Insider · CIK 0001321073

Cartt Stephen LaHue

Reports to the SEC for 3 companies · UNION CITY, CA

sec.gov

Transactions

Companies

Filings

CIK

0001321073

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2018-06-21	Asterias Biotherapeutics, Inc.Stock OptionsA Award	Director	AAward	+20K sh	—	—	20,000
2017-06-26	Asterias Biotherapeutics, Inc.Stock OptionsA Award	Director	AAward	+20K sh	—	—	20,000
2017-03-30	Asterias Biotherapeutics, Inc.Stock OptionsA Award	Director	AAward	+200K sh	—	—	200,000
2017-03-30	Asterias Biotherapeutics, Inc.A Award	Director	AAward	+32.8K sh	—	—	292,783
2016-06-30	Asterias Biotherapeutics, Inc.P Purchase	Director	PPurchase	+10K sh	$2.40	+$24K	260,000
2016-06-10	Asterias Biotherapeutics, Inc.P Purchase	Director	PPurchase	+50K sh	$2.93	+$147K	250,000
2016-02-28	Asterias Biotherapeutics, Inc.Stock Options (right to buy)A Award	Director	AAward	+1M sh	—	—	1,000,000
2016-02-28	Asterias Biotherapeutics, Inc.A Award	Director	AAward	+200K sh	—	—	200,000
2015-08-18	LCTXLineage Cell Therapeutics, Inc.P Purchase	Director	PPurchase	+17.2K sh	$2.90	+$49.8K	155,125
2015-08-17	LCTXLineage Cell Therapeutics, Inc.P Purchase	Director	PPurchase	+39.4K sh	$2.83	+$111K	137,925
2015-08-14	LCTXLineage Cell Therapeutics, Inc.P Purchase	Director	PPurchase	+18.4K sh	$2.65	+$48.8K	98,525
2015-07-01	LCTXLineage Cell Therapeutics, Inc. · Option to Purchase Common SharesA Award	Director	AAward	+20K sh	—	—	20,000
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−30.5K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−23K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−46.3K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−110K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−99.4K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−150K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−130K sh	—	—	0
2014-08-14	QUESTCOR PHARMACEUTICALS INCStock Option (right to buy)D Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−100K sh	—	—	0
2014-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+23K sh	—	—	221,077
2014-02-24	QUESTCOR PHARMACEUTICALS INCD Disposition to Issuer	Chief Operating Officer	DDisposition to Issuer	−20.7K sh	—	—	200,410
2014-02-24	QUESTCOR PHARMACEUTICALS INCF Tax Payment	Chief Operating Officer	FTax Payment	−21.4K sh	$79.46	−$1.7M	179,035
2014-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+23K sh	—	—	198,077
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+24.9K sh	—	—	113,077
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+31K sh	—	—	144,077
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+31K sh	—	—	175,077
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+31K sh	—	—	175,085
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+31K sh	—	—	144,085
2013-02-24	QUESTCOR PHARMACEUTICALS INCA Award	Chief Operating Officer	AAward	+24.9K sh	—	—	113,085
2012-11-02	QUESTCOR PHARMACEUTICALS INCP Purchase	Chief Operating Officer	PPurchase	+10K sh	$24.17	+$242K	88,198
2012-02-15	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+45K sh	—	—	45,000
2012-02-15	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)A Award	Chief Operating Officer	AAward	+90K sh	—	—	90,000
2011-11-08	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+8,100 sh	$5.09	+$41.2K	86,298
2011-11-08	QUESTCOR PHARMACEUTICALS INCS Sale	Chief Operating Officer	SSale	−8,100 sh	$42.75	−$346K	78,198
2011-11-08	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−8,100 sh	—	—	22,607
2011-10-31	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+25K sh	$5.09	+$127K	103,198
2011-10-31	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−25K sh	—	—	30,707
2011-10-31	QUESTCOR PHARMACEUTICALS INCS Sale	Chief Operating Officer	SSale	−25K sh	$42.60	−$1.07M	78,198
2011-10-28	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−27.4K sh	—	—	7,884
2011-10-28	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+40K sh	$1.37	+$54.8K	118,198
2011-10-28	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+21.9K sh	$1.37	+$30K	140,075
2011-10-28	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+25K sh	$1.37	+$34.3K	165,075
2011-10-28	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+27.4K sh	$5.09	+$140K	192,484
2011-10-28	QUESTCOR PHARMACEUTICALS INCM Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	+25K sh	$5.09	+$127K	217,484
2011-10-28	QUESTCOR PHARMACEUTICALS INCS Sale	Chief Operating Officer	SSale	−139K sh	$41.36	−$5.76M	78,198
2011-10-28	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−40K sh	—	—	0
2011-10-28	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−21.9K sh	—	—	0
2011-10-28	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−25K sh	—	—	0
2011-10-28	QUESTCOR PHARMACEUTICALS INCStock Option (Right to Buy)M Exercise/Conversion	Chief Operating Officer	MExercise/Conversion	−25K sh	—	—	55,707

Recent filings

Accepted (ET)
Jun 254
Cartt Stephen LaHue0001140361-18-029804
SEC(opens sec.gov)
Jun 284
Asterias Biotherapeutics, Inc.0001140361-17-026471
SEC(opens sec.gov)
Apr 34
Asterias Biotherapeutics, Inc.0001140361-17-014420
SEC(opens sec.gov)
Jul 14
Asterias Biotherapeutics, Inc.0001140361-16-071335
SEC(opens sec.gov)
Jun 134
Asterias Biotherapeutics, Inc.0001140361-16-069565
SEC(opens sec.gov)
Mar 14
Asterias Biotherapeutics, Inc.0001140361-16-055904
SEC(opens sec.gov)
Aug 184
BIOTIME INC0001209191-15-066702
SEC(opens sec.gov)
Jul 64
BIOTIME INC0001209191-15-059842
SEC(opens sec.gov)
Aug 184
QUESTCOR PHARMACEUTICALS INC0001209191-14-053199
SEC(opens sec.gov)

Companies

Address

3260 WHIPPLE ROAD

UNION CITY, CA, 94587