President

Address

C/O K-SWISS INC 31248 OAK CREST DR.

WESTLAKE VILLAGE, CA, 91361